-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AbuQTm/pPEbUYez6L+HXFM/qXfboeCuM78mb7yHn5fMzxg4ddi6WOf5Y+WWORxST zqstvcbWWzU1xCDLOXZ/fQ== 0000935226-05-000001.txt : 20050103 0000935226-05-000001.hdr.sgml : 20041231 20050103105637 ACCESSION NUMBER: 0000935226-05-000001 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041229 ITEM INFORMATION: Other Events FILED AS OF DATE: 20050103 DATE AS OF CHANGE: 20050103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 05500570 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 8-K 1 form8k-12292004.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2004 ------------------------- BENIHANA INC. ------------------------------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 0-26396 65-0538630 ----------------------------- --------------- ------------------- (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) 8685 Northwest 53rd Terrace, Miami, Florida 33166 ------------------------------------------------------------------------------ (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (305) 593-0770 ----------------------- None ------------------------------------------------------------------------------ (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events. ------------- On October 15, 2004, Benihana Inc. (the "Company") reported in a Current Report filed on Form 8-K that the NASDAQ Stock Market, Inc. ("NASDAQ") had informed the Company that it had not satisfied NASDAQ Marketplace Rule 4350(h) in connection with the recent issuance (the "Transaction") of the Company's Series B Convertible Preferred Stock to BFC Financial Corporation, and requested that the Company submit a plan "to achieve and sustain compliance" in connection with the staff's review of the Company's eligibility for continued listing.. On December 29, 2004, based on actions undertaken by the Company, NASDAQ informed the Company that it had regained compliance with the NASDAQ Marketplace Rule 4350(h). SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. BENIHANA INC. By: /s/ Michael R. Burris ----------------------------------- Michael R. Burris Senior Vice President of Finance and Treasurer -----END PRIVACY-ENHANCED MESSAGE-----