-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WuTIJe7ffjYd97OLscDaSqZbBrtt4Pq5ZEh4PoXvjOgG3eQsJDJZAySXlfwKB1C7 XDettpwyq8JeQl4iPcXQDg== 0000935226-07-000019.txt : 20070711 0000935226-07-000019.hdr.sgml : 20070711 20070711110544 ACCESSION NUMBER: 0000935226-07-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070710 FILED AS OF DATE: 20070711 DATE AS OF CHANGE: 20070711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ JOEL A CENTRAL INDEX KEY: 0001248653 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 07973527 BUSINESS ADDRESS: BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53 TERRACE STE 201 CITY: MIAMI STATE: FL ZIP: 33166 4 1 joelschwartzf4071007_ex.xml X0202 4 2007-07-10 0 0000935226 BENIHANA INC BNHN/BNHNA 0001248653 SCHWARTZ JOEL A 8685 NW 53 TERRACE STE 201 MIAMI FL 33166 1 1 0 0 CEO Common Stock 77075 D Class A Common Stock 2007-07-10 4 S 0 2425 20.40 D 48183 D Class A Common Stock 2007-07-10 4 S 0 100 20.45 D 48083 D Class A Common Stock 2007-07-10 4 S 0 1000 20.37 D 47083 D Class A Common Stock 2007-07-10 4 S 0 1000 20.2775 D 46083 D Class A Common Stock 2007-07-10 4 S 0 1000 20.2663 D 45083 D Class A Common Stock 2007-07-10 4 S 0 900 20.2756 D 44183 D Class A Common Stock 2007-07-10 4 S 0 1500 20.2733 D 42683 D Class A Common Stock 2007-07-10 4 S 0 1000 20.30 D 41683 D Class A Common Stock 2007-07-10 4 S 0 1000 20.256 D 40683 D Class A Common Stock 2007-07-10 4 S 0 1500 20.255 D 39183 D Common Stock 15 I I Class A Common Stock 1 I I Employee Stock Option 6.5942 1999-05-07 2009-05-07 Class A Common Stock 57500 57500 D Employee Stock Option 6.6209 2007-06-15 2009-05-07 Common Stock 28750 28750 D Employee Stock Option 8.9855 1999-09-01 2009-09-01 Class A Common Stock 40250 40250 D Employee Stock Option 9.0122 2007-06-15 2009-09-01 Common Stock 20125 20125 D Employee Stock Option 4.9623 2001-04-24 2011-04-24 Class A Common Stock 51750 51750 D Employee Stock Option 4.989 2007-06-15 2001-04-24 Common Stock 25875 25875 D Employee Stock Option 7.8261 2000-05-12 2010-05-12 Class A Common Stock 57500 57500 D Employee Stock Option 7.8528 2007-06-15 2010-05-12 Common Stock 28750 28750 D Employee Stock Option 7.1281 2007-06-15 2007-10-30 Common Stock 37375 37375 D Owned by Mr. Schwartz's son, as to which Mr. Schwartz disclaims beneficial ownership. Joel A. Schwartz 2007-07-11 -----END PRIVACY-ENHANCED MESSAGE-----