0001068844-21-000002.txt : 20210405 0001068844-21-000002.hdr.sgml : 20210405 20210405143207 ACCESSION NUMBER: 0001068844-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210405 DATE AS OF CHANGE: 20210405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NETTLES PATRICK H CENTRAL INDEX KEY: 0001068844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 21804881 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-04-01 0 0000936395 CIENA CORP CIEN 0001068844 NETTLES PATRICK H C/O CIENA CORPORATION 7035 RIDGE RD. HANOVER MD 21076-1426 1 1 0 0 Executive Chairman Common Stock 2021-04-01 4 A 0 4116 0.0 A 254817 D Common Stock 2021-04-02 4 D 0 1475 56.6 D 253342 D Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 4/2/2020. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 4/03/2020. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). By: Michelle Rankin For: Patrick H. Nettles 2021-04-05