0000899243-21-001155.txt : 20210108 0000899243-21-001155.hdr.sgml : 20210108 20210108160518 ACCESSION NUMBER: 0000899243-21-001155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210106 FILED AS OF DATE: 20210108 DATE AS OF CHANGE: 20210108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADW Capital Management, LLC CENTRAL INDEX KEY: 0001745214 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13992 FILM NUMBER: 21517520 BUSINESS ADDRESS: STREET 1: 1261 99TH STREET CITY: BAY HARBOR ISLANDS STATE: FL ZIP: 33154 BUSINESS PHONE: 646-684-4086 MAIL ADDRESS: STREET 1: 1261 99TH STREET CITY: BAY HARBOR ISLANDS STATE: FL ZIP: 33154 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADW Capital Partners, L.P. CENTRAL INDEX KEY: 0001511001 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13992 FILM NUMBER: 21517521 BUSINESS ADDRESS: STREET 1: 1133 BROADWAY STREET 2: SUITE 719 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: (646) 684-4086 MAIL ADDRESS: STREET 1: 1133 BROADWAY STREET 2: SUITE 719 CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wyden Adam D CENTRAL INDEX KEY: 0001745215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13992 FILM NUMBER: 21517522 MAIL ADDRESS: STREET 1: 1133 BROADWAY STREET 2: SUITE 719 CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RCI HOSPITALITY HOLDINGS, INC. CENTRAL INDEX KEY: 0000935419 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 760458229 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10737 CUTTEN ROAD CITY: HOUSTON STATE: TX ZIP: 77066 BUSINESS PHONE: 2813976730 MAIL ADDRESS: STREET 1: 10737 CUTTEN ROAD CITY: HOUSTON STATE: TX ZIP: 77066 FORMER COMPANY: FORMER CONFORMED NAME: RICKS CABARET INTERNATIONAL INC DATE OF NAME CHANGE: 19950112 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-06 1 0000935419 RCI HOSPITALITY HOLDINGS, INC. RICK 0001745214 ADW Capital Management, LLC 1261 99TH ST. BAY HARBOR ISLANDS FL 33154 0 0 1 0 0001511001 ADW Capital Partners, L.P. 1261 99TH ST. BAY HARBOR ISLANDS FL 33154 0 0 1 0 0001745215 Wyden Adam D 1261 99TH ST. BAY HARBOR ISLANDS FL 33154 0 0 1 0 Common stock, $0.01 par value 2021-01-06 4 S 0 12500 39.50 D 899900 I See Footnotes This statement is being jointly filed by and on behalf of each of ADW Capital Partners, L.P., a Delaware limited partnership ("ADW Capital Partners"), ADW Capital Management, LLC, a Delaware limited liability company ("ADW Capital Management"), and Adam D. Wyden. ADW Capital Partners is the record and direct beneficial owner of the securities covered by this statement. ADW Capital Management is the general partner and investment manager of, and may be deemed to beneficially own securities owned by, ADW Capital Partners. Mr. Wyden is the sole manager of, and may be deemed to beneficially own securities owned by, ADW Capital Management. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Each reporting person, among others, may be deemed to be a member of a group with respect to RCI Hospitality Holdings, Inc., a Texas corporation (the "Issuer"), or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. ADW CAPITAL PARTNERS, L.P., By: ADW Capital Management, LLC, Its: General Partner, By: /s/ Adam D. Wyden, Name: Adam D. Wyden, Title: Sole Manager 2021-01-08 ADW CAPITAL MANAGEMENT, LLC, By: /s/ Adam D. Wyden, Name: Adam D. Wyden, Title: Sole Manager 2021-01-08 ADAM D. WYDEN, /s/ Adam D. Wyden 2021-01-08