-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NEkS/qyAWCN/M3xHmR0eAMQw1OFu5+J8R1KT+ntt8eP/t+It9q9jWW6lodGzY/cQ 57/MWEDp4WeVyOmz7cEubg== 0000936698-02-000008.txt : 20021030 0000936698-02-000008.hdr.sgml : 20021030 20021030110637 ACCESSION NUMBER: 0000936698-02-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021030 EFFECTIVENESS DATE: 20021030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FRONT BARNETT ASSOCIATES LLC CENTRAL INDEX KEY: 0000936698 IRS NUMBER: 363950405 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04630 FILM NUMBER: 02802274 BUSINESS ADDRESS: STREET 1: FRONT BARNETT ASSOCIATES LLC STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126419000 MAIL ADDRESS: STREET 1: FRONT BARNETT ASSOCIATES LLC STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920 CITY: CHICAGO STATE: IL ZIP: 60602 FORMER COMPANY: FORMER CONFORMED NAME: TREES FRONT ASSOCIATES INC DATE OF NAME CHANGE: 19990326 13F-HR 1 fba0209.txt 3RDQTR2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Front Barnett Associates LLC Address: 70 West Madison Street Suite 4920 Chicago,IL 60602 13F File Number: 28-4680 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Philip F. Lahey Title: Principal Phone: 312-641-9004 Signature, Place, and Date of Signing: Philip F. Lahey Chicago, Illinois October 30, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 94 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,018,967,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE AS OF DATE: 09/30/02 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579Y101 754 6853 SH SOLE 6853 0 0 A T & T WIRELESS SERVICES INC COM 00209A106 46 11239 SH SOLE 11239 0 0 ABBOTT LABORATORIES COM 002824100 6739 166799 SH SOLE 166799 0 0 AMERICAN EXPRESS CO COM 025816109 1420 45547 SH SOLE 45547 0 0 AMERICAN INTERNATIONAL GROUP I COM 026874107 33273 608275 SH SOLE 608275 0 0 AMGEN INC COM 031162100 293 7017 SH SOLE 7017 0 0 AMSOUTH BANCORPORATION COM 032165102 228 10979 SH SOLE 10979 0 0 ANHEUSER BUSCH COS INC COM 035229103 736 14555 SH SOLE 14555 0 0 AOL TIME WARNER INC COM 00184A105 20812 1778782 SH SOLE 1778782 0 0 AVERY DENNISON CORPORATION COM 053611109 342 6000 SH SOLE 6000 0 0 BANK OF AMERICA CORPORATION COM 060505104 509 7978 SH SOLE 7978 0 0 BANK ONE CORP COM 06423A103 815 21781 SH SOLE 21781 0 0 BERKSHIRE HATHAWAY INC - CLASS COM 084670207 392 159 SH SOLE 159 0 0 BP AMOCO PLC - ADR COM 055622104 895 22425 SH SOLE 22425 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 443 18611 SH SOLE 18611 0 0 CHEVRONTEXACO CORPORATION COM 166764100 679 9803 SH SOLE 9803 0 0 CISCO SYSTEMS, INC COM 17275R102 36453 3478346 SH SOLE 3478346 0 0 CITIGROUP INC. COM 172967101 41452 1398058 SH SOLE 1398058 0 0 CLEAR CHANNEL COMMUNICATIONS COM 184502102 278 7998 SH SOLE 7998 0 0 COBRA ELECTRONICS CORPORATION COM 191042100 1734 277513 SH SOLE 277513 0 0 COCA COLA CO COM 191216100 1298 27060 SH SOLE 27060 0 0 COMMERCE BANCSHARES INC COM 200525103 682 17462 SH SOLE 17462 0 0 DISNEY, WALT COMPANY COM 254687106 232 15299 SH SOLE 15299 0 0 DOW CHEMICAL CORP COM 260543103 407 14915 SH SOLE 14915 0 0 E M C CORPORATION COM 268648102 15714 3438463 SH SOLE 3438463 0 0 EMERSON ELECTRIC CO COM 291011104 403 9161 SH SOLE 9161 0 0 ERICSSON, L M, TELEFON. ADR CL COM 294821400 2042 5673540 SH SOLE 5673540 0 0 EXXON MOBIL CORPORATION COM 30231G102 24272 760871 SH SOLE 760871 0 0 FANNIE MAE COM 313586109 37675 632768 SH SOLE 632768 0 0 FIFTH THIRD BANCORP COM 316773100 299 4888 SH SOLE 4888 0 0 FIRST DATA CORP COM 319963104 289 10350 SH SOLE 10350 0 0 FREDDIE MAC COM 313400301 559 10005 SH SOLE 10005 0 0 GANNETT COMPANY, INC. COM 364730101 253 3500 SH SOLE 3500 0 0 GENERAL BINDING CORP COM 369154109 3604 227390 SH SOLE 227390 0 0 GENERAL ELECTRIC COMPANY COM 369604103 40334 1636282 SH SOLE 1636282 0 0 GILLETTE CO COM 