As filed with the Securities and Exchange Commission on July 18, 2011.
Registrations Nos.
811-08946
333-53040
SECURITIES AND EXCHANGE COMMISSION
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | x | |
Pre-Effective Amendment No. ____ | o | |
Post-Effective Amendment No. 36 | x | |
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | x | |
Amendment No. 315 | x | |
(Check appropriate box or boxes)
SEPARATE ACCOUNT A
PACIFIC LIFE INSURANCE COMPANY
700 Newport Center Drive
Newport Beach, California 92660
(Address of Depositors Principal Executive Offices)(Zip Code)
(949) 219-3943
(Depositors Telephone Number, including Area Code)
Brandon J. Cage
Assistant Vice President
Pacific
Life Insurance Company
700 Newport Center Drive
Newport Beach, California 92660
(Name and address of agent for service)
Approximate Date of Proposed Public Offering:
It is proposed that this filing will become effective (check appropriate box)
o | immediately upon filing pursuant to paragraph (b) of Rule 485 | |
þ | on July 18, 2011 pursuant to paragraph (b) of Rule 485 | |
o | 60 days after filing pursuant to paragraph (a) (1) of Rule 485 | |
o | on _____ pursuant to paragraph (a)(1) of Rule 485 |
If appropriate, check the following box:
o |
this post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
Title of Securities Being Registered: Interests in the Separate Account Under Pacific Odyssey individual flexible premium deferred variable annuity contract.
Filing Fee: None
| such withdrawal (an RMD Withdrawal) is for purposes of satisfying the minimum distribution requirements of Section 401(a)(9) and related Code provisions in effect at that time, | |
| you have authorized us to calculate and make periodic distribution of the Annual RMD Amount for the Calendar Year required based on the payment frequency you have chosen, | |
| the Annual RMD Amount is based on this Contract only, and | |
| only RMD withdrawals are made from the Contract during the Contract Year. |
| the Protected Payment Amount will be paid each year until the date of death of an Owner or the date of death of the sole surviving Annuitant (first Annuitant in the case of a Non-Natural Owner), | |
| the Protected Payment Amount will be paid under a series of pre-authorized withdrawals under a payment frequency as elected by the Owner, but no less frequently than annually, | |
| no additional Purchase Payments will be accepted under the Contract, and | |
| the Contract will cease to provide any death benefit. |
| the Life Only fixed annual payment amount based on the terms of your Contract, or | |
| the Protected Payment Amount in effect at the maximum Annuity Date. |
| the day any portion of the Contract Value is no longer allocated according to the Investment Allocation Requirements, | |
| the date of the death of an Owner or the date of death of the sole surviving Annuitant, | |
| for Contracts with a Non-Natural Owner, the date of death of any Annuitant, including Primary, Joint and Contingent Annuitants, | |
| the day the Contract is terminated in accordance with the provisions of the Contract, |
| the day we are notified of a change in ownership of the Contract to a non-spouse Owner if the Contract is Non-Qualified (excluding changes in ownership to or from certain trusts or if this Rider is issued in California), | |
| the day the Contingent Annuitant becomes the Annuitant (if this Rider is issued in California), | |
| the day you exchange this Rider for another withdrawal benefit Rider, | |
| the Annuity Date (see the Annuitization subsection for additional information), | |
| the day the Contract Value is reduced to zero as a result of a withdrawal (except an RMD withdrawal) that exceeds the Protected Payment Amount, or | |
| the day the Contract Value is reduced to zero if the oldest Owner (or youngest Annuitant, in the case of a Non-Natural Owner or if this Rider is issued in California) is younger than age 591/2. |
| such withdrawal (an RMD Withdrawal) is for purposes of satisfying the minimum distribution requirements of Section 401(a)(9) and related Code provisions in effect at that time, | |
| you have authorized us to calculate and make periodic distribution of the Annual RMD Amount for the Calendar Year required based on the payment frequency you have chosen, | |
| the Annual RMD Amount is based on this Contract only, and | |
| only RMD withdrawals are made from the Contract during the Contract Year. |
| the Protected Payment Amount will be paid each year until the date of death of an Owner or the date of death of the sole surviving Annuitant (first Annuitant in the case of a Non-Natural Owner), | |
| the Protected Payment Amount will be paid under a series of pre-authorized withdrawals under a payment frequency as elected by the Owner, but no less frequently than annually, | |
