0001181431-13-063253.txt : 20131218 0001181431-13-063253.hdr.sgml : 20131218 20131218080147 ACCESSION NUMBER: 0001181431-13-063253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131213 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PostRock Energy Corp CENTRAL INDEX KEY: 0001473061 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 270981065 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 210 PARK AVENUE, SUITE 2750 CITY: OKLAHOMA CITY STATE: OK ZIP: 73102 BUSINESS PHONE: (405)600-7704 MAIL ADDRESS: STREET 1: 210 PARK AVENUE, SUITE 2750 CITY: OKLAHOMA CITY STATE: OK ZIP: 73102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edelman & Guill Energy Ltd. CENTRAL INDEX KEY: 0001500937 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34635 FILM NUMBER: 131283953 BUSINESS ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: SUITE 4770 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-581-6900 MAIL ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: SUITE 4770 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edelman & Guill Energy L.P. CENTRAL INDEX KEY: 0001500938 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34635 FILM NUMBER: 131283954 BUSINESS ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: SUITE 4770 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-581-6900 MAIL ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: SUITE 4770 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EDELMAN THOMAS J CENTRAL INDEX KEY: 0000935356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34635 FILM NUMBER: 131283956 MAIL ADDRESS: STREET 1: 777 MAIN STREET SUITE 2500 CITY: FORT WORTH STATE: TX ZIP: 76102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Deer Energy FI, L.P. CENTRAL INDEX KEY: 0001492479 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34635 FILM NUMBER: 131283957 BUSINESS ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: SUITE 4770 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 581-6900 MAIL ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: SUITE 4770 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Deer Energy TE L.P. CENTRAL INDEX KEY: 0001477741 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34635 FILM NUMBER: 131283958 BUSINESS ADDRESS: STREET 1: 700 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 212-371-1117 MAIL ADDRESS: STREET 1: 700 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Deer Energy L.P. CENTRAL INDEX KEY: 0001467859 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34635 FILM NUMBER: 131283959 BUSINESS ADDRESS: STREET 1: 700 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713.581.6900 MAIL ADDRESS: STREET 1: 700 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUILL BEN A CENTRAL INDEX KEY: 0001201989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34635 FILM NUMBER: 131283955 MAIL ADDRESS: STREET 1: 600 TRAVIS STREET 2: SUITE 6000 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 rrd397776.xml FORM 4 X0306 4 2013-12-13 0 0001473061 PostRock Energy Corp PSTR 0001500938 Edelman & Guill Energy L.P. 700 LOUISIANA STREET SUITE 4770 HOUSTON TX 77002 1 0 1 0 0001500937 Edelman & Guill Energy Ltd. 700 LOUISIANA STREET, SUITE 4770 HOUSTON TX 77002 0 0 1 0 0001467859 White Deer Energy L.P. 700 LOUISIANA STREET, SUITE 4770 HOUSTON TX 77002 0 0 1 0 0001477741 White Deer Energy TE L.P. 700 LOUISIANA STREET, SUITE 4770 HOUSTON TX 77002 0 0 1 0 0001492479 White Deer Energy FI, L.P. 700 LOUISIANA STREET, SUITE 4770 HOUSTON TX 77002 0 0 1 0 0000935356 EDELMAN THOMAS J 777 MAIN STREET SUITE 2500 FORT WORTH TX 76102 1 0 1 0 0001201989 GUILL BEN A 600 TRAVIS SUITE 6000 HOUSTON TX 77002 0 0 1 0 Common Stock 2013-12-13 4 P 0 1051443 1.31 A 10251365 I By White Deer Energy L.P. Common Stock 2013-12-13 4 P 0 34935 1.31 A 340614 I By White Deer Energy TE L.P. Common Stock 2013-12-13 4 P 0 37603 1.31 A 360622 I By White Deer Energy FI L.P. Common Stock Warrants (right to buy) 3.15 2013-12-13 4 C 0 17817143 0.07 D 2013-12-13 2018-03-21 Common Stock 17817143 0 I By White Deer Energy L.P. Common Stock Warrants (right to buy) 3.15 2013-12-13 4 C 0 592381 0.07 D 2013-12-13 2018-03-21 Common Stock 592381 0 I By White Deer Energy TE L.P. Common Stock Warrants (right to buy) 3.15 2013-12-13 4 C 0 638095 0.07 D 2013-12-13 2018-03-21 Common Stock 638095 0 I By White Deer Energy FI L.P. Common Stock Warrants (right to buy) 3.69 2013-12-13 4 C 0 501886 0.05 D 2013-12-13 2018-06-30 Common Stock 501886 0 I By White Deer Energy L.P. Common Stock Warrants (right to buy) 3.69 2013-12-13 4 C 0 16724 0.05 D 2013-12-13 2018-06-30 Common Stock 16724 0 I By White Deer Energy TE L.P.. Common Stock Warrants (right to buy) 3.69 2013-12-13 4 C 0 17976 0.05 D 2013-12-13 2018-06-30 Common Stock 17976 0 I By White Deer Energy FI L.P. Common Stock Warrants (right to buy) 6.39 2013-12-13 4 C 0 272167 0.01 D 2013-12-13 2018-09-30 Common Stock 272167 0 I By White Deer Energy L.P. Common Stock Warrants (right to buy) 6.39 2013-12-13 4 C 0 9070 0.01 D 2013-12-13 2018-09-30 Common Stock 9070 0 I By White Deer Energy TE L.P. Common Stock Warrants (right to buy) 6.39 2013-12-13 4 C 0 9749 0.01 D 2013-12-13 2018-09-30 Common Stock 9749 0 I By White Deer Energy FI L.P. Common Stock Warrants (right to buy) 5.82 2013-12-13 4 C 0 307790 0.01 D 2013-12-13 2018-12-30 Common Stock 307790 0 I By White Deer Energy L.P. Common Stock Warrants (right to buy) 5.82 2013-12-13 4 C 0 10256 0.01 D 2013-12-13 2018-12-30 Common Stock 10256 0 I By White Deer Energy TE L.P. Common Stock Warrants (right to buy) 5.82 2013-12-13 4 C 0 11024 0.01 D 2013-12-13 2018-12-30 Common Stock 11024 0 I By White Deer Energy FI L.P. Common Stock Warrants (right to buy) 3.10 2013-12-13 4 C 0 595184 0.07 D 2013-12-13 2019-03-30 Common Stock 595184 0 I By White Deer Energy L.P. Common Stock Warrants (right to buy) 3.10 2013-12-13 4 C 0 19833 0.07 D 2013-12-13 2019-03-30 Common Stock 19833 0 I By White Deer Energy TE L.P. Common Stock Warrants (right to buy) 3.10 2013-12-13 4 C 0 21318 0.07 D 2013-12-13 2019-03-30 Common Stock 21318 0 I By White Deer Energy FI L.P. Common Stock Warrants (right to buy) 2.80 2013-12-13 4 C 0 678722 0.09 D 2013-12-13 2019-06-30 Common Stock 678722 0 I By White Deer Energy L.P. Common Stock Warrants (right to buy) 2.80 2013-12-13 4 C 0 22617 0.09 D 2013-12-13 2019-06-30 Common Stock 22617 0 I By White Deer Energy TE L.P. Common Stock Warrants (right to buy) 2.80 2013-12-13 4 C 0 24310 0.09 D 2013-12-13 2019-06-30 Common Stock 24310 0 I By White Deer Energy FI L.P. Common Stock Warrants (right to buy) 3.10 2013-12-13 4 C 0 631431 0.07 D 2013-12-13 2019-09-30 Common Stock 631431 0 I By White Deer Energy L.P. Common Stock Warrants (right to buy) 3.10 2013-12-13 4 C 0 21041 0.07 D 2013-12-13 2019-09-30 Common Stock 21041 0 I By White Deer Energy TE L.P. Common Stock Warrants (right to buy) 3.10 2013-12-13 4 C 0 22616 0.07 D 2013-12-13 2019-09-30 Common Stock 22616 0 I By White Deer Energy FI L.P. Mr. Edelman has been appointed as a director of the Issuer. Edelman & Guill Energy L.P. is the general partner of each of White Deer Energy L.P., White Deer Energy TE L.P. and White Deer Energy FI L.P. (collectively, the "Funds"), Edelman & Guill Energy Ltd. is the general partner of Edelman & Guill Energy L.P., and Messrs. Edelman and Guill are the directors of Edelman & Guill Energy Ltd. Accordingly, each of Edelman & Guill Energy Ltd., Edelman & Guill Energy L.P. and Messrs. Edelman and Guill may be deemed to control the decisions of the Funds. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of these securities for purposes of Section 16 or for any other purpose. Pursuant to the Warrant Exchange Agreement, dated November 27, 2013, by and among PostRock Energy Corporation (the "Company"), White Deer Energy L.P., White Deer Energy TE L.P. and White Deer Energy FI L.P. (together with White Deer Energy L.P. and White Deer Energy TE L.P., the "Investors" and each an "Investor"), the Investors exchanged 22,241,333 warrants for a total of 1,123,981 shares of newly issued Common Stock. /s/ Thomas Edelman, director of Edelman & Guill Energy Ltd., general partner of Edelman & Guill Energy L.P., general partner of White Deer Energy L.P. 2013-12-17 /s/ Thomas Edelman, director of Edelman & Guill Energy Ltd., general partner of Edelman & Guill Energy L.P., general partner of White Deer Energy TE L.P. 2013-12-17 /s/ Thomas Edelman, director of Edelman & Guill Energy Ltd., general partner of Edelman & Guill Energy L.P., general partner of White Deer Energy FI L.P. 2013-12-17 /s/ Thomas Edelman, director of Edelman & Guill Energy Ltd., general partner of Edelman & Guill Energy L.P. 2013-12-17 /s/ Thomas Edelman, director of Edelman & Guill Energy, Ltd. 2013-12-17 /s/ Thomas Edelman 2013-12-17 /s/ Thomas Edelman, as Attorney-In-Fact For Ben A. Guill 2013-12-17