375766102 357 12074 SH SOLE 12074 0 0 HARLEY DAVIDSON INC COM 412822108 222 4775 SH SOLE 4775 0 0 HEWLETT-PACKARD CO COM 428236103 183 15676 SH SOLE 15676 0 0 HOME DEPOT INC COM 437076102 33546 1285292 SH SOLE 1285292 0 0 HOUSEHOLD INTERNATIONAL INC COM 441815107 25728 908789 SH SOLE 908789 0 0 ILLINOIS TOOL WORKS INC COM 452308109 40568 695499 SH SOLE 695499 0 0 INRANGE TECHNOLOGIES CORP - CL COM 45769V206 28 10000 SH SOLE 10000 0 0 INTEL CORP COM 458140100 41881 3015174 SH SOLE 3015174 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 5317 91181 SH SOLE 91181 0 0 J T S CORPORATION - DELISTED 0 COM 465940104 0 10000 SH SOLE 10000 0 0 J.P. MORGAN CHASE & CO COM 46625H100 24991 1315985 SH SOLE 1315985 0 0 JOHNSON & JOHNSON COM 478160104 36570 676227 SH SOLE 676227 0 0 KIMBERLY CLARK CORP COM 494368103 227 4000 SH SOLE 4000 0 0 LILLY, ELI AND COMPANY COM 532457108 31001 560190 SH SOLE 560190 0 0 LITTELFUSE INC COM 537008104 381 22630 SH SOLE 22630 0 0 M B N A CORPORATION COM 55262L100 293 15955 SH SOLE 15955 0 0 Mc DONALD'S CORP COM 580135101 207 11735 SH SOLE 11735 0 0 McGRAW-HILL COMPANIES INC COM 580645109 220 3600 SH SOLE 3600 0 0 MEDTRONIC INC COM 585055106 47138 1119131 SH SOLE 1119131 0 0 MELLON FINANCIAL CORP COM 58551A108 33915 1307956 SH SOLE 1307956 0 0 MERCK & CO COM 589331107 2602 56934 SH SOLE 56934 0 0 MICROSOFT CORP COM 594918104 59928 1370089 SH SOLE 1370089 0 0 MOLEX, INC., CLASS A COM 608554200 14654 697825 SH SOLE 697825 0 0 MORGAN STANLEY COM 617446448 321 9462 SH SOLE 9462 0 0 MOTOROLA INC COM 620076109 341 33498 SH SOLE 33498 0 0 NORTHERN TRUST CORPORATION COM 665859104 1466 38862 SH SOLE 38862 0 0 OMNICOM GROUP COM 681919106 32354 581063 SH SOLE 581063 0 0 ORACLE CORPORATION COM 68389X105 113 14350 SH SOLE 14350 0 0 PEPSICO INC COM 713448108 31002 839031 SH SOLE 839031 0 0 PFIZER INC COM 717081103 36628 1262161 SH SOLE 1262161 0 0 PHARMACIA CORP COM 71713U102 474 12195 SH SOLE 12195 0 0 PHILIP MORRIS COS INC COM 718154107 1019 26270 SH SOLE 26270 0 0 PROCTER & GAMBLE COMPANY COM 742718109 2457 27493 SH SOLE 27493 0 0 RAYOVAC CORP COM 755081106 412 33810 SH SOLE 33810 0 0 ROYAL DUTCH PETROLEUM CO - N Y COM 780257804 267 6635 SH SOLE 6635 0 0 S B C COMMUNICATIONS, INC COM 78387G103 362 18011 SH SOLE 18011 0 0 S P X CORPORATION COM 784635104 49391 979014 SH SOLE 979014 0 0 SCHERING PLOUGH CORP COM 806605101 361 16914 SH SOLE 16914 0 0 ST PAUL COMPANIES INC COM 792860108 207 7199 SH SOLE 7199 0 0 SUN MICROSYSTEMS INC COM 866810104 234 90279 SH SOLE 90279 0 0 SUNTRUST BANKS, INC. COM 867914103 357 5800 SH SOLE 5800 0 0 TARGET CORP COM 87612E106 906 30696 SH SOLE 30696 0 0 TRAVELERS PROPERTY CASUALTY CO COM 89420G109 745 56451 SH SOLE 56451 0 0 TRAVELERS PROPERTY CASUALTY CO COM 89420G406 1576 116507 SH SOLE 116507 0 0 TYCO INTERNATIONAL LTD COM 902124106 6472 459006 SH SOLE 459006 0 0 U S BANCORP COM 902973304 617 33195 SH SOLE 33195 0 0 UNUMPROVIDENT CORPORATION COM 91529Y106 11755 577629 SH SOLE 577629 0 0 VERIZON COMMUNICATIONS COM 92343V104 460 16770 SH SOLE 16770 0 0 VIACOM INC - CLASS B COM 925524308 46383 1143846 SH SOLE 1143846 0 0 VISHAY INTERTECHNOLOGY COM 928298108 9808 1114501 SH SOLE 1114501 0 0 VODAFONE GROUP PLC - ADR COM 92857W100 24286 1892901 SH SOLE 1892901 0 0 WAL MART STORES, INC. COM 931142103 44955 912970 SH SOLE 912970 0 0 WALGREEN CO COM 931422109 33453 1087539 SH SOLE 1087539 0 0 WALLACE COMPUTER SERVICES INC COM 932270101 1299 73602 SH SOLE 73602 0 0 WELLS FARGO & COMPANY COM 949746101 838 17407 SH SOLE 17407 0 0 WESCO FINANCIAL CORPORATION COM 950817106 400 1300 SH SOLE 1300 0 0 WYETH (FORMERLY AHP) COM 983024100 851 26767 SH SOLE 26767 0 0 WYNDHAM INTERNATIONAL INC - CL COM 983101106 30 87815 SH SOLE 87815 0 0 XEROX CORP COM 984121103 54 10880 SH SOLE 10880 0 0
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