| no additional Purchase Payments will be accepted under the Contract, and | |
| the Contract will cease to provide any death benefit. |
| the Life Only fixed annual payment amount based on the terms of your Contract, or | |
| the Protected Payment Amount in effect at the maximum Annuity Date. |
| the day any portion of the Contract Value is no longer allocated according to the Investment Allocation Requirements, | |
| the date of the death of an Owner or the date of death of the sole surviving Annuitant, | |
| for Contracts with a Non-Natural Owner, the date of death of any Annuitant, including Primary, Joint and Contingent Annuitants, | |
| the day the Contract is terminated in accordance with the provisions of the Contract, |
| the day we are notified of a change in ownership of the Contract to a non-spouse Owner if the Contract is Non-Qualified (excluding changes in ownership to or from certain trusts or if this Rider is issued in California), | |
| the day the Contingent Annuitant becomes the Annuitant (if this Rider is issued in California), |
| the day you exchange this Rider for another withdrawal benefit Rider, | |
| the Annuity Date (see the Annuitization subsection for additional information), | |
| the day the Contract Value is reduced to zero as a result of a withdrawal (except an RMD withdrawal) that exceeds the Protected Payment Amount, or | |
| the day the Contract Value is reduced to zero if the oldest Owner (or youngest Annuitant, in the case of a Non-Natural Owner or if this Rider is issued in California) is younger than age 591/2. |
| the day that neither Designated Life is an Owner (or Annuitant, in the case of a custodial owned IRA or TSA) (this bullet does not apply if this Rider is issued in California), |
PART II
Part C: OTHER INFORMATION
Item 24. | Financial Statements and Exhibits | |||||||||||
(a) | Financial Statements | |||||||||||
Part A: NONE | ||||||||||||
Part B: | ||||||||||||
(1) | Registrants Financial Statements | |||||||||||
Audited Financial Statements dated as of December 31, 2010 and for each of the periods presented which are incorporated by reference from the 2010 Annual Report include the following for Separate Account A: | ||||||||||||
Statements of Assets and Liabilities | ||||||||||||
Statements of Operations | ||||||||||||
Statements of Changes in Net Assets | ||||||||||||
Notes to Financial Statements | ||||||||||||
Report of Independent Registered Public Accounting Firm | ||||||||||||
(2) | Depositors Financial Statements | |||||||||||
Audited Consolidated Financial Statements dated as of December 31, 2010 and 2009, and for each of the three years in the period ended December 31, 2010, included in Part B include the following for Pacific Life: | ||||||||||||
Independent Auditors Report | ||||||||||||
Consolidated Statements of Financial Condition | ||||||||||||
Consolidated Statements of Operations | ||||||||||||
Consolidated Statements of Stockholders Equity | ||||||||||||
Consolidated Statements of Cash Flows | ||||||||||||
Notes to Consolidated Financial Statements | ||||||||||||
(b) | Exhibits | |||||||||||
1. | (a) | Resolution of the Board of Directors of the Depositor authorizing establishment of Separate Account A and Memorandum establishing Separate Account A.1 | ||||||||||
(b) | Resolution of the Board of Directors of Pacific Life Insurance Company authorizing conformity to the terms of the current Bylaws.1 | |||||||||||
II-1
2. | Not applicable | |||||||||||||
3. | (a) | Distribution Agreement between Pacific Life Insurance Company, Pacific Life & Annuity Company and Pacific Select Distributors, Inc. (PSD)29 | ||||||||||||
(b) | Form of Selling Agreement between Pacific Life, PSD and Various Broker-Dealers15 | |||||||||||||
4. | (a) | (1) | Individual Flexible Premium Deferred Variable Annuity Contract (Form No. 10-13200)1 | |||||||||||
(2) | Individual Flexible Premium Deferred Variable Annuity Contract (Form No. 10-17800)8 | |||||||||||||
(b) | Qualified Pension Plan Rider (Form No. R90-Pen-V)1 | |||||||||||||
(c) | (1) 403(b) Tax-Sheltered Annuity Rider4 | |||||||||||||
(2) 403(b) Tax-Sheltered Annuity Rider (Form No. 20-1156)22 | ||||||||||||||
(d) | Section 457 Plan Rider (Form No. R95-457)1 | |||||||||||||
(e) | Individual Retirement Annuity Rider (Form No. 20-18900)5 | |||||||||||||
(f) | Roth Individual Retirement Annuity Rider (Form No. 20-19000)5 | |||||||||||||
(g) | SIMPLE Individual Retirement Annuity Rider (Form No. 20-19100)5 | |||||||||||||
(h) | Qualified Retirement Plan Rider 4 | |||||||||||||
(i) | Stepped-Up Death Benefit Rider (Form No. 20-13500)1 | |||||||||||||
(j) | (1) | Premier Death Benefit Rider (Form No. 20-13600)1 | ||||||||||||
(2) | Premier Death Benefit Rider (Form No. 20-18000)5 | |||||||||||||
