X0306 4/A 2016-09-12 2016-09-13 0 0001282648 HALCON RESOURCES CORP HK 0000936305 WILSON FLOYD C 1000 LOUISIANA STREET, SUITE 6700 HOUSTON TX 77002 0 1 0 0 Chairman, CEO & President Common Stock 953802 D Common Stock 688 I By Trusts Common Stock 2403 I By Family Trusts Common Stock 324 I By Trust Common Stock 4292 I By Spouse Employee Stock Option (Right to Buy) 9.24 2016-09-12 4 A 0 1837500 0.00 A 2026-09-12 Common Stock 1837500 1837500 D Warrants (Right to Buy) 14.04 2016-09-09 2020-09-09 Common Stock 1165 1165 D Warrants (Right to Buy) 14.04 2016-09-09 2020-09-09 Common Stock 1165 1165 I By Spouse These shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The shares are held in seventeen trusts for the benefit of family members for which the reporting person serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The shares are held in a trust for the benefit of the reporting person's grandchild for which the reporting person serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. In accordance with the Plan approved by the Bankruptcy Court, the exercise price of the Options on was determined after the market closed on September 20, 2016. All other details of the Option grant were reported to the Securities and Exchange Commission on September 13, 2016. The option vests in three equal annual installments beginning September 12, 2017. Floyd C. Wilson 2016-09-22