0000936528-23-000181.txt : 20231102 0000936528-23-000181.hdr.sgml : 20231102 20231102201253 ACCESSION NUMBER: 0000936528-23-000181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231031 FILED AS OF DATE: 20231102 DATE AS OF CHANGE: 20231102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Endrizzi James CENTRAL INDEX KEY: 0001789994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34654 FILM NUMBER: 231374141 MAIL ADDRESS: STREET 1: 425 PIKE STREET CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WAFD INC CENTRAL INDEX KEY: 0000936528 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 911661606 STATE OF INCORPORATION: WA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 425 PIKE STREET CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066247930 MAIL ADDRESS: STREET 1: 425 PIKE ST CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: WASHINGTON FEDERAL INC DATE OF NAME CHANGE: 20230928 FORMER COMPANY: FORMER CONFORMED NAME: WAFD INC DATE OF NAME CHANGE: 20230927 FORMER COMPANY: FORMER CONFORMED NAME: WASHINGTON FEDERAL INC DATE OF NAME CHANGE: 19950206 4 1 wk-form4_1698970362.xml FORM 4 X0508 4 2023-10-31 0 0000936528 WAFD INC WAFD 0001789994 Endrizzi James 425 PIKE STREET SEATTLE WA 98101 0 1 0 0 EVP & Chief Commercial Banker 0 Common Stock 2023-10-31 4 D 0 12029 0 D 105014 D Common Stock 2023-10-31 4 F 0 3725 24.68 D 101289 D Common Stock 214 I By 401(k) Depositary Shares of Series A Preferred Stock 748 D Non-Qualified Stock Option (right to buy) 28.16 2018-10-31 2028-10-28 Common Stock 695 695 D Includes 67,534 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Indirect holdings reflect an adjustment of 3 additional shares acquired as a result of cash conversion and dividend reinvestment into shares of Company stock pursuant to the Reporting Person's participation in the Company's 401(k) plan. Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock"). Kelli Holz, Attorney-in-fact 2023-11-02