-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G/OacPNwZKgHnzpr94gd58cXJgmkiwxQ7NuxbSILDXyTqrH6qYRZSLeuPeh4Dkxw B/31NnT8GOQiN49ggYRCWw== 0000935226-03-000040.txt : 20031014 0000935226-03-000040.hdr.sgml : 20031013 20031014153718 ACCESSION NUMBER: 0000935226-03-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031010 FILED AS OF DATE: 20031014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AOKI KEVIN CENTRAL INDEX KEY: 0001248648 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 03939457 BUSINESS ADDRESS: STREET 1: 8685 NW 53 TERRACE STE 201 CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53 TERRACE STE 201 CITY: MIAMI STATE: FL ZIP: 33166 4 1 kevinaoki_ex.xml X0201 4 2003-10-10 0 0000935226 BENIHANA INC BNHN/BNHNA 0001248648 AOKI KEVIN 8685 NW 53 TERRACE STE 201 MIAMI FL 33166 1 1 0 0 Vice President of Marketing Common Stock 2003-07-02 4 A 0 0 0 A 50 D Common Stock 2003-07-02 4 A 0 0 0 A 1535668 I I Class A Common Stock 2003-10-10 4 S 0 100 10.78 D 189221 I I Class A Common Stock 2003-10-10 4 S 0 15608 10.75 D 173613 I I Employee Stock Option 9.8913 1999-05-07 4 A 0 0 0 A 1999-05-07 2019-05-07 Class A Common Stock 11500 11500 D Employee Stock Option 16.7826 2002-06-07 4 A 0 0 0 A 2002-06-07 2012-06-07 Class A Common Stock 34500 34500 D Employee Stock Option 11.7391 2000-05-12 4 A 0 0 0 A 2000-05-12 2010-05-12 Class A Common Stock 28750 28750 D Employee Stock Option 7.4435 2002-04-24 4 A 0 0 0 A 2002-04-24 2011-04-24 Class A Common Stock 23000 23000 D Owned by Benihana of Tokyo, Inc. which is wholly owned by a trust of which Kevin Aoki is a trustee and beneficiary. Two-thirