-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WBixKNpCjtkUxuPZCzoFbd27OPtySf4af/taD3CFHQmo+5XBbk5PzueAc4JPTMZr K/QBvLQzwdz+vym07OTWYA== 0000935226-04-000055.txt : 20041015 0000935226-04-000055.hdr.sgml : 20041015 20041015144320 ACCESSION NUMBER: 0000935226-04-000055 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040928 FILED AS OF DATE: 20041015 DATE AS OF CHANGE: 20041015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKER NORMAN H CENTRAL INDEX KEY: 0001222770 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 041080844 MAIL ADDRESS: STREET 1: 3660 N 54TH AVE CITY: HOLLYWOOD STATE: FL ZIP: 33021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 5 1 normanbeckerf52004_ex.xml X0202 5 2004-09-28 0 0 1 0000935226 BENIHANA INC BNHN/BNHNA 0001222770 BECKER NORMAN H C/O BENIHANA INC. 8685 NORTHWEST 53 TERRACE MIAMI FL 33166 1 0 0 0 Class A Common Stock 2003-08-22 4 A 0 0 0 A 575 I I Option to Buy 9.8913 1997-07-31 4 A 0 0 0 A 1997-07-31 2007-07-31 Common Stock 2500 2500 D Option to Buy 9.8913 1997-07-31 4 A 0 0 0 A 1997-07-31 2007-07-31 Class A Common Stock 375 375 D Option to Buy 6.6304 1998-08-27 4 A 0 0 0 A 1998-08-27 2008-08-27 Class A Common Stock 11500 11500 D Option to Buy 12.5304 1999-08-05 4 A 0 0 0 A 1999-08-05 2009-08-05 Class A Common Stock 11500 11500 D Option to Buy 11.0348 2000-08-03 4 A 0 0 0 A 2000-08-03 2010-08-03 Class A Common Stock 11500 11500 D Option to Buy 7.8261 2001-02-09 4 A 0 0 0 A 2001-02-09 2011-02-09 Class A Common Stock 5750 5750 D Option to Buy 11.8957 2001-08-16 4 A 0 0 0 A 2001-08-16 2011-08-16 Class A Common Stock 11500 11500 D Option to Buy 12.80 2002-08-22 4 A 0 0 0 A 2002-08-22 2012-08-22 Class A Common Stock 10000 10000 D Option to Buy 11.45 2003-08-21 4 A 0 0 0 A 2003-08-21 2013-08-21 Class A Common Stock 10000 10000 D Option to Buy 11.35 2004-09-28 5 A 0 10000 0 A 2004-09-28 2014-09-28 Class A Common Stock 10000 10000 D Norman H. Becker P/S/T FBO Norman Becker Transaction previously reported. Two-thirds currently exercisable; one-third exercisable 8-21-05. One-third currently exercisable; one-third exercisable 09-28-05; one-third exercisable 09-28-06. Norman Becker 2004-10-15 -----END PRIVACY-ENHANCED MESSAGE-----