(k) | Guaranteed Protection Advantage (GPA) Rider (Form No. 20-16200)3 | |||||||||||||
(l) | Guaranteed Protection Advantage 5 Rider (Form No. 20-19500)6 | |||||||||||||
(m) | (1) | Income Access Rider (Form No. 20-19808)6 | ||||||||||||
(2) | Income Access Rider (Form No. 20-1104)10 | |||||||||||||
(3) | Income Access Endorsement (Form No. 15-1122)13 | |||||||||||||
(4) | Excess Withdrawal Endorsement (Form No. 15-1152C)20 | |||||||||||||
(n) | DCA Plus Fixed Option Rider (Form No. 20-1103)9 | |||||||||||||
(o) | Guaranteed Income Advantage II Rider (Form No. 20-1109)10 | |||||||||||||
(p) | Guaranteed Income Advantage 5 Rider (Form No. 20-1102)10 | |||||||||||||
(q) | Guaranteed Income Annuity Rider (Form No. 20-1118)11 | |||||||||||||
(r) | (1) | Guaranteed Withdrawal Benefit Rider (Form No. 20-1119); also known as Income Access Plus Rider11 | ||||||||||||
(2) | Guaranteed Withdrawal Benefit Endorsement (Form No. 15-1123)13 | |||||||||||||
(3) | Excess Withdrawal Endorsement (Form No. 15-1152E)21 | |||||||||||||
(s) | (1) | Enhanced Guaranteed Withdrawal Benefit Rider (Form No. 20-1120)14 | ||||||||||||
(2) | Excess Withdrawal Endorsement (Form No. 15-1152A)21 | |||||||||||||
(t) | (1) | 5% Guaranteed Withdrawal Benefit Rider (Form No. 20-1131)16 | ||||||||||||
(2) | Excess Withdrawal Endorsement (Form No. 15-1152)20 | |||||||||||||
(u) | (1) | Joint Life 5% Guaranteed Withdrawal Benefit Rider (Form No. 20-1135)17 | ||||||||||||
(2) | Excess Withdrawal Endorsement (Form No. 15-1152B)20 | |||||||||||||
(v) | Guaranteed Protection Advantage 3 Rider (Form No. 20-1145)18 | |||||||||||||
(w) | (1) | Guaranteed Withdrawal Benefit II Rider (Form No. 20-1146)18 | ||||||||||||
(2) | Excess Withdrawal Endorsement (Form No. 15-1152)20 | |||||||||||||
(x) | Guaranteed Withdrawal Benefit III Rider (Form No. 20-1153)20 | |||||||||||||
(y) | Guaranteed Withdrawal Benefit Rider (Form No. 20-1154)20 | |||||||||||||
(z) | Joint Life Guaranteed Withdrawal Benefit Rider (Form No. 20-1155)20 | |||||||||||||
(aa) | Core Withdrawal Benefit Rider (Form No. 20-1162)23 | |||||||||||||
(bb) | Guaranteed Withdrawal Benefit IV Rider (Form No. 20-1176)24 | |||||||||||||
(cc) | Core Withdrawal Benefit Rider II (Form No. 20-1178)25 | |||||||||||||
(dd) | Guaranteed Withdrawal Benefit V Rider Single Life (Form No. ICC 10:20-1194)26 | |||||||||||||
(ee) | Guaranteed Withdrawal Benefit V Rider Joint Life (Form No. ICC 10:20-1195)26 | |||||||||||||
(ff) | Guaranteed Withdrawal Benefit VII Rider Single Life (Form No. ICC 11:20-1204)28 | |||||||||||||
(gg) | Guaranteed Withdrawal Benefit VII Rider Joint Life (Form No. ICC 11:20-1205)28 | |||||||||||||
5. | (a) | (1) | Application Form for Individual Flexible Premium Deferred Variable Annuity Contract (Form No. 25-13200)1 | |||||||||||
(2) | Application Form for Individual Flexible Premium Deferred Variable Annuity Contract (Form No. 25-17810)8 | |||||||||||||
(3) | Application Form for Individual Flexible Premium Deferred Variable Annuity Contract (Form No. 25-17850)15 | |||||||||||||
(b) | Variable Annuity PAC APP1 | |||||||||||||
(c) | Application/Confirmation Form1 | |||||||||||||
(d) | Guaranteed Earnings Enhancement (EEG) Rider Request Application7 |
(e) | Guaranteed Protection Advantage (GPA) Rider Request Form (Form No. 55- 16600)3 | |||||||||||
(f) | Guaranteed Protection Advantage 5 Rider Request Form (Form No. 2311-3A)6 | |||||||||||
(g) | Income Access Rider Request Form (Form No. 2315-3A)6 | |||||||||||
6. | (a) | Pacific Lifes Articles of Incorporation1 | ||||||||||
(b) | By-laws of Pacific Life1 | |||||||||||
(c) | Pacific Lifes Restated Articles of Incorporation15 | |||||||||||
(d) | By-laws of Pacific Life As Amended September 1, 200515 | |||||||||||
7. | Form of Reinsurance Agreement19 | |||||||||||
8. | (a) | Pacific Select Fund Participation Agreement2 | ||||||||||
(b) | Fund Participation Agreement Between Pacific Life Insurance Company, Pacific Select Distributors, Inc., American Funds Insurance Series, American Funds Distributors, and Capital Research and Management Company12 | |||||||||||
(c) | Form of AllianceBernstein Variable Products Series Fund, Inc. Participation Agreement20 | |||||||||||
(d) | Form of BlackRock Variable Series Fund, Inc. Participation Agreement20 | |||||||||||
(1) Amendment to Participation Agreement25 | ||||||||||||
(e) | Form of Franklin Templeton Variable Insurance Products Trust Participation Agreement20 | |||||||||||
(1) First Amendment to Participation Agreement25 | ||||||||||||
(2) Second Amendment to Participation Agreement28 | ||||||||||||
(f) | Form of AllianceBernstein Investments, Inc. Administrative Services Agreement20 | |||||||||||
(g) | Form of BlackRock Distributors, Inc. Administrative Services Agreement20 | |||||||||||
