-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q9yaoKItAozL6fr66yECZ0dMGJjNV/70altoiOdz3Ww7cSPNjF0dfBI640BS2lR6 3yBlQJvWK64WUIWivPBLfg== 0000935226-04-000001.txt : 20040105 0000935226-04-000001.hdr.sgml : 20040105 20040105160459 ACCESSION NUMBER: 0000935226-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031223 FILED AS OF DATE: 20040105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ JOEL A CENTRAL INDEX KEY: 0001248653 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 04504992 BUSINESS ADDRESS: STREET 1: 8685 NW 53 TERRACE STE 201 CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53 TERRACE STE 201 CITY: MIAMI STATE: FL ZIP: 33166 4 1 joelschwartzf4_ex.xml X0201 4 2003-12-23 0 0000935226 BENIHANA INC BNHN/BNHNA 0001248653 SCHWARTZ JOEL A 8685 NW 53 TERRACE STE 201 MIAMI FL 33166 1 1 0 0 President/CEO Common Stock 2003-07-17 4 A 0 0 0 A 10 I I Class A Common Stock 2003-07-17 4 A 0 0 0 A 1 I I Common Stock 2003-12-23 4 M 0 5500 2.8261 A 38323 D Employee Stock Option 16.7826 2003-07-17 4 A 0 0 0 A 2002-06-07 2012-06-07 Class A Common Stock 57500 57500 D Employee Stock Option 7.9891 2003-07-17 4 A 0 0 0 A 1996-07-09 2006-07-09 Class A Common Stock 28750 28750 D Employee Stock Option 6.7391 2003-07-17 4 A 0 0 0 A 1997-05-08 2007-05-08 Class A Common Stock 34500 34500 D Employee Stock Option 10.6522 2003-07-17 4 A 0 0 0 A 2002-08-12 2012-08-12 Class A Common Stock 74750 74750 D Employee Stock Option 13.4783 2003-07-17 4 A 0 0 0 A 1999-09-01 2009-09-01 Class A Common Stock 40250 40250 D Employee Stock Option 11.7391 2003-07-17 4 A 0 0 0 A 2000-05-12 2010-05-12 Class A Common Stock 57500 57500 D Employee Stock Option 7.4435 2003-07-17 4 A 0 0 0 A 2001-04-24 2011-04-24 Class A Common Stock 51750 51750 D Employee Stock Option 9.8913 2003-07-17 4 A 0 0 0 A 1999-05-07 2009-05-07 Class A Common Stock 57500 57500 D Employee Stock Option 2.8261 2003-07-16 4 M 0 5500 2.8261 D 1994-08-04 2004-08-04 Common Stock 5500 0 D Owned by Mr. Schwartz's son, as to which Mr. Schwartz disclaims beneficial ownership. Transaction previously reported. Two-thirds currently exercisable; one-third exercisable 6-7-04. Joel A. Schwartz 2004-01-05 -----END PRIVACY-ENHANCED MESSAGE-----