-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G5D8oo0GmGCBr+TTYU7q1VJEN8ABo0GEgGwcMiWmeAJSEGdS7vYVbT8Cp1KHF0o6 cCxp+sHNQXSUtw7F0M/TrQ== 0000935226-04-000047.txt : 20041001 0000935226-04-000047.hdr.sgml : 20041001 20041001155113 ACCESSION NUMBER: 0000935226-04-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040915 FILED AS OF DATE: 20041001 DATE AS OF CHANGE: 20041001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DORNBUSH DARWIN C CENTRAL INDEX KEY: 0001244403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 041058708 MAIL ADDRESS: STREET 1: DORNBUSH MENSCH MANDELSTAM STREET 2: 747 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 4 1 darwindornbush_ex.xml X0202 4 2004-09-15 0 0000935226 BENIHANA INC BNHN/BNHNA 0001244403 DORNBUSH DARWIN C 8685 NORTHWEST 53 TERRACE SUITE 201 MIAMI FL 33166 1 1 0 0 Secretary Class A Common Stock 2002-08-12 4 A 0 0 0 A 1150 D Common Stock 2003-07-09 4 A 0 0 0 A 1535668 I I Class A Common Stock 2004-09-15 4 S 0 10600 12.6 D 106154 I I Class A Common Stock 2004-09-15 4 S 0 200 12.5 D 105954 I I Class A Common Stock 2004-09-22 4 S 0 1100 12.05 D 104854 I I Class A Common Stock 2004-09-23 4 S 0 11400 11.75 D 93454 I I Class A Common Stock 2004-09-27 4 S 0 800 11.50 D 92654 I I Option to Buy 7.2870 1995-08-04 4 A 0 0 0 A 1995-08-04 2005-08-04 Common Stock 5500 5500 D Option to Buy 7.2870 2002-08-12 4 A 0 0 0 A 2002-08-12 2005-08-04 Class A Common Stock 825 825 D Option to Buy 10.00 1996-07-19 4 A 0 0 0 A 1996-07-19 2006-07-19 Common Stock 2500 2500 D Option to Buy 10.00 2002-08-12 4 A 0 0 0 A 2002-08-12 2006-07-19 Class A Common Stock 375 375 D Option to Buy 9.8913 1997-07-31 4 A 0 0 0 A 1997-07-31 2007-07-31 Common Stock 2500 2500 D Option to Buy 9.8913 2002-08-12 4 A 0 0 0 A 2002-08-12 2007-07-31 Class A Common Stock 375 375 D Option to Buy 12.5304 1999-08-05 4 A 0 0 0 A 1999-08-05 2009-08-05 Class A Common Stock 11500 11500 D Option to Buy 11.0348 2000-08-03 4 A 0 0 0 A 2000-08-03 2010-08-03 Class A Common Stock 11500 11500 D Option to Buy 11.8957 2001-08-16 4 A 0 0 0 A 2001-08-16 2011-08-16 Class A Common Stock 11500 11500 D Options to Buy 12.80 2002-08-22 4 A 0 0 0 A 2002-08-22 2012-08-22 Class A Common Stock 10000 10000 D Option to Buy 11.45 2003-08-21 4 A 0 0 0 A 2003-08-21 2013-08-21 Class A Common Stock 10000 10000 D Owned by Benihana of Tokyo, Inc. which is wholly owned by a trust of which Darwin C. Dornbush is a trustee. Darwin C. Dornbush has given intent to resign as trustee subject to the performance of an accounting. Transaction previously reported. Two-thirds currently exercisable; one-third exercisable 8-21-05. Darwin C. Dornbush 2004-10-01 -----END PRIVACY-ENHANCED MESSAGE-----