0001181431-13-063253.txt : 20131218
0001181431-13-063253.hdr.sgml : 20131218
20131218080147
ACCESSION NUMBER: 0001181431-13-063253
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131213
FILED AS OF DATE: 20131218
DATE AS OF CHANGE: 20131218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PostRock Energy Corp
CENTRAL INDEX KEY: 0001473061
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 270981065
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 210 PARK AVENUE, SUITE 2750
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73102
BUSINESS PHONE: (405)600-7704
MAIL ADDRESS:
STREET 1: 210 PARK AVENUE, SUITE 2750
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edelman & Guill Energy Ltd.
CENTRAL INDEX KEY: 0001500937
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34635
FILM NUMBER: 131283953
BUSINESS ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: SUITE 4770
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-581-6900
MAIL ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: SUITE 4770
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edelman & Guill Energy L.P.
CENTRAL INDEX KEY: 0001500938
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34635
FILM NUMBER: 131283954
BUSINESS ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: SUITE 4770
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-581-6900
MAIL ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: SUITE 4770
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EDELMAN THOMAS J
CENTRAL INDEX KEY: 0000935356
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34635
FILM NUMBER: 131283956
MAIL ADDRESS:
STREET 1: 777 MAIN STREET SUITE 2500
CITY: FORT WORTH
STATE: TX
ZIP: 76102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: White Deer Energy FI, L.P.
CENTRAL INDEX KEY: 0001492479
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34635
FILM NUMBER: 131283957
BUSINESS ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: SUITE 4770
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: (713) 581-6900
MAIL ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: SUITE 4770
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: White Deer Energy TE L.P.
CENTRAL INDEX KEY: 0001477741
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34635
FILM NUMBER: 131283958
BUSINESS ADDRESS:
STREET 1: 700 LOUISIANA STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 212-371-1117
MAIL ADDRESS:
STREET 1: 700 LOUISIANA STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: White Deer Energy L.P.
CENTRAL INDEX KEY: 0001467859
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34635
FILM NUMBER: 131283959
BUSINESS ADDRESS:
STREET 1: 700 LOUISIANA STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713.581.6900
MAIL ADDRESS:
STREET 1: 700 LOUISIANA STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GUILL BEN A
CENTRAL INDEX KEY: 0001201989
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34635
FILM NUMBER: 131283955
MAIL ADDRESS:
STREET 1: 600 TRAVIS
STREET 2: SUITE 6000
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
rrd397776.xml
FORM 4
X0306
4
2013-12-13
0
0001473061
PostRock Energy Corp
PSTR
0001500938
Edelman & Guill Energy L.P.
700 LOUISIANA STREET SUITE 4770
HOUSTON
TX
77002
1
0
1
0
0001500937
Edelman & Guill Energy Ltd.
700 LOUISIANA STREET, SUITE 4770
HOUSTON
TX
77002
0
0
1
0
0001467859
White Deer Energy L.P.
700 LOUISIANA STREET, SUITE 4770
HOUSTON
TX
77002
0
0
1
0
0001477741
White Deer Energy TE L.P.
700 LOUISIANA STREET, SUITE 4770
HOUSTON
TX
77002
0
0
1
0
0001492479
White Deer Energy FI, L.P.
700 LOUISIANA STREET, SUITE 4770
HOUSTON
TX
77002
0
0
1
0
0000935356
EDELMAN THOMAS J
777 MAIN STREET
SUITE 2500
FORT WORTH
TX
76102
1
0
1
0
0001201989
GUILL BEN A
600 TRAVIS
SUITE 6000
HOUSTON
TX
77002
0
0
1
0
Common Stock
2013-12-13
4
P
0
1051443
1.31
A
10251365
I
By White Deer Energy L.P.
Common Stock
2013-12-13
4
P
0
34935
1.31
A
340614
I
By White Deer Energy TE L.P.
Common Stock
2013-12-13
4
P
0
37603
1.31
A
360622
I
By White Deer Energy FI L.P.
Common Stock Warrants (right to buy)
3.15
2013-12-13
4
C
0
17817143
0.07
D
2013-12-13
2018-03-21
Common Stock
17817143
0
I
By White Deer Energy L.P.
Common Stock Warrants (right to buy)
3.15
2013-12-13
4
C
0
592381
0.07
D
2013-12-13
2018-03-21
Common Stock
592381
0
I
By White Deer Energy TE L.P.
Common Stock Warrants (right to buy)
3.15
2013-12-13
4
C
0
638095
0.07
D
2013-12-13
2018-03-21
Common Stock
638095
0
I
By White Deer Energy FI L.P.
Common Stock Warrants (right to buy)
3.69
2013-12-13
4
C
0
501886
0.05
D
2013-12-13
2018-06-30
Common Stock
501886
0
I
By White Deer Energy L.P.
Common Stock Warrants (right to buy)
3.69
2013-12-13
4
C
0
16724
0.05
D
2013-12-13
2018-06-30
Common Stock
16724
0
I
By White Deer Energy TE L.P..
Common Stock Warrants (right to buy)
3.69
2013-12-13
4
C
0
17976
0.05
D
2013-12-13
2018-06-30
Common Stock
17976
0
I
By White Deer Energy FI L.P.
Common Stock Warrants (right to buy)
6.39
2013-12-13
4
C
0
272167
0.01
D
2013-12-13
2018-09-30
Common Stock
272167
0
I
By White Deer Energy L.P.
Common Stock Warrants (right to buy)
6.39
2013-12-13
4
C
0
9070
0.01
D
2013-12-13
2018-09-30
Common Stock
9070
0
I
By White Deer Energy TE L.P.
Common Stock Warrants (right to buy)
6.39
2013-12-13
4
C
0
9749
0.01
D
2013-12-13
2018-09-30
Common Stock
9749
0
I
By White Deer Energy FI L.P.
Common Stock Warrants (right to buy)
5.82
2013-12-13
4
C
0
307790
0.01
D
2013-12-13
2018-12-30
Common Stock
307790
0
I
By White Deer Energy L.P.
Common Stock Warrants (right to buy)
5.82
2013-12-13
4
C
0
10256
0.01
D
2013-12-13
2018-12-30
Common Stock
10256
0
I
By White Deer Energy TE L.P.
Common Stock Warrants (right to buy)
5.82
2013-12-13
4
C
0
11024
0.01
D
2013-12-13
2018-12-30
Common Stock
11024
0
I
By White Deer Energy FI L.P.
Common Stock Warrants (right to buy)
3.10
2013-12-13
4
C
0
595184
0.07
D
2013-12-13
2019-03-30
Common Stock
595184
0
I
By White Deer Energy L.P.
Common Stock Warrants (right to buy)
3.10
2013-12-13
4
C
0
19833
0.07
D
2013-12-13
2019-03-30
Common Stock
19833
0
I
By White Deer Energy TE L.P.
Common Stock Warrants (right to buy)
3.10
2013-12-13
4
C
0
21318
0.07
D
2013-12-13
2019-03-30
Common Stock
21318
0
I
By White Deer Energy FI L.P.
Common Stock Warrants (right to buy)
2.80
2013-12-13
4
C
0
678722
0.09
D
2013-12-13
2019-06-30
Common Stock
678722
0
I
By White Deer Energy L.P.
Common Stock Warrants (right to buy)
2.80
2013-12-13
4
C
0
22617
0.09
D
2013-12-13
2019-06-30
Common Stock
22617
0
I
By White Deer Energy TE L.P.
Common Stock Warrants (right to buy)
2.80
2013-12-13
4
C
0
24310
0.09
D
2013-12-13
2019-06-30
Common Stock
24310
0
I
By White Deer Energy FI L.P.
Common Stock Warrants (right to buy)
3.10
2013-12-13
4
C
0
631431
0.07
D
2013-12-13
2019-09-30
Common Stock
631431
0
I
By White Deer Energy L.P.
Common Stock Warrants (right to buy)
3.10
2013-12-13
4
C
0
21041
0.07
D
2013-12-13
2019-09-30
Common Stock
21041
0
I
By White Deer Energy TE L.P.
Common Stock Warrants (right to buy)
3.10
2013-12-13
4
C
0
22616
0.07
D
2013-12-13
2019-09-30
Common Stock
22616
0
I
By White Deer Energy FI L.P.
Mr. Edelman has been appointed as a director of the Issuer. Edelman & Guill Energy L.P. is the general partner of each of White Deer Energy L.P., White Deer Energy TE L.P. and White Deer Energy FI L.P. (collectively, the "Funds"), Edelman & Guill Energy Ltd. is the general partner of Edelman & Guill Energy L.P., and Messrs. Edelman and Guill are the directors of Edelman & Guill Energy Ltd. Accordingly, each of Edelman & Guill Energy Ltd., Edelman & Guill Energy L.P. and Messrs. Edelman and Guill may be deemed to control the decisions of the Funds. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of these securities for purposes of Section 16 or for any other purpose.
Pursuant to the Warrant Exchange Agreement, dated November 27, 2013, by and among PostRock Energy Corporation (the "Company"), White Deer Energy L.P., White Deer Energy TE L.P. and White Deer Energy FI L.P. (together with White Deer Energy L.P. and White Deer Energy TE L.P., the "Investors" and each an "Investor"), the Investors exchanged 22,241,333 warrants for a total of 1,123,981 shares of newly issued Common Stock.
/s/ Thomas Edelman, director of Edelman & Guill Energy Ltd., general partner of Edelman & Guill Energy L.P., general partner of White Deer Energy L.P.
2013-12-17
/s/ Thomas Edelman, director of Edelman & Guill Energy Ltd., general partner of Edelman & Guill Energy L.P., general partner of White Deer Energy TE L.P.
2013-12-17
/s/ Thomas Edelman, director of Edelman & Guill Energy Ltd., general partner of Edelman & Guill Energy L.P., general partner of White Deer Energy FI L.P.
2013-12-17
/s/ Thomas Edelman, director of Edelman & Guill Energy Ltd., general partner of Edelman & Guill Energy L.P.
2013-12-17
/s/ Thomas Edelman, director of Edelman & Guill Energy, Ltd.
2013-12-17
/s/ Thomas Edelman
2013-12-17
/s/ Thomas Edelman, as Attorney-In-Fact For Ben A. Guill
2013-12-17