-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OfmC/tGvawihuFr6QS02l4Fzhss5aaHDgyRDYgXK6e/544TVnIUl0gum0rAh3Y0J wHpuoPJIAZIb7PeqoLBKJQ== 0000950147-96-000565.txt : 19961120 0000950147-96-000565.hdr.sgml : 19961120 ACCESSION NUMBER: 0000950147-96-000565 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19960930 FILED AS OF DATE: 19961115 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIASOFT INC /DE/ CENTRAL INDEX KEY: 0000935418 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942892506 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25472 FILM NUMBER: 96667940 BUSINESS ADDRESS: STREET 1: 3033 NORTH 44TH ST CITY: PHOENIX STATE: AZ ZIP: 85018 BUSINESS PHONE: 6029520050 MAIL ADDRESS: STREET 1: 3033 NORTH 44TH ST CITY: PHOENIX STATE: AZ ZIP: 85018 10-Q/A 1 FORM 10-Q/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------------- FORM 10-Q / A-1 --------------------- (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 1996 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ________________ to __________________ Commission File Number 0-25472 VIASOFT, INC. (Exact name of Registrant as specified in its charter) Delaware 94-2892506 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) 3033 North 44th Street, Phoenix, Arizona 85018 (Address of principal executive offices) (Zip Code) (602) 952-0050 (Registrant's telephone number, including area code) Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [ X ] No [ ] As of October 31, 1996, there were 16,961,337 outstanding shares of Common Stock, par value $.001 per share, of VIASOFT, Inc. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. VIASOFT, INC. Date: November 15, 1996 By /s/ Steven D. Whiteman ---------------------- Steven D. Whiteman President Date: November 15, 1996 By /s/ Mark R. Schonau ------------------- Mark R. Schonau Chief Financial Officer EX-11 2 COMPUTATION OF EARNINGS PER SHARE VIASOFT, INC. AND SUBSIDIARIES Computation of Earnings Per Share Exhibit 11 (in thousands, except per share data) Year to Date September 30 ----------------- 1996 1995 PRIMARY EARNINGS PER SHARE Common Shares Outstanding, beginning of period 16,719 15,950 Effect of Weighting of Shares: Warrants and employee stock options outstanding 856 996 Employee stock options exercised 93 94 ------- ------- Weighted average number of common and common share equivalents outstanding 17,668 17,040 ======= ======= Net income $ 1,556 $ 941 ======= ======= Earnings per common and common share equivalent $ 0.09 $ 0.06 ======= ======= FULLY DILUTED EARNINGS PER SHARE Common Shares Outstanding, beginning of period 16,719 15,950 Effect of Weighting of Shares: Warrants and employee stock options outstanding 922 1,016 Employee stock options exercised 93 94 ------- ------- Weighted average number of common and common share equivalents outstanding 17,734 17,060 ======= ======= Net income $ 1,556 $ 941 ======= ======= Earnings per common and common share equivalent $ 0.09 $ 0.06 ======= ======= -----END PRIVACY-ENHANCED MESSAGE-----