X0306 4 2014-05-30 0 0000093631 FREDERICK'S OF HOLLYWOOD GROUP INC /NY/ FOHL 0000109177 HARBINGER GROUP INC. 450 PARK AVENUE, 30TH FLOOR NEW YORK NY 10022 0 0 1 0 0001233569 FALCONE PHILIP 450 PARK AVENUE, 30TH FLOOR NEW YORK NY 10022 0 0 1 0 0001593587 FOHG Holdings, LLC 450 PARK AVENUE, 30TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2014-05-30 4 J 0 100 0.00 A 100 I See footnote Convertible Series A Preferred Stock 1.05 2014-05-30 4 J 0 14900 100.00 A 2014-05-30 Common Stock 1419047 14900 I See footnote Convertible Series B Preferred Stock 0.25 2014-05-30 5 J 0 E 9584 0.25 A 2013-03-15 Common Stock 3833600 45651600 I See footnote Convertible Series A Preferred Stock 1.05 2014-05-30 4 J 0 14900 0.00 D 2014-05-30 Common Stock 1419047 0 I See footnote Convertible Series B Preferred Stock 0.25 2014-05-30 4 J 0 114129 0.00 D 2013-03-15 Common Stock 45651600 0 I See footnote Common Stock Warrant - Employee Stock Option Coverage 0.67 2014-05-30 4 J 0 1818000 0.00 D 2022-02-10 Common Stock 1818000 0 I See footnote Common Stock Warrant - Series A Warrant Coverage 0.45 2014-05-30 4 J 0 500000 0.00 D 2015-06-23 Common Stock 500000 0 I See footnote Common Stock Warrant - Series A Warrant Coverage 0.53 2014-05-30 4 J 0 500000 0.00 D 2017-06-23 Common Stock 500000 0 I See footnote Common Stock Warrant - Series A Warrant Coverage 0.60 2014-05-30 4 J 0 500000 0.00 D 2019-06-24 Common Stock 500000 0 I See footnote Common Stock Warrant - PIPE Warrant Coverage 1.21 2014-05-30 4 J 0 1380850 0.00 D 2015-10-15 Common Stock 1380850 0 I See footnote Common Stock Warrant - Series A Coverage 0.01 2014-05-30 4 J 0 5468127 0.00 D Common Stock 5468127 0 I See footnote The securities of the Issuer reported herein were beneficially owned by Harbinger Group Inc. ("HGI") and held in the name of one or more wholly-owned subsidiaries of HGI. Mr. Falcone is the Chief Executive Officer and Chairman of the Board of Directors of HGI and the portfolio manager of certain controlling persons of HGI. Mr. Falcone does not own directly any securities of the Issuer. However, as a result of Mr. Falcone's position with HGI and his relationship with HGI's controlling persons, Mr. Falcone may be deemed to beneficially own securities of the Issuer directly owned by HGI. HGI and Mr. Falcone are referred to herein as the "Reporting Persons." (Continued in Footnote 2) Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of its or his pecuniary interest therein, and this Form 4 shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities of the Issuer reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Pursuant to the terms of the Series A Preferred Stock Purchase and Sale Agreement, by and between HGI Funding, LLC and TTG Apparel, LLC, dated December 18, 2013, on May 30, 2014 HGI Funding purchased from TTG 14,900 shares of of Convertible Series A Preferred Stock, for an aggregate purchase price of $1,490,000 or $1.05 per share of Common Stock on an as converted basis. The 14,900 shares of Convertible Series A Preferred Stock were convertible into Common Stock at any time, and would have expired upon the earlier to occur of (i) the conversion of such securities into Common Stock pursuant to their terms or (ii) the redemption thereof by the Issuer. Pursuant to the terms of the Convertible Series B Preferred Stock, dividends were fixed and were payable quarterly in arrears either (i) in cash at a rate of 9% per annum, or (ii) in the Issuer's sole discretion, in additional shares of Convertible Series B Preferred Stock at a rate of 12% per annum. Prior to May 30, 2014, an aggregate amount of 9,584 shares of Convertible Series B Preferred Stock were paid by the Issuer as paid in kind dividends in accordance with the terms of the Convertible Series B Preferred Stock. The 114,129 shares of Convertible Series B Preferred Stock were convertible into Common Stock at any time, and would have expired upon the earlier to occur of (i) the conversion of such securities into Common Stock pursuant to their terms or (ii) the redemption thereof by the Issuer. In accordance with the terms thereof, the warrants were only exercisable upon a corresponding exercise or conversion of securities representing 10,166,977 shares of Common Stock, which were not owned by the Reporting Persons. The Common Stock Warrant - Series A Coverage would have expired on the earlier of (i) thirty days after the conversion of the Issuer's Convertible Series A Preferred Stock into Common Stock pursuant to its terms, or (ii) upon the redemption thereof by the Issuer. Upon the consummation of the Agreement and Plan of Merger ("Merger Agreement"), dated as of December 18, 2013, as amended on April 14, 2014, by and among the Issuer, FOHG Holdings, LLC and FOHG Acquisition Corp, the securities held by certain shareholders of the Issuer, including the securities reported herein, were cancelled. Following the consummation of the Merger Agreement, FOHG Holdings, LLC acquired all of the outstanding shares of the Issuer. (+) As of the date hereof, FOHG Holdings, LLC has the right to appoint the members of the board of directors of the Issuer. As a result, following such appointment, the Reporting Person may be deemed to be a director of the Issuer by deputization. Harbinger Group Inc. By: /s/ Thomas A. Williams, Executive Vice President and Chief Financial Officer 2014-06-03 /s/ Phil Falcone (+) 2014-06-03