-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G/cUU+rSyRcZjss8rxkkvQIA9xqOMtSuCPfveVlyjbcX3wHr7PyaBiVpCUknheG/ olC3f95Mus1Q8YbjnG0fpw== 0000950124-02-000461.txt : 20020414 0000950124-02-000461.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950124-02-000461 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DTE ENERGY CO CENTRAL INDEX KEY: 0000936340 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 383217752 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11607 FILM NUMBER: 02550236 BUSINESS ADDRESS: STREET 1: 2000 2ND AVENUE STREET 2: ROOM 2412 CITY: DETRIOT STATE: MI ZIP: 48226-1279 BUSINESS PHONE: 3132354000 MAIL ADDRESS: STREET 1: 2000 2ND AVENUE STREET 2: ROOM 2412 CITY: DETRIOT STATE: MI ZIP: 48226 FORMER COMPANY: FORMER CONFORMED NAME: DTE HOLDINGS INC DATE OF NAME CHANGE: 19950127 COMPANY DATA: COMPANY CONFORMED NAME: GLANCY ALFRED R CENTRAL INDEX KEY: 0001167318 DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 2000 2ND AVE CITY: DETROIT STATE: MI ZIP: 48226 BUSINESS PHONE: 3132353690 MAIL ADDRESS: STREET 1: 40 PRESTON PLACE CITY: GROSSE POINTE FARMS STATE: MI ZIP: 48236 5 1 k67520yye5.txt FORM 5 - ------ FORM 5 - ------ /X/ Check box if no UNITED STATES SECURITIES AND EXCHANGE COMMISSION longer subject to WASHINGTON, DC 20549 Section 16. Form 4 or Form 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP obligations may continue. See Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Instruction 1(b) Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 / / Form 3 Holdings Reported / / Form 4 Transactions Reported - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer (Check all applicable) X Director 10% Owner ---- --- Officer (give Other (Specify ---- title --- below) GLANCY III ALFRED R. DTE Energy Company (DTE) below) - ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS Identification 4. Statement for 7. Individual or Joint/Group Filing Number of Reporting Month/Year (Check applicable line) Person, if an Entity X Form filed by One Reporting 400 MAPLE PARK BOULEVARD (Voluntary) ---- Person SUITE 405. 12/2001 Form Filed by More Than One - ------------------------------------------- ------------------- ---- Reporting Person (Street) 5. If Amendment, ST. CLAIR SHORES MI 48081 Date of Original - ------------------------------------------- (Month/Year) (City) (State) (Zip) USA - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Issuer's Direct Benefi- (Month/ Fiscal Year (D) or cial Day/ ---------------------------- (Instr. 3 and 4) Indirect Owner- Year) Amount (A) or (D) Price (I) ship (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/31/2001 A 66,958.4 A (1)(2) I - ------------------------------------------------------------------------------------------------------------------------------------ By 401(k) Common Stock 08/31/2001 J 66,958.4 (3) D $42.574615 -0- I Plan - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/31/2001 A 119,012.355 A (1)(4) 119,012.355 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 1. Exempt transaction pursuant to the merger agreement (the "Merger Agreement") between DTE Energy Company ("DTE") and MCN Energy Group Inc. (MCN") and in accordance with the proration and allocation procedures therein. The balance of the merger consideration due to such holders was paid to them in cash pursuant to the Merger Agreement. 2. In an exempt transaction, the reporting person received 36,659.04 shares of DTE common stock in exchange for approximately 106,108 shares of MCN in connection with the merger (the "Merger") of MCN into DTE. In addition, the Plan purchased 30,299.36 shares of DTE common stock using the cash consideration the plan received in connection with the Merger. 3. In an exempt transaction in August 2001, the 401(k) plan disposed of 66,958.4 shares of DTE common stock held in the account of the reporting person in connection with his retirement at a price of $42.574615 per share. 4. Exempt transaction received as the stock portion of the merger consideration due in exchange for approximately 344,457.75 shares of MCN in connection with the Merger.
FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or --------------- Exer- tion Title Number of (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option Common (right to buy) $27.62 5/31/2001 A 62,424 5/31/2001 2/22/2009 Stock 62,424 (5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Phantom Stock 1-for-1 6/27/2001 A 1,000 (6) (6) Stock 1,000 - ------------------------------------------------------------------------------------------------------------------------------------ Common Phantom Stock 1-for-1 10/15/2001 A 11.923 (6) (7) Stock 11.923 $43.195 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Option $45.92 6/27/01 A 1,000 (8) 6/26/2011 Stock 1,000 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of Derivative of Derivative Indirect Securities Security: Beneficial Beneficially Direct (D) Ownership Owned at End or Indirect (I) (Instr. 4) of Year (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- 62,424 D - ------------------------------------------------------------------------------------------------------- 1,000 D - ------------------------------------------------------------------------------------------------------- D - ------------------------------------------------------------------------------------------------------- 1,000 D - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: 5. Received in the Merger in exchange for employee stock options to acquire 100,000 shares of MCN common stock for $17.25 per share. 6. The balance of the reporting person's phantom share account will be paid to him within 15 days after the date he terminates his service on the board of directors of DTE (the "Board") for any reason. Payment will be made in a lump sum in cash or, at the election of the reporting person made prior to termination of service and with the approval of the Board, in whole shares of DTE common stock with any fractional share being paid in cash. The amount of any cash distribution from the reporting person's phantom share account will be made at a value equal to the average of the high and low sales prices of a share of DTE common stock as listed in the Wall Street Journal for the New York Stock Exchange Composite tape on a specified date. 7. The phantom stock was accrued under the DTE Energy Company Deferred Stock Compensation Plan for Non-Employee Directors and is to be settled in cash or DTE Energy Common Stock upon the reporting person's retirement from the Board. 8. The options fully vest on 6-27-2002. /s/ Susan M. Beale 2/14/02 ------------------------------- ------- **Signature of Reporting Person Date Attorney-in-fact ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure.
POWER OF ATTORNEY STATE OF MICHIGAN } } SS COUNTY OF WAYNE } KNOW ALL BY THESE PRESENTS that I, Alfred R. Glancy III, do hereby constitute and appoint Susan M. Beale and Eric H. Peterson and each of them, my true and lawful Attorneys-in-Fact with full power of substitution to execute and file on my behalf with the Securities and Exchange Commission any and all reports, including without limiting the generality of the foregoing, reports on Securities and Exchange Commission Forms 4 and 5 and 144, that may be required or advisable in connection with my holdings in and transactions related to securities of DTE Energy Company. This Power of Attorney is effective for the period July 1, 2001, through and including July 1, 2002. IN WITNESS THEREOF, I have hereto set my hand this 25th day of June, 2001. /s/ ALFRED R. GLANCY III -------------------------------------- Alfred R. Glancy III Witnesses: /s/ SUSAN E. RISKE - ----------------------------- Susan E. Riske /s/ JANET A. SCULLEN - ----------------------------- Janet A. Scullen STATE OF MICHIGAN } } SS COUNTY OF WAYNE } On this 25th day of June, 2001, before me personally appeared Gerard M. Anderson to me known to be the person described who executed the foregoing Power of Attorney. Subscribed and sworn to before me the 25th day of June, 2001 /s/ SANDRA L. BAMBERG -------------------------------------- Sandra L. Bamberg Notary Public - Wayne County My Commission Expires: 1-11-04 -----END PRIVACY-ENHANCED MESSAGE-----