-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ILeV+7wxYVq1v0yyB+XtYMsCFzHiatOrpiF5vErfCKyRAQCgbHhr0tzBlPjoiijT Z6/LbhjD0cmMHRvO+wc5nA== 0000935226-07-000027.txt : 20071106 0000935226-07-000027.hdr.sgml : 20071106 20071106165040 ACCESSION NUMBER: 0000935226-07-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071102 FILED AS OF DATE: 20071106 DATE AS OF CHANGE: 20071106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKER NORMAN H CENTRAL INDEX KEY: 0001222770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 071218547 MAIL ADDRESS: STREET 1: 3660 N 54TH AVE CITY: HOLLYWOOD STATE: FL ZIP: 33021 4 1 normanbeckerf4110207_ex.xml X0202 4 2007-11-02 0 0000935226 BENIHANA INC BNHN/BNHNA 0001222770 BECKER NORMAN H C/O BENIHANA INC. 8685 NORTHWEST 53 TERRACE MIAMI FL 33166 1 0 0 0 Class A Common Stock 575 I I Common Stock 287 I I Common Stock 5750 D Class A Common Stock 11500 D Option to Buy 7.9304 2001-08-16 2011-08-16 Class A Common Stock 11500 11500 D Option to Buy 7.9571 2007-06-15 2011-08-16 Common Stock 5750 5750 D Option to Buy 8.5333 2002-08-22 2012-08-22 Class A Common Stock 10000 10000 D Option to Buy 8.5600 2007-06-15 2012-08-22 Common Stock 5000 5000 D Option to Buy 7.6333 2003-08-21 2013-08-21 Class A Common Stock 10000 10000 D Option to Buy 7.6600 2007-06-15 2013-08-21 Common Stock 5000 5000 D Option to Buy 7.5667 2004-09-28 2014-09-28 Class A Common Stock 10000 10000 D Option to Buy 7.5933 2007-06-15 2014-09-28 Common Stock 5000 5000 D Option to Buy 14.9067 2005-12-12 2015-12-12 Class A Common Stock 10000 10000 D Option to Buy 14.9333 2007-06-15 2015-12-12 Common Stock 5000 5000 D Option to Buy 5.2174 2001-02-01 2011-02-01 Class A Common Stock 5750 5750 D Option to Buy 5.2441 2007-06-15 2011-02-01 Common Stock 2875 2875 D Option to Buy 18.8133 2006-12-11 2011-12-11 Class A Common Stock 10000 10000 D Option to Buy 18.8400 2007-06-15 2011-12-11 Common Stock 5000 5000 D Option to Buy 16.36 2007-11-02 4 A 0 10000 0 A 2007-11-02 2017-11-02 Class A Common Stock 10000 10000 D Norman H. Becker P/S/T FBO Norman Becker Two-thirds currently exercisable; one-third exercisable 12-12-07. One-third currently exercisable; one-third exercisable 12-11-07; one-third exercisable 12-11-08. One-third exercisable 05-02-08; one-third exercisable 11-02-08; one-third exercisable 11-02-09. Norman Becker 2007-11-06 -----END PRIVACY-ENHANCED MESSAGE-----