(1) Amendment to Administrative Services Agreement25 | ||||||||||||
(h) | Form of Franklin Templeton Services, LLC Administrative Services Agreement20 | |||||||||||
(1) First Amendment to Administrative Services Agreement25 | ||||||||||||
(i) | Form of AIM Variable Insurance Funds Participation Agreement22 | |||||||||||
(j) | Form of Invesco Aim Distributors, Inc. Distribution Services Agreement22 | |||||||||||
(k) | Form of Invesco Aim Advisors, Inc. Administrative Services Agreement22 | |||||||||||
(l) | Form of GE Investments Funds, Inc. Participation Agreement22 | |||||||||||
(1) Amendment to Participation Agreement25 | ||||||||||||
(m) | Form of GE Investment Distributors, Inc. Distribution and Services Agreement (Amended and Restated)25 | |||||||||||
(n) | Form of Van Kampen Life Investment Trust Participation Agreement22 | |||||||||||
(o) | Form of Van Kampen Funds, Inc. Shareholder Service Agreement22 | |||||||||||
(p) | Form of Van Kampen Asset Management Administrative Services Letter Agreement22 | |||||||||||
(q) | Form of GE Investments Funds, Inc. Investor Services Agreement25 | |||||||||||
(1) First Amendment to Investor Services Agreement25 | ||||||||||||
(r) | Form of PIMCO Variable Insurance Trust Participation Agreement25 | |||||||||||
(1) First Amendment to Participation Agreement28 | ||||||||||||
(2) Second Amendment to Participation Agreement28 | ||||||||||||
(s) | Form of Allianz Global Investors Distributors LLC Selling Agreement25 | |||||||||||
(t) | Form of PIMCO LLC Services Agreement25 | |||||||||||
(u) | Form of MFS Variable Insurance Trust Participation Agreement27 | |||||||||||
(1) First Amendment to Participation Agreement27 | ||||||||||||
(2) Second Amendment to Participation Agreement28 | ||||||||||||
(v) | Form of MFS Variable Insurance Trust Administrative Services Agreement27 | |||||||||||
9. | Opinion and Consent of legal officer of Pacific Life as to the legality of Contracts being registered.1 |
II-2
10. | Consent of Independent Registered Public Accounting Firm and Consent of Independent Auditors28 | |||||||||||
11. | Not applicable | |||||||||||
12. | Not applicable | |||||||||||
13. | Powers of Attorney28 | |||||||||||
1 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0001017062-00-002612 filed on December 29, 2001 and incorporated by reference herein. | |
2 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0001017062-01-500230 filed on May 7, 2000 and incorporated by reference herein. | |
3 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0000898430-01-503122 filed on October 25, 2001 and incorporated by reference herein. | |
4 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0001017062-02-000784 filed on April 30, 2002 and incorporated by reference herein. | |
5 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0001017062-02-002152 filed on December 19, 2002 and incorporated by reference herein. | |
6 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0001017062-03-000461 filed on March 18, 2003 and incorporated by reference herein. | |
7 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0001017062-03-001021 filed on April 30, 2003 and incorporated by reference herein. | |
8 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0001193125-03-014157 filed on June 27, 2003 and incorporated by reference herein. | |
9 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0001193125-03-043302 filed on August 28, 2003 and incorporated by reference herein. | |
10 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0001193125-04-031234 filed on February 27, 2004 and incorporated by reference herein. | |
11 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0000892569-04-000884 filed on October 15, 2004 and incorporated by reference herein. | |
12 | Included in Registrants Form N-4, File No. 333-93059, as Exhibit 8(e), Accession No. 0000892569-05-000253 filed on April 19, 2005 and incorporated by reference herein. | |
13 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0000892569-05-000438 filed on June 15, 2005 and incorporated by reference herein. | |
14 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0000892569-05-000567 filed on August 2, 2005 and incorporated by reference herein. | |
15 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0000892569-06-000524 filed on April 17, 2006 and incorporated by reference herein. | |
16 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0000892569-06-001249 filed on October 19, 2006 and incorporated by reference herein. | |
17 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0000892569-07-000440 filed on April 16, 2007 and Incorporated by reference herein. | |
18 | Included in Registrants Form N-4, File No. 333-141135, Accession No. 0000892569-07-001521 filed on December 12, 2007 and incorporated by reference herein. | |
