-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DyeGnZJ0pgny/nbts34uRb+w+iJJsnKWu00yPqnc6mwWyMpjF55swLr5BXble5oK wYGMJALCMPQ2L8G1GOVGiA== 0000936698-03-000008.txt : 20031024 0000936698-03-000008.hdr.sgml : 20031024 20031024095453 ACCESSION NUMBER: 0000936698-03-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031024 EFFECTIVENESS DATE: 20031024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FRONT BARNETT ASSOCIATES LLC CENTRAL INDEX KEY: 0000936698 IRS NUMBER: 363950405 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04630 FILM NUMBER: 03955364 BUSINESS ADDRESS: STREET 1: FRONT BARNETT ASSOCIATES LLC STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126419000 MAIL ADDRESS: STREET 1: FRONT BARNETT ASSOCIATES LLC STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920 CITY: CHICAGO STATE: IL ZIP: 60602 FORMER COMPANY: FORMER CONFORMED NAME: TREES FRONT ASSOCIATES INC DATE OF NAME CHANGE: 19990326 13F-HR 1 fba0309.txt 3RD QTR 2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Front Barnett Associates LLC Address: 70 West Madison Street Suite 4920 Chicago,IL 60602 13F File Number: 28-4680 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Philip F. Lahey Title: Principal Phone: 312-641-9004 Signature, Place, and Date of Signing: Philip F. Lahey Chicago, Illinois October 24, 2003 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 78 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,071,365,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE AS OF DATE: 09/30/03 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579Y101 813 11766 SH SOLE 11766 0 0 ABBOTT LABORATORIES COM 002824100 6431 151134 SH SOLE 151134 0 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 16334 362175 SH SOLE 362175 0 0 ALTRIA GROUP INC COM 02209S103 918 20970 SH SOLE 20970 0 0 AMERICAN EXPRESS CO COM 025816109 632 14032 SH SOLE 14032 0 0 AMERICAN INTERNATIONAL GROUP I COM 026874107 30886 535289 SH SOLE 535289 0 0 ANHEUSER BUSCH COS INC COM 035229103 624 12650 SH SOLE 12650 0 0 AOL TIME WARNER INC COM 00184A105 22282 1474621 SH SOLE 1474621 0 0 AVERY DENNISON CORPORATION COM 053611109 253 5000 SH SOLE 5000 0 0 BANK OF AMERICA CORPORATION COM 060505104 711 9115 SH SOLE 9115 0 0 BANK ONE CORP COM 06423A103 377 9764 SH SOLE 9764 0 0 BP AMOCO PLC - ADR COM 055622104 619 14708 SH SOLE 14708 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 373 14517 SH SOLE 14517 0 0 CHEVRONTEXACO CORPORATION COM 166764100 422 5913 SH SOLE 5913 0 0 CISCO SYSTEMS, INC COM 17275R102 50632 2584567 SH SOLE 2584567 0 0 CITIGROUP INC. COM 172967101 52189 1146762 SH SOLE 1146762 0 0 CITYFED FINANCIAL CORP COM 178762100 0 13000 SH SOLE 13000 0 0 COBRA ELECTRONICS CORPORATION COM 191042100 1898 277513 SH SOLE 277513 0 0 COCA COLA CO COM 191216100 365 8489 SH SOLE 8489 0 0 COMMERCE BANCSHARES INC COM 200525103 695 15883 SH SOLE 15883 0 0 DOW CHEMICAL CORP COM 260543103 336 10315 SH SOLE 10315 0 0 E M C CORPORATION COM 268648102 36545 2893544 SH SOLE 2893544 0 0 EMERSON ELECTRIC CO COM 291011104 363 6904 SH SOLE 6904 0 0 EQUITY OFFICE PROPERTIES TRUST COM 294741103 210 7632 SH SOLE 7632 0 0 ERICSSON, L M, TELEFON. ADR CL COM 294821608 6200 421755 SH SOLE 421755 0 0 EXXON MOBIL CORPORATION COM 30231G102 1683 45979 SH SOLE 45979 0 0 FAIRMONT HOTELS RESORTS INC COM 305204109 462 17955 