Vice President, Compliance

0000936753-20-000080.txt : 20201113 0000936753-20-000080.hdr.sgml : 20201113 20201113125057 ACCESSION NUMBER: 0000936753-20-000080 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARIEL INVESTMENTS, LLC CENTRAL INDEX KEY: 0000936753 IRS NUMBER: 020712418 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04003 FILM NUMBER: 201310326 BUSINESS ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: (312) 726-0140 MAIL ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ARIEL CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040218 FORMER COMPANY: FORMER CONFORMED NAME: ARIEL CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19950202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936753 XXXXXXXX 09-30-2020 09-30-2020 ARIEL INVESTMENTS, LLC

200 EAST RANDOLPH STREET SUITE 2900 CHICAGO IL 60601

13F COMBINATION REPORT 028-04003 0000073124 028-00290 NORTHERN TRUST CORP N James R. Prescott Vice President, Compliance 3126122759 James R. Prescott Chicago IL 11-13-2020 1 148 6886238 false 1 0000073124 028-00290 NORTHERN TRUST CORP INFORMATION TABLE 2 Form13FTableExport.xml 13F3Q20 180 Degree Capital Corp.COM68235B10943422297163SHSOLE0229716300Acacia Research Corp.COM00388130755271592800SHSOLE06051980987602Adtalem Global Education, Inc.COM00737L103752583066741SHSOLE029320410134700Affiliated Managers Group, Inc.COM00825210851245749421SHSOLE0724721024700Aflac, Inc.COM001055102566761559172SHSOLE01548622010550Amdocs Ltd.SHSG02602103647431127730SHSOLE05610678489558174Apache Corp.COM0374111053144331994SHSOLE033199400AstroNova, Inc.COM04638F1082427302571SHSOLE030257100AXT Inc.COM00246W10319231398SHSOLE03139800Baidu, Inc. ADRADR056752108338026697SHOTR10026697Baidu, Inc. 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