-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T7oQ144EtXcZ97CFHbDZGi7HgInCa7aiYiePQVpaqKQc+zP3igCfe7z3wCUyVLOr r/HQnbCjA+InCP8975EiaQ== 0000935226-04-000003.txt : 20040114 0000935226-04-000003.hdr.sgml : 20040114 20040114164010 ACCESSION NUMBER: 0000935226-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040114 FILED AS OF DATE: 20040114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DORNBUSH DARWIN C CENTRAL INDEX KEY: 0001244403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 04525291 MAIL ADDRESS: STREET 1: DORNBUSH MENSCH MANDELSTAM STREET 2: 747 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 4 1 darwindornbush_ex.xml X0201 4 2004-01-14 0 0000935226 BENIHANA INC BNHN/BNHNA 0001244403 DORNBUSH DARWIN C 8685 NORTHWEST 53 TERRACE SUITE 201 MIAMI FL 33166 1 1 0 0 Secretary Class A Common Stock 2002-08-12 4 A 0 0 0 A 1150 D Common Stock 2003-07-09 4 A 0 0 0 A 1535668 I I Class A Common Stock 2004-01-12 4 S 0 95 12.84 D 173518 I I Class A Common Stock 2004-01-12 4 S 0 200 12.83 D 173318 I I Class A Common Stock 2004-01-12 4 S 0 2618 12.82 D 170700 I I Class A Common Stock 2004-01-12 4 S 0 3200 12.79 D 167500 I I Class A Common Stock 2004-01-13 4 S 0 500 12.50 D 167000 I I Class A Common Stock 2004-01-13 4 S 0 301 12.51 D 166699 I I Class A Common Stock 2004-01-13 4 S 0 300 12.52 D 166399 I I Class A Common Stock 2004-01-13 4 S 0 500 12.53 D 165899 I I Class A Common Stock 2004-01-13 4 S 0 4875 12.55 D 161024 I I Class A Common Stock 2004-01-13 4 S 0 1700 12.56 D 159324 I I Class A Common Stock 2004-01-13 4 S 0 500 12.58 D 158824 I I Class A Common Stock 2004-01-13 4 S 0 2900 12.60 D 155924 I I Class A Common Stock 2004-01-13 4 S 0 200 12.61 D 155724 I I Class A Common Stock 2004-01-13 4 S 0 1500 12.65 D 154224 I I Class A Common Stock 2004-01-13 4 S 0 100 12.70 D 154124 I I Class A Common Stock 2004-01-14 4 S 0 1000 12.55 D 153124 I I Class A Common Stock 2004-01-14 4 S 0 26900 12.60 D 126224 I I Class A Common Stock 2004-01-14 4 S 0 100 12.65 D 126124 I I Class A Common Stock 2004-01-14 4 S 0 253 12.69 D 125871 I I Option to Buy 7.2870 1995-08-04 4 A 0 0 0 A 1995-08-04 2005-08-04 Common Stock 5500 5500 D Option to Buy 7.2870 2002-08-12 4 A 0 0 0 A 2002-08-12 2005-08-04 Class A Common Stock 825 825 D Option to Buy 10.00 1996-07-19 4 A 0 0 0 A 1996-07-19 2006-07-19 Common Stock 2500 2500 D Option to Buy 10.00 2002-08-12 4 A 0 0 0 A 2002-08-12 2006-07-19 Class A Common Stock 375 375 D Option to Buy 9.8913 1997-07-31 4 A 0 0 0 A 1997-07-31 2007-07-31 Common Stock 2500 2500 D Option to Buy 9.8913 2002-08-12 4 A 0 0 0 A 2002-08-12 2007-07-31 Class A Common Stock 375 375 D Option to Buy 12.5304 1999-08-05 4 A 0 0 0 A 1999-08-05 2009-08-05 Class A Common Stock 11500 11500 D Option to Buy 11.0348 2000-08-03 4 A 0 0 0 A 2000-08-03 2010-08-03 Class A Common Stock 11500 11500 D Option to Buy 11.8957 2001-08-16 4 A 0 0 0 A 2001-08-16 2011-08-16 Class A Common Stock 11500 11500 D Options to Buy 12.80 2002-08-22 4 A 0 0 0 A 2002-08-22 2012-08-22 Class A Common Stock 10000 10000 D Option to Buy 11.45 2003-08-21 4 A 0 0 0 A 2003-08-21 2013-08-21 Class A Common Stock 10000 10000 D Owned by Benihana of Tokyo, Inc. which is wholly owned by a trust of which Darwin C. Dornbush is a trsutee. Transaction previously reported. Two-thirds currently exercisable; one-third exercisable 8-22-04. One-third currently exercisable; one-third exercisable 8-21-04; one-third exercisable 8-21-05. Darwin C. Dornbush 2004-01-14 -----END PRIVACY-ENHANCED MESSAGE-----