SH SOLE 17955 0 0 FANNIE MAE COM 313586109 39351 560550 SH SOLE 560550 0 0 FIFTH THIRD BANCORP COM 316773100 281 5061 SH SOLE 5061 0 0 FINANCIAL SELECT SECTOR SPDR F COM 81369Y605 280 11000 SH SOLE 11000 0 0 FREDDIE MAC COM 313400301 472 9020 SH SOLE 9020 0 0 GANNETT COMPANY, INC. COM 364730101 237 3050 SH SOLE 3050 0 0 GENERAL ELECTRIC COMPANY COM 369604103 43176 1448367 SH SOLE 1448367 0 0 HOME DEPOT INC COM 437076102 34161 1072559 SH SOLE 1072559 0 0 HUGOTON ROYALTY TRUST COM 444717102 187 10000 SH SOLE 10000 0 0 ILLINOIS TOOL WORKS INC COM 452308109 33895 511546 SH SOLE 511546 0 0 INTEL CORP COM 458140100 66345 2410789 SH SOLE 2410789 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 28219 319468 SH SOLE 319468 0 0 J T S CORPORATION - DELISTED 0 COM 465940104 0 10000 SH SOLE 10000 0 0 J.P. MORGAN CHASE & CO COM 46625H100 40279 1173280 SH SOLE 1173280 0 0 JOHNSON & JOHNSON COM 478160104 27743 560248 SH SOLE 560248 0 0 KOHL'S CORP COM 500255104 20815 389059 SH SOLE 389059 0 0 LILLY, ELI AND COMPANY COM 532457108 28127 473519 SH SOLE 473519 0 0 LITTELFUSE INC COM 537008104 508 22085 SH SOLE 22085 0 0 M B N A CORPORATION COM 55262L100 664 29142 SH SOLE 29142 0 0 McGRAW-HILL COMPANIES INC COM 580645109 224 3600 SH SOLE 3600 0 0 MEDTRONIC INC COM 585055106 33417 712209 SH SOLE 712209 0 0 MELLON FINANCIAL CORP COM 58551A108 33816 1121979 SH SOLE 1121979 0 0 MERCK & CO COM 589331107 21670 428086 SH SOLE 428086 0 0 MICROSOFT CORP COM 594918104 47377 1704205 SH SOLE 1704205 0 0 MOLEX, INC., CLASS A COM 608554200 16633 679734 SH SOLE 679734 0 0 MORGAN STANLEY COM 617446448 446 8837 SH SOLE 8837 0 0 MOTOROLA INC COM 620076109 160 13392 SH SOLE 13392 0 0 NORTHERN TRUST CORPORATION COM 665859104 1260 29762 SH SOLE 29762 0 0 OMNICOM GROUP COM 681919106 35657 496274 SH SOLE 496274 0 0 ORACLE CORPORATION COM 68389X105 116 10350 SH SOLE 10350 0 0 PEPSICO INC COM 713448108 32064 699636 SH SOLE 699636 0 0 PFIZER INC COM 717081103 33006 1086451 SH SOLE 1086451 0 0 PROCTER & GAMBLE COMPANY COM 742718109 2181 23493 SH SOLE 23493 0 0 RAYOVAC CORP COM 755081106 658 45085 SH SOLE 45085 0 0 ROYAL DUTCH PETROLEUM CO - N Y COM 780257804 250 5660 SH SOLE 5660 0 0 S B C COMMUNICATIONS, INC COM 78387G103 246 11058 SH SOLE 11058 0 0 S P X CORPORATION COM 784635104 37900 837014 SH SOLE 837014 0 0 S & P 500 DEPOSITARY RECEPIT ( COM 78462F103 214 2145 SH SOLE 2145 0 0 STATE STREET CORP COM 857477103 220 4885 SH SOLE 4885 0 0 SUN MICROSYSTEMS INC COM 866810104 85 25554 SH SOLE 25554 0 0 TARGET CORP COM 87612E106 350 9300 SH SOLE 9300 0 0 U S BANCORP COM 902973304 686 28616 SH SOLE 28616 0 0 UNITED TECHNOLOGIES CORP COM 913017109 21698 280775 SH SOLE 280775 0 0 VERIZON COMMUNICATIONS COM 92343V104 387 11923 SH SOLE 11923 0 0 VIACOM INC - CLASS B COM 925524308 36035 940857 SH SOLE 940857 0 0 VISHAY INTERTECHNOLOGY COM 928298108 23843 1360904 SH SOLE 1360904 0 0 VODAFONE GROUP PLC - ADR COM 92857W100 31973 1578892 SH SOLE 1578892 0 0 WAL MART STORES, INC. COM 931142103 29558 529243 SH SOLE 529243 0 0 WALGREEN CO COM 931422109 29249 954593 SH SOLE 954593 0 0 WELLS FARGO & COMPANY COM 949746101 428 8305 SH SOLE 8305 0 0 WESCO FINANCIAL CORPORATION COM 950817106 442 1300 SH SOLE 1300 0 0 WYETH (FORMERLY AHP) COM 983024100 1123 24367 SH SOLE 24367 0 0
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