0001127602-21-011577.txt : 20210319 0001127602-21-011577.hdr.sgml : 20210319 20210319170619 ACCESSION NUMBER: 0001127602-21-011577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210317 FILED AS OF DATE: 20210319 DATE AS OF CHANGE: 20210319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raff Robert H Jr CENTRAL INDEX KEY: 0001738908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05224 FILM NUMBER: 21759001 MAIL ADDRESS: STREET 1: 1000 STANLEY DRIVE CITY: NEW BRITAIN STATE: CT ZIP: 06053 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANLEY BLACK & DECKER, INC. CENTRAL INDEX KEY: 0000093556 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060548860 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1000 STANLEY DR STREET 2: P O BOX 7000 CITY: NEW BRITAIN STATE: CT ZIP: 06053 BUSINESS PHONE: 8602255111 MAIL ADDRESS: STREET 1: 1000 STANLEY DR CITY: NEW BRITAIN STATE: CT ZIP: 06053 FORMER COMPANY: FORMER CONFORMED NAME: STANLEY WORKS DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-17 0000093556 STANLEY BLACK & DECKER, INC. SWK 0001738908 Raff Robert H Jr 1000 STANLEY DRIVE NEW BRITAIN CT 06053 1 President, Stanley Security Common Stock 2021-03-17 4 A 0 1838 0 A 7089 D Common Stock 2021-03-17 4 F 0 19 191.73 D 7070 D Common Stock 2021-03-17 4 F 0 13 191.73 D 7057 D Common Stock 1.2423 I Shares held indirectly in the name of Corporation's 401(k) Plan Common Stock 863.6653 I Through Computershare under ESPP Represents number of performance stock units earned in respect of the one-year performance period under the 2020 MICP PSU program (the "PSUs"). The PSUs are issued pursuant to the Stanley Black & Decker 2018 Omnibus Award Plan, and generally vest in three equal installments subject to satisfaction of service-based conditions on each applicable vesting date. Each PSU represents a contingent right to receive one share of Issuer's common stock. Represents number of shares withheld in satisfaction of tax withholding with respect to 1/3rd of the 2020 MICP-PSUs. Represents number of shares withheld in satisfaction of tax withholding with respect to 1/3rd of the 2019 MICP-PSUs. Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the previous calendar month including shares acquired or disposed of on various dates since balance was last reported. Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. /s/ Yun Jung Choi, Attorney-in-Fact 2021-03-19