-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NTV+9mS3ieVcz/NrZhwMaSmagYXhsA6pzgVUOcdPEHTo07+05mo6vMwmA7Ui9fRG CeRbj4/f7wcYxp7l7oOgWg== 0000935226-07-000024.txt : 20071106 0000935226-07-000024.hdr.sgml : 20071106 20071106164745 ACCESSION NUMBER: 0000935226-07-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071102 FILED AS OF DATE: 20071106 DATE AS OF CHANGE: 20071106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASTELL J RONALD CENTRAL INDEX KEY: 0001015726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 071218507 BUSINESS ADDRESS: STREET 1: 200 EAST LAS OLAS BLVD CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9546276018 4 1 rcastellf4110207_ex.xml X0202 4 2007-11-02 0 0000935226 BENIHANA INC BNHN/BNHNA 0001015726 CASTELL J RONALD 8685 NW 53 TERRACE, SUITE 201 C/O BENIHANA INC. MIAMI FL 33166 1 0 0 0 Option to Buy 14.9067 2005-12-20 2015-12-20 Class A Common Stock 10000 10000 D Option to Buy 14.9333 2007-06-15 2015-12-20 Common Stock 5000 5000 D Option to Buy 18.8133 2006-12-11 2016-12-11 Class A Common Stock 10000 10000 D Option to Buy 18.8400 2007-06-15 2016-12-11 Common Stock 5000 5000 D Option to Buy 16.36 2007-11-02 4 A 0 10000 0 A 2007-11-02 2017-11-02 Class A Common Stock 10000 10000 D On June 15, 2007, the Company issued its previously declared stock dividend of one-half of one share of Common Stock for each outstanding share of Common Stock and each outstanding share of Class A Common Stock to holders of record on June 1, 2007 (the "Stock Dividend"). As a result of the Stock Dividend, then outstanding options were adjusted pursuant to anti-dilution provisions of the Company's stock option plan so that each such option outstanding as of June 15, 2007 became exercisable for both one share of Class A Common Stock and one-half of one share of Common Stock. The exercise price of each outstanding option was accordingly adjusted. Two-thirds currently exercisable; one-third exercisable 12-20-07. One-third currently exercisable; one-third exercisable 12-11-07; one-third exercisable 12-11-08. One-third exercisable 05-02-08; one-third exercisable 11-02-08; one-third exercisable 11-02-09. J. Ronald Castell 2007-11-06 -----END PRIVACY-ENHANCED MESSAGE-----