0001127602-13-034101.txt : 20131209 0001127602-13-034101.hdr.sgml : 20131209 20131209170310 ACCESSION NUMBER: 0001127602-13-034101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131205 FILED AS OF DATE: 20131209 DATE AS OF CHANGE: 20131209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANLEY BLACK & DECKER, INC. CENTRAL INDEX KEY: 0000093556 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060548860 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 STANLEY DR STREET 2: P O BOX 7000 CITY: NEW BRITAIN STATE: CT ZIP: 06053 BUSINESS PHONE: 8602255111 MAIL ADDRESS: STREET 1: 1000 STANLEY DR CITY: NEW BRITAIN STATE: CT ZIP: 06053 FORMER COMPANY: FORMER CONFORMED NAME: STANLEY WORKS DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bartone Michael A. CENTRAL INDEX KEY: 0001468682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05224 FILM NUMBER: 131266220 MAIL ADDRESS: STREET 1: 1000 STANLEY DRIVE CITY: NEW BRITAIN STATE: CT ZIP: 06053 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-12-05 0000093556 STANLEY BLACK & DECKER, INC. SWK 0001468682 Bartone Michael A. 1000 STANLEY DRIVE NEW BRITAIN CT 06053 1 V.P. Corporate Tax Common Stock 2013-12-05 4 A 0 2857 0 A 42384 D Common Stock 2013-12-06 4 D 0 406 80.955 D 41978 D Common Stock 621.4915 I Through Computershare under ESPP Stock Option (Right to Buy) 79.70 2013-12-05 4 A 0 10000 79.70 A 2023-12-05 Common Stock 10000 10000 D Interest In Employer Stock Fund (401(k) Plan) Common Stock 1709.0444 1709.0444 D Interest in Employer Stock Fund (Supplemental Plan) Common Stock 243.3914 243.3914 D Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant. Shares withheld to cover taxes on vesting of restricted stock units Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant. Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Exempt Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. /s/ Bruce H. Beatt, Attorney-in-Fact 2013-12-09