0001104659-24-036710.txt : 20240320 0001104659-24-036710.hdr.sgml : 20240320 20240320161752 ACCESSION NUMBER: 0001104659-24-036710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240318 FILED AS OF DATE: 20240320 DATE AS OF CHANGE: 20240320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KANDERS WARREN B CENTRAL INDEX KEY: 0000935577 ORGANIZATION NAME: FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40698 FILM NUMBER: 24768011 MAIL ADDRESS: STREET 1: ONE LANDMARK SQUARE STREET 2: 22ND FLOOR CITY: STAMFORD, STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cadre Holdings, Inc. CENTRAL INDEX KEY: 0001860543 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 383873146 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 BUSINESS PHONE: (904) 741-5400 MAIL ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 4 1 tm249207-6_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-03-18 0 0001860543 Cadre Holdings, Inc. CDRE 0000935577 KANDERS WARREN B C/O KANDERS & COMPANY, INC. 250 ROYAL PALM WAY, SUITE 201 PALM BEACH FL 33480 1 1 1 0 CEO AND CHAIRMAN 0 Common Stock, par value $0.0001 per share ("Common Stock") 2024-03-19 4 S 0 1438127 35 D 12184918 I By Kanders SAF, LLC Common Stock 23992 D Common Stock 1305650 I By Warren B. Kanders Roth IRA Common Stock 23450 I By Allison Kanders Roth IRA Restricted Stock Units 2024-03-18 4 A 0 33540 0 A Common Stock 33540 33540 D Stock Option (right to purchase) 34.66 2024-03-18 4 A 0 105682 0 A 2034-03-18 Common Stock 105682 105682 D The Reporting Person is the sole manager and member of Kanders SAF, LLC. Allison Kanders is the Reporting Person's spouse. Comprised of a restricted stock units award granted under the Cadre Holdings, Inc. (the "Issuer") 2021 Stock Incentive Plan (the "Plan") consisting of 33,540 shares of the Issuer's Common Stock. 11,180 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively. The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 35,228 shares of the Issuer's Common Stock will vest and become exercisable on March 18, 2025 and options to purchase 35,227 shares of the Issuer's Common Stock will vest and become exercisable on each of March 18, 2026 and March 18, 2027, respectively. The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. /s/ Warren B. Kanders 2024-03-20