19 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0000892569-08-000616 filed on April 21, 2008 and incorporated by reference herein. | |
20 | Included in Registrants Form N-4, File No. 333-136597, Accession No. 0000892569-08-000961 filed on July 2, 2008 and incorporated by reference herein. | |
21 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0000892569-08-001263 filed on September 11, 2008 and incorporated by reference herein. | |
22 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0000892569-08-001552 filed on December 4, 2008 and incorporated by reference herein. | |
23 | Included in Registrants Form N-4, File No. 333-136597, Accession No. 0000892569-09-000061 filed on February 9, 2009 and incorporated by reference herein. | |
24 | Included in Registrants Form N-4, File No. 333-136597, Accession No. 0000950123-09-050719 filed on October 16, 2009 and incorporated by reference herein. | |
25 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0000950123-10-035831 filed on April 19, 2010 and incorporated by reference herein. | |
26 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0000950123-10-115912 filed on December 23, 2010, and incorporated by reference herein. | |
27 | Included in Registrants Form N-4, File No. 333-160772, Accession No. 0000950123-10-036181 filed on April 20, 2010, and incorporated by reference herein. | |
28 | Included in Registrants Form N-4, File No. 333-53040, Accession No. 0000950123-11-036372 filed on April 18, 2011, and incorporated by reference herein. | |
29 | Included in Registrants Form N-4, File No. 333-60833, Accession No. 0000950123-11-061492 filed on June 24, 2011, and incorporated by reference herein. | |
Item 25. Directors and Officers of Pacific Life
Name and Address | Positions and Offices with Pacific Life | |
James T. Morris | Director, Chairman, President and Chief Executive Officer | |
Khanh T. Tran | Director, Executive Vice President, Chief Financial Officer and Chief Investment Officer | |
Sharon A. Cheever | Director, Senior Vice President and General Counsel | |
Jane M. Guon | Director, Vice President and Secretary | |
Edward R. Byrd | Senior Vice President and Chief Accounting Officer | |
Brian D. Klemens | Vice President and Controller | |
Dewey P. Bushaw | Executive Vice President | |
Denis P. Kalscheur | Senior Vice President and Treasurer |
700 Newport Center Drive
Newport Beach, California 92660
II-3
Jurisdiction of | ||||||||
Incorporation | Percentage of | |||||||
or | Ownership by its | |||||||
Organization | Immediate Parent | |||||||
Pacific Mutual Holding Company |
Nebraska | |||||||
Pacific LifeCorp |
Delaware | 100 | ||||||
Pacific Life Insurance Company |
Nebraska | 100 | ||||||
Pacific Life & Annuity Company |
Arizona | 100 | ||||||
Pacific Select Distributors, Inc. |
California | 100 | ||||||
Pacific Select, LLC |
Delaware | 100 | ||||||
Pacific Asset Holding LLC |
Delaware | 100 | ||||||
Pacific TriGuard Partners LLC# |
Delaware | 100 | ||||||
Grayhawk Golf Holdings, LLC |
Delaware | 95 | ||||||
Grayhawk Golf L.L.C. |
Arizona | 100 | ||||||
Las Vegas Golf I, LLC |
Delaware | 100 | ||||||
Angel Park Golf, LLC |
Nevada | 100 | ||||||
CW Atlanta, LLC |
Delaware | 100 | ||||||
City Walk Towers, LLC |
Delaware | 100 | ||||||
Kierland One, LLC |
Delaware | 100 | ||||||
Kinzie Member, LLC |
Delaware | 100 | ||||||
Parcel B Owner LLC |
Delaware | 88 | ||||||
Kinzie Parcel A Member, LLC |
Delaware | 100 | ||||||
Parcel A Owner LLC |
Delaware | 90 | ||||||
PL/KBS Fund Member, LLC |
Delaware | 100 | ||||||
KBS/PL Properties, L.P.# |
Delaware | 99.9 | ||||||
Wildflower Member, LLC |
Delaware | 100 | ||||||
Epoch-Wildflower, LLC |
Florida | 99 | ||||||
Sedona Golf Club, LLC |
Delaware | 100 | ||||||
Glenoaks Golf Club, LLC |
Delaware | 100 | ||||||
Polo Fields Golf Club, LLC |
Delaware | 100 | ||||||
Confederation Life Insurance and Annuity Company |
Georgia | 100 | ||||||
Pacific Life Fund Advisors LLC |
Delaware | 100 | ||||||
Pacific Alliance Reinsurance Company of Vermont |
Vermont | 100 | ||||||
Pacific Mezzanine Associates L.L.C. |
Delaware | 67 | ||||||
Pacific Mezzanine Investors L.L.C.# |
Delaware | 100 | ||||||
Pacific Global Advisors LLC* |
Delaware | 100 | ||||||
Aviation Capital Group Corp. |
Delaware | 100 | ||||||
ACG Acquisition Corporation V |
Delaware | 100 | ||||||
ACG Acquisition 41 LLC |
Delaware | 100 | ||||||
ACG Acquisition 4063 LLC |
Delaware | 100 | ||||||
ACG Acquisition 4084 LLC |
Delaware | 100 | ||||||
ACG International Ltd. |
Bermuda | 100 | ||||||
ACG Acquisition Ireland III Limited |
Ireland | 100 | ||||||
ACG Acquisition Ireland V Ltd. |
Ireland | 100 | ||||||
ACG Capital Partners II LLC |
Delaware | 50 | ||||||
ACG Investment Capital Partners LLC |
Delaware | 100 | ||||||
ACG Acquisition 4658 LLC |
Delaware | 100 | ||||||
ACG Acquisition 2688 LLC |
Delaware | 100 | ||||||
Aviation Capital Group Singapore Pte. Ltd. |
Singapore | 100 | ||||||
ACG Capital Partners Singapore Pte. Ltd. |
Singapore | 50 | ||||||
ACG Acquisition VI LLC |
Nevada | 50 | ||||||
ACG Acquisition XIX LLC |
Delaware | 20 | ||||||
ACG XIX Holding LLC |
Delaware | 100 | ||||||
Aviation Capital Group Trust |
Delaware | 100 | ||||||
ACG Acquisition XV LLC |
Delaware | 100 | ||||||
ACG Acquisition XX LLC |
Delaware | 100 | ||||||
ACG Acquisition (Bermuda) Ltd. |
Bermuda | 100 | ||||||
ACG Acquisition Ireland Limited |
Ireland | 100 | ||||||
ACG Acquisition Labuan Ltd. |
Labuan | 100 | ||||||
ACG Acquisitions Sweden AB |
Sweden | 100 | ||||||
ACG Acquisition XXI LLC |
Delaware | 100 | ||||||
ACG Trust 2004 -1 Holding LLC |
Delaware | 100 | ||||||
ACG Funding Trust 2004-1 |
Delaware | 100 | ||||||
ACG 2004-1 Bermuda Limited |
Bermuda | 100 | ||||||
ACG Acquisition Ireland 2004-1 Limited |
Ireland | 100 | ||||||
ACG Trust II Holding LLC |
Delaware | 100 | ||||||
Aviation Capital Group Trust II |
Delaware | 100 | ||||||
ACG Acquisition XXV LLC |
Delaware | 100 | ||||||
ACG Acquisition 37 LLC |
Delaware | 100 | ||||||
ACG Acquisition 38 LLC |
Delaware | 100 | ||||||
ACG Acquisition Ireland II Limited |
Ireland | 100 | ||||||
ACG Acquisition (Bermuda) II Ltd. |
Bermuda | 100 | ||||||
ACG Acquisition XXIX LLC |
Delaware | 100 | ||||||
ACG Acquisition XXX LLC |
Delaware | 100 | ||||||
ACG Acquisition 31 LLC |
Delaware | 100 | ||||||
ACG Acquisition 32 LLC |
Delaware | 100 | ||||||
ACG Acquisition 33 LLC |
Delaware | 100 | ||||||
ACG Acquisition 36 LLC |
Delaware | 100 | ||||||
ACG Acquisition 39 LLC |
Delaware | 100 | ||||||
ACGFS LLC |
Delaware | 100 | ||||||
ACG Acquisition 35 LLC |
Delaware | 100 | ||||||
Boullioun Aviation Services Inc. |
Washington | 100 | ||||||
Boullioun Aircraft Holding Company, Inc. |
Washington | 100 | ||||||
Boullioun Portfolio Finance III LLC |
Nevada | 100 | ||||||
ACG Funding 2005-1 Holding LLC |
Delaware | 100 | ||||||
ACG Funding Trust 2005-1 |
Delaware | 100 | ||||||
ACG III Holding LLC |
Delaware | 100 | ||||||
ACG Trust III |
Delaware | 100 | ||||||
RAIN I LLC |
Delaware | 100 | ||||||
RAIN II LLC |
Delaware | 100 | ||||||
RAIN III LLC |
Delaware | 100 | ||||||
RAIN IV LLC |
Delaware | 100 | ||||||
RAIN V LLC |
Delaware | 100 | ||||||
RAIN VI LLC |
Delaware | 100 | ||||||
RAIN VII LLC |
Delaware | 100 | ||||||
RAIN VIII LLC |
Delaware | 100 | ||||||
ACG Acquisition 169 LLC |
Delaware | 100 | ||||||
ACG Acquisition 30271 LLC |
Delaware | 100 | ||||||
ACG Acquisition 30744 LLC |
Delaware | 100 | ||||||
ACG Acquisition 30745 LLC |
Delaware | 100 | ||||||
ACG Acquisition 30289 LLC |
Delaware | 100 | ||||||
ACG Acquisition 30293 LLC |
Delaware | 100 | ||||||
ACG Acquisition 1176 LLC |
Delaware | 100 | ||||||
0168 Statutory Trust |
Connecticut | 100 | ||||||
0179 Statutory Trust |
Connecticut | 100 | ||||||
Bellevue Aircraft Leasing Limited |
Ireland | 100 | ||||||
Rainier Aircraft Leasing (Ireland) Limited |
Ireland | 100 | ||||||
ACG Acquisition (Cyprus) Ltd. |
Cyprus | 100 | ||||||
ACG Acquisition (Bermuda) III Ltd. |
Bermuda | 100 | ||||||
ACG 2006-ECA LLC |
Delaware | 100 | ||||||
ACG Acquisition 2692 LLC |
Delaware | 100 | ||||||
ACG ECA-2006 Ireland Limited |
Ireland | 100 | ||||||
ACG Acquisition 2987 LLC |
Delaware | 100 | ||||||
ACG Acquisition Aruba NV |
Aruba | 100 | ||||||
ACG Trust 2006-1 Holding LLC |
Delaware | 100 | ||||||
ACG Funding Trust 2006-1 |
Delaware | 100 | ||||||
ACG Capital Partners LLC |
Delaware | 50 | ||||||
Bellevue Coastal Leasing LLC |
Washington | 100 | ||||||
ACG Capital Partners Ireland Limited |
Ireland | 100 | ||||||
ACG Acquisition 30288 LLC |
Delaware | 100 | ||||||
ACGCP Acquisition 979 LLC |
Delaware | 100 | ||||||
ACG Trust 2009-1 Holding LLC |
Delaware | 100 | ||||||
ACG Funding Trust 2009-1 |
Delaware | 100 | ||||||
ACG Acquisition 29677 LLC |
Delaware | 100 | ||||||
College Savings Bank |
New Jersey | 100 | ||||||
Pacific Asset Funding, LLC |
Delaware | 100 | ||||||
Pacific Life & Annuity Services, Inc. |
Colorado | 100 | ||||||
Bella Sera Holdings, LLC |
Delaware | 100 | ||||||
Pacific Life Re Holdings LLC |
Delaware | 100 | ||||||
Pacific Life Re Holdings Limited |
U.K. | 100 | ||||||
Pacific Life Re Services Limited |
U.K. | 100 | ||||||
Pacific Life Re Limited |
U.K. | 100 | ||||||
Pacific Alliance Reinsurance Ltd. |
Bermuda | 100 |
# | = | Abbreviated structure |
* | Formerly known as Pension Advisory Group LLC | |
Item 27. Number of Contractholders
Pacific Odyssey Approximately | |
445 | Qualified | |||||
|
1,008 | Non Qualified |
Item 28. | Indemnification | |
