-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QCQHzOszc3MbNEhBDolcXRgWmlfGt7iXtWutgOsvOS1kZ89XrYp284q2a9iYVJT7 QcAhauwULEE6nCW12P1njQ== 0000950124-02-000434.txt : 20020414 0000950124-02-000434.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950124-02-000434 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DTE ENERGY CO CENTRAL INDEX KEY: 0000936340 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 383217752 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11607 FILM NUMBER: 02549953 BUSINESS ADDRESS: STREET 1: 2000 2ND AVENUE STREET 2: ROOM 2412 CITY: DETRIOT STATE: MI ZIP: 48226-1279 BUSINESS PHONE: 3132354000 MAIL ADDRESS: STREET 1: 2000 2ND AVENUE STREET 2: ROOM 2412 CITY: DETRIOT STATE: MI ZIP: 48226 FORMER COMPANY: FORMER CONFORMED NAME: DTE HOLDINGS INC DATE OF NAME CHANGE: 19950127 COMPANY DATA: COMPANY CONFORMED NAME: BUCKLER ROBERT J CENTRAL INDEX KEY: 0001167311 OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 2000 2ND AVE CITY: DETROIT STATE: MI ZIP: 48226 BUSINESS PHONE: 3132353690 MAIL ADDRESS: STREET 1: 2000 2ND AVE CITY: DETROIT STATE: MI ZIP: 48226 5 1 k67520de5.txt FORM 5 - ROBERT J. BUCKLER - ------ FORM 5 - ------ / / Check box if no UNITED STATES SECURITIES AND EXCHANGE COMMISSION longer subject to WASHINGTON, DC 20549 Section 16. Form 4 or Form 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP obligations may continue. See Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Instruction 1(b) Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 / / Form 3 Holdings Reported / / Form 4 Transactions Reported - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer (Check all applicable) Director 10% Owner ---- --- X Officer (give Other (Specify ---- title --- below) below) Buckler Robert J DTE Energy Company (DTE) GROUP PRESIDENT - ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS Identification 4. Statement for 7. Individual or Joint/Group Filing Number of Reporting Month/Year (Check applicable line) Person, if an Entity X Form filed by One Reporting DTE ENERGY COMPANY (Voluntary) 12/2001 ---- Person 2000 2ND AVENUE Form Filed by More Than One - ------------------------------------------- ------------------- ---- Reporting Person (Street) 5. If Amendment, DETROIT MI 48226-1279 Date of Original - ------------------------------------------- (Month/Year) (City) (State) (Zip) USA - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Issuer's Direct Benefi- (Month/ Fiscal Year (D) or cial Day/ ---------------------------- (Instr. 3 and 4) Indirect Owner- Year) Amount (A) or (D) Price (I) ship (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/23/2001 D(1) 2,600.00(1) D(1) N.A. D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/23/2001 F 490.00 D $36.254 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/14/2001 A 6,000.00 A $38.7650 23,937.00 D - ------------------------------------------------------------------------------------------------------------------------------------ In 401(k) Common Stock (2) A (2) (2) (2) 5,259.087 I Plan - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ (1) Shares forfeited under the terms of a performance incentive plan. (2) Shares held through the Detroit Edison Savings and Investment Plan of which 418.256 were acquired during 2001 as reported on a plan statement dated as of December 31, 2001.
FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or --------------- Exer- tion Title Number of (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option Common (right to buy) 28.50 (1) 3/11/2007 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Common Phantom Stock NA (2) A (2) (2) Stock (2) - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option Common (right to buy) $38.60 (3) 3/22/2008 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option Common (right to buy) $41.47 (4) 3/23/2009 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option Common (right to buy) $32.10 (5) 2/21/2010 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option Common (right to buy) $38.77 3/14/2001 A 30,000.00 (6) 3/13/2011 Stock 30,000.00 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of Derivative of Derivative Indirect Securities Security: Beneficial Beneficially Direct (D) Ownership Owned at End or Indirect (I) (Instr. 4) of Year (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- 15,000.00 D - ------------------------------------------------------------------------------------------------------- 4,451.214 D - ------------------------------------------------------------------------------------------------------- 10,000.00 D - ------------------------------------------------------------------------------------------------------- 5,000.00 D - ------------------------------------------------------------------------------------------------------- 75,000.00 D - ------------------------------------------------------------------------------------------------------- 30,000.00 D - ------------------------------------------------------------------------------------------------------- Explanation of Responses: 1. The option vests in four equal annual installments beginning on March 13, 1998. 2. The phantom stock was acquired pursuant to the reporting person's participation under the employer's Savings Reparation Plan and are payable in cash or over a period of years upon the termination of the reporting person's employment. Includes 965 shares acquired during 2001 under the Plan. 3. The stock option vests in four equal annual installments beginning on March 23, 1999. 4. The option vests in four equal installments beginning on March 24, 2000. 5. The option vests in four annual installments as follows: 50% on February 22, 2001; 20% on February 22, 2002; 20% on February 24, 2003 and 10% on February 24, 2004. 6. The option vests in three annual installments as follows: 50% on March 14, 2002; 25% on March 14, 2003; and 25% on March 15, 2004. /s/ Susan M. Beale 2/14/02 ------------------------------- ------- **Signature of Reporting Person Date Attorney-in-fact ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure.
POWER OF ATTORNEY STATE OF MICHIGAN } } SS COUNTY OF WAYNE } KNOW ALL BY THESE PRESENTS that I, Robert J. Buckler, do hereby constitute and appoint Susan M. Beale and Eric H. Peterson and each of them, my true and lawful Attorneys-in-Fact with full power of substitution to execute and file on my behalf with the Securities and Exchange Commission any and all reports, including without limiting the generality of the foregoing, reports on Securities and Exchange Commission Forms 4 and 5 and 144, that may be required or advisable in connection with my holdings in and transactions related to securities of DTE Energy Company. This Power of Attorney is effective for the period July 1, 2001, through and including July 1, 2002. IN WITNESS THEREOF, I have hereto set my hand this 25th day of June, 2001. /s/ ROBERT J. BUCKLER -------------------------------------- Robert J. Buckler Witnesses: /s/ SUSAN E. RISKE - ----------------------------- Susan E. Riske /s/ JANET A. SCULLEN - ----------------------------- Janet A. Scullen STATE OF MICHIGAN } } SS COUNTY OF WAYNE } On this 25th day of June, 2001, before me personally appeared Gerard M. Anderson to me known to be the person described who executed the foregoing Power of Attorney. Subscribed and sworn to before me the 25th day of June, 2001 /s/ SANDRA L. BAMBERG -------------------------------------- Sandra L. Bamberg Notary Public - Wayne County My Commission Expires: 1-11-04 -----END PRIVACY-ENHANCED MESSAGE-----