0001177265-23-000026.txt : 20231222 0001177265-23-000026.hdr.sgml : 20231222 20231222093318 ACCESSION NUMBER: 0001177265-23-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231220 FILED AS OF DATE: 20231222 DATE AS OF CHANGE: 20231222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETRIK ANDREW C CENTRAL INDEX KEY: 0001177265 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 231507498 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0508 4 2023-12-20 0 0000936395 CIENA CORP CIEN 0001177265 PETRIK ANDREW C C/O CIENA CORPORATION 7035 RIDGE RD. HANOVER MD 21076-1426 0 1 0 0 VP, CONTROLLER 0 Common Stock 2023-12-20 4 F 0 74 43.58 D 32250 D Common Stock 2023-12-20 4 F 0 90 43.58 D 32160 D Common Stock 2023-12-20 4 F 0 115 43.58 D 32045 D Common Stock 2023-12-20 4 F 0 165 43.58 D 31880 D Common Stock 2023-12-20 4 F 0 177 43.58 D 31703 D Common Stock 2023-12-20 4 F 0 254 43.58 D 31449 D Common Stock 2023-12-20 4 F 0 53 43.58 D 31396 D Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/16/2020. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/15/2022. Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. By: Michelle Rankin For: Andrew C. Petrik 2023-12-21