(a) | The Distribution Agreement between Pacific Life Insurance Company, Pacific Life & Annuity Company (collectively referred to as Pacific Life) and Pacific Select Distributors, Inc. (PSD) provides substantially as follows: | |
Pacific Life shall indemnify and hold harmless PSD and PSDs officers, directors, agents, controlling persons, employees, subsidiaries and affiliates for all attorneys fees, litigation expenses, costs, losses, claims, judgments, settlements, fines, penalties, damages, and liabilities incurred as the direct or indirect result of: (i) negligent, dishonest, fraudulent, unlawful, or criminal acts, statements, or omissions by Pacific Life or its employees, agents, officers, or directors; (ii) Pacific Lifes breach of this Agreement; (iii) Pacific Lifes failure to comply with any statute, rule, or regulation; (iv) a claim or dispute between Pacific Life and a Broker/Dealer (including its Representatives) and/or a Contract owner. Pacific Life shall not be required to indemnify or hold harmless PSD for expenses, losses, claims, damages, or liabilities that result from PSDs misfeasance, bad faith, negligence, willful misconduct or wrongful act. | ||
PSD shall indemnify and hold harmless Pacific Life and Pacific Lifes officers, directors, agents, controlling persons, employees, subsidiaries and affiliates for all attorneys fees, litigation expenses, costs, losses, claims, judgments, settlements, fines, penalties, damages and liabilities incurred as the direct or indirect result of: (i) PSDs breach of this Agreement; and/or (ii) PSDs failure to comply with any statute, rule, or regulation. PSD shall not be required to indemnify or hold harmless Pacific Life for expenses, losses, claims, damages, or liabilities that have resulted from Pacific Lifes willful misfeasance, bad faith, negligence, willful misconduct or wrongful act. | ||
(b) | The Form of Selling Agreement between Pacific Life, Pacific Select Distributors, Inc. (PSD) and Various Broker-Dealers and Agency (Selling Entities) provides substantially as follows: | |
Pacific Life and PSD agree to indemnify and hold harmless Selling Entities, their officers, directors, agents and employees, against any and all losses, claims, damages, or liabilities to which they may become subject under the Securities Act, the Exchange Act, the Investment Company Act of 1940, or other federal or state statutory law or regulation, at common law or otherwise, insofar as such losses, claims, damages or liabilities (or actions in respect thereof) arise out of or are based upon any untrue statement or alleged untrue statement of a material fact or any omission or alleged omission to state a material fact required to be stated or necessary to make the statements made not misleading in the registration statement for the Contracts or for the shares of Pacific Select Fund (the Fund) filed pursuant to the Securities Act, or any prospectus included as a part thereof, as from time to time amended and supplemented, or in any advertisement or sales literature provided by Pacific Life and PSD. |
II-5
Selling Entities agree to, jointly and severally, hold harmless and indemnify Pacific Life and PSD and any of their respective affiliates, employees, officers, agents and directors (collectively, Indemnified Persons) against any and all claims, liabilities and expenses (including, without limitation, losses occasioned by any rescission of any Contract pursuant to a free look provision or by any return of initial purchase payment in connection with an incomplete application), including, without limitation, reasonable attorneys fees and expenses and any loss attributable to the investment experience under a Contract, that any Indemnified Person may incur from liabilities resulting or arising out of or based upon (a) any untrue or alleged untrue statement other than statements contained in the registration statement or prospectus relating to any Contract, (b) (i) any inaccurate or misleading, or allegedly inaccurate or misleading sales material used in connection with any marketing or solicitation relating to any Contract, other than sales material provided preprinted by Pacific Life or PSD, and (ii) any use of any sales material that either has not been specifically approved in writing by Pacific Life or PSD or that, although previously approved in writing by Pacific Life or PSD, has been disapproved, in writing by either of them, for further use, or (c) any act or omission of a Subagent, director, officer or employee of Selling Entities, including, without limitation, any failure of Selling Entities or any Subagent to be registered as required as a broker/dealer under the 1934 Act, or licensed in accordance with the rules of any applicable SRO or insurance regulator.
