-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AhMBRTboYzyVcgoXo/5FdpMgTScNr6FwR3Sxe8HJ2sax6B0ZlBX5HxC6mgTlQBuf qyLkJ4r1+YS9MWiQBeGZnQ== 0000935226-07-000018.txt : 20070710 0000935226-07-000018.hdr.sgml : 20070710 20070710131229 ACCESSION NUMBER: 0000935226-07-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070709 FILED AS OF DATE: 20070710 DATE AS OF CHANGE: 20070710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ JOEL A CENTRAL INDEX KEY: 0001248653 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 07971508 BUSINESS ADDRESS: BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53 TERRACE STE 201 CITY: MIAMI STATE: FL ZIP: 33166 4 1 joelschwartzf4070907_ex.xml X0202 4 2007-07-09 0 0000935226 BENIHANA INC BNHN/BNHNA 0001248653 SCHWARTZ JOEL A 8685 NW 53 TERRACE STE 201 MIAMI FL 33166 1 1 0 0 CEO Common Stock 77075 D Class A Common Stock 2007-07-09 4 S 0 1500 20.40 D 57708 D Class A Common Stock 2007-07-09 4 S 0 1000 20.404 D 56708 D Class A Common Stock 2007-07-09 4 S 0 1500 20.408 D 55208 D Class A Common Stock 2007-07-09 4 S 0 100 20.45 D 55108 D Class A Common Stock 2007-07-09 4 S 0 1000 20.4011 D 54108 D Class A Common Stock 2007-07-09 4 S 0 1000 20.404 D 53108 D Class A Common Stock 2007-07-09 4 S 0 1500 20.42 D 51608 D Class A Common Stock 2007-07-09 4 S 0 1000 20.41 D 50608 D Common Stock 15 I I Class A Common Stock 1 I I Employee Stock Option 6.5942 1999-05-07 2009-05-07 Class A Common Stock 57500 57500 D Employee Stock Option 6.6209 2007-06-15 2009-05-07 Common Stock 28750 28750 D Employee Stock Option 8.9855 1999-09-01 2009-09-01 Class A Common Stock 40250 40250 D Employee Stock Option 9.0122 2007-06-15 2009-09-01 Common Stock 20125 20125 D Employee Stock Option 4.9623 2001-04-24 2011-04-24 Class A Common Stock 51750 51750 D Employee Stock Option 4.989 2007-06-15 2001-04-24 Common Stock 25875 25875 D Employee Stock Option 7.8261 2000-05-12 2010-05-12 Class A Common Stock 57500 57500 D Employee Stock Option 7.8528 2007-06-15 2010-05-12 Common Stock 28750 28750 D Employee Stock Option 7.1281 2007-06-15 2007-10-30 Common Stock 37375 37375 D Owned by Mr. Schwartz's son, as to which Mr. Schwartz disclaims beneficial ownership. Joel A. Schwartz 2007-07-10 -----END PRIVACY-ENHANCED MESSAGE-----