-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EaLAwXWoxWhTYT5fgsit2cZh/t5C9HsbTRvsy8QHu31gFCz3akPCFbvKb5dFtpcq ruKjyNo9AT5viRVvbkMyCw== 0000935226-07-000013.txt : 20070628 0000935226-07-000013.hdr.sgml : 20070628 20070628164248 ACCESSION NUMBER: 0000935226-07-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070625 FILED AS OF DATE: 20070628 DATE AS OF CHANGE: 20070628 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARCIA JUAN C CENTRAL INDEX KEY: 0001248656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 07947348 BUSINESS ADDRESS: BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53 TERRACE STE 201 CITY: MIAMI STATE: FL ZIP: 33166 4 1 juangarciaf4062507_ex.xml X0202 4 2007-06-25 0 0000935226 BENIHANA INC BNHN/BNHNA 0001248656 GARCIA JUAN C 8685 NW 53 TERRACE STE 201 MIAMI FL 33166 0 1 0 0 President Class A Common Stock 2007-06-25 4 P 0 735 19.59 A 735 D Class A Common Stock 2007-06-25 4 P 0 300 19.64 A 1035 D Class A Common Stock 2007-06-25 4 P 0 600 19.68 A 1635 D Class A Common Stock 2007-06-25 4 P 0 900 19.73 A 2535 D Class A Common Stock 2007-06-25 4 P 0 265 19.76 A 2800 D Class A Common Stock 2007-06-25 4 P 0 200 19.60 A 3000 D Employee Stock Option 11.1884 2002-06-07 2012-06-07 Class A Common Stock 34500 34500 D Employee Stock Option 11.2151 2007-06-15 4 J 0 17250 0 A 2007-06-15 2012-06-07 Common Stock 17250 17250 D Employee Stock Option 7.8261 2000-05-12 2010-05-12 Class A Common Stock 34500 34500 D Employee Stock Option 7.8528 2007-06-15 4 J 0 17250 0 A 2007-06-15 2010-05-12 Common Stock 17250 17250 D Employee Stock Option 4.9623 2001-04-24 2011-04-24 Class A Common Stock 28750 28750 D Employee Stock Option 4.9890 2007-06-15 4 J 0 14375 0 A 2007-06-15 2011-04-24 Common Stock 14375 14375 D On June 15, 2007, the Company issued its previously declared stock dividend of one-half of one share of Common Stock for each outstanding share of Common Stock and each outstanding share of Class A Common Stock to holders of record on June 1, 2007 (the "Stock Dividend"). As a result of the Stock Dividend, then outstanding options (with an expiration date of June 7, 2012) to purchase 34,500 shares of Class A Common Stock were adjusted so that each such option outstanding as of June 15, 2007 became exercisable for both one share of Class A Common Stock and one-half of one share of Common Stock. The exercise price of each outstanding option was accordingly adjusted. As a result of the Stock Dividend, then outstanding options (with an expiration date of May 12, 2010) to purchase 34,500 shares of Class A Common Stock were adjusted so that each such option outstanding as of June 15, 2007 became exercisable for both one share of Class A Common Stock and one-half of one share of Common Stock. The exercise price of each outstanding option was accordingly adjusted. As a result of the Stock Dividend, then outstanding options (with an expiration date of April 24, 2011) to purchase 28,750 shares of Class A Common Stock were adjusted so that each such option outstanding as of June 15, 2007 became exercisable for both one share of Class A Common Stock and one-half of one share of Common Stock. The exercise price of each outstanding option was accordingly adjusted. Juan C. Garcia 2007-06-28 -----END PRIVACY-ENHANCED MESSAGE-----