II-6
Item 29. | Principal Underwriters | |||
(a) | PSD also acts as principal underwriter for Pacific Select Variable Annuity Separate Account, Separate Account B, Pacific Corinthian Variable Separate Account, Pacific Select Separate Account, Pacific Select Exec Separate Account, COLI Separate Account, COLI II Separate Account, COLI III Separate Account, COLI IV Separate Account, COLI V Separate Account, Separate Account A of Pacific Life & Annuity Company, Pacific Select Exec Separate Account of Pacific Life & Annuity Company, Separate Account I of Pacific Life Insurance Company, Separate Account I of Pacific Life & Annuity Company. | |||
(b) | For information regarding PSD, reference is made to Form B-D, SEC File No. 8-15264, which is herein incorporated by reference. | |||
(c) | PSD retains no compensation or net discounts or commissions from the Registrant. | |||
Item 30. | Location of Accounts and Records | |||
The accounts, books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the rules under that section will be maintained by Pacific Life at 700 Newport Center Drive, Newport Beach, California 92660. | ||||
Item 31. | Management Services | |||
Not applicable | ||||
Item 32. | Undertakings | |||
The registrant hereby undertakes: | ||||
(a) | to file a post-effective amendment to this registration statement as frequently as is necessary to ensure that the audited financial statements in this registration statement are never more than 16 months old for so long as payments under the variable annuity contracts may be accepted, unless otherwise permitted. | |||
(b) | to include either (1) as a part of any application to purchase a contract offered by the prospectus, a space that an applicant can check to request a Statement of Additional Information, or (2) a post card or similar written communication affixed to or included in the prospectus that the applicant can remove to send for a Statement of Additional Information, or (3) to deliver a Statement of Additional Information with the Prospectus. | |||
(c) | to deliver any Statement of Additional Information and any financial statements required to be made available under this Form promptly upon written or oral request. |
II-7
Additional Representations
(a) The Registrant and its Depositor are relying upon American Council of Life Insurance, SEC No-Action Letter, SEC Ref. No. 1P-6-88 (November 28, 1988) with respect to annuity contracts offered as funding vehicles for retirement plans meeting the requirements of Section 403(b) of the Internal Revenue Code, and the provisions of paragraphs (1)-(4) of this letter have been complied with.
(b) The Registrant and its Depositor are relying upon Rule 6c-7 of the Investment Company Act of 1940 with respect to annuity contracts offered as funding vehicles to participants in the Texas Optional Retirement Program, and the provisions of Paragraphs (a)-(d) of the Rule have been complied with.
(c) REPRESENTATION PURSUANT TO SECTION 26(f) OF THE INVESTMENT COMPANY ACT OF 1940: Pacific Life Insurance Company and Registrant represent that the fees and charges to be deducted under the Variable Annuity Contract (Contract) described in the prospectus contained in this registration statement are, in the aggregate, reasonable in relation to the services rendered, the expenses expected to be incurred, and the risks assumed in connection with the Contract.
II-8
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets the requirements of Securities Act Rule 485(b) for effectiveness of this Registration Statement and has caused this Post-Effective Amendment No. 36 to the Registration Statement on Form N-4 to be signed on its behalf by the undersigned thereunto duly authorized in the City of Newport Beach, and the State of California on this 18th day of July, 2011.
SEPARATE ACCOUNT A | ||||
(Registrant) | ||||
By: | PACIFIC LIFE INSURANCE COMPANY | |||
By: | ||||
James T. Morris* | ||||
Director, Chairman, President and Chief Executive Officer | ||||
By: | PACIFIC LIFE INSURANCE COMPANY | |||
(Depositor) | ||||
By: | ||||
James T. Morris* | ||||
Director, Chairman, President and Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 36 to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
Signature | Title | Date | ||
James T. Morris* |
Director, Chairman, President and Chief Executive Officer |
July 18, 2011 | ||
Khanh T. Tran* |
Director, Executive Vice President, Chief Financial Officer and Chief Investment Officer |
July 18, 2011 | ||
Sharon A. Cheever* |
Director, Senior Vice President and General Counsel |
July 18, 2011 | ||
Jane M. Guon* |
Director, Vice President and Secretary | July 18, 2011 | ||
Edward R. Byrd* |
Senior Vice President and Chief Accounting Officer | July 18, 2011 | ||
Brian D. Klemens* |
Vice President and Controller | July 18, 2011 | ||
Dewey P. Bushaw* |
Executive Vice President | July 18, 2011 | ||
Denis P. Kalscheur* |
Senior Vice President and Treasurer | July 18, 2011 |
*By: | /s/ SHARON A. CHEEVER | ||||
|
|||||
Sharon A. Cheever | July 18, 2011 | ||||
as attorney-in-fact |
(Powers of Attorney are contained in Post-Effective Amendment No. 35 of the Registration Statement filed on Form N-4 for Separate Account A, File No. 333-53040, Accession No. 0000950123-11-036372, filed on April 18, 2011, as Exhibit 13).