-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GMOQj+Z1ltXcgOsTtwtJr1UWanXFRvd7ugGsoKTcmgdI1z21gE6qJ8XLuOB9o7LQ YQlkvDN8UcF9oub8c7ZcJA== 0000935226-09-000006.txt : 20090824 0000935226-09-000006.hdr.sgml : 20090824 20090824160551 ACCESSION NUMBER: 0000935226-09-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090820 FILED AS OF DATE: 20090824 DATE AS OF CHANGE: 20090824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVAN ALAN B CENTRAL INDEX KEY: 0001199943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 091031406 MAIL ADDRESS: STREET 1: 2100 W. CYPRESS CREEK RD. CITY: FT LAUDERDALE STATE: FL ZIP: 33309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0330 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 4 1 alanlevan4082009_ex.xml X0303 4 2009-08-20 0 0000935226 BENIHANA INC BNHN/BNHNA 0001199943 LEVAN ALAN B C/O BENIHANA INC. 8685 NW 53 TERRACE MIAMI FL 33166 1 0 0 0 Common Stock 0 D Cloass A Common Stock 0 D Option to Buy 6.33 2009-08-20 4 A 0 10000 0 A 2010-02-20 2019-08-20 Class A Common Stock 10000 10000 D BFC Financial Corporation ("BFC") owns 800,000 shares of the issuer's Series B Convertible Preferred Stock, which is convertible at any time in BFC's discretion in to aggregate of 1,578,943 shares of the issuer's Common Stock. Mr. Abdo is the Vice Chairman of the Board of Directors of, and may be deemed to control, BFC, but Mr. Abdo disclaims any pecuniary interest in or beneficial ownership of the shares of the issuer's Series B Convertible Preferred Stock owned by BFC. One-third exercisable 2/20/10; one-third exercisable 8/20/10; one-third exercisable 8/20/11 Alan Levan 2009-08-24 -----END PRIVACY-ENHANCED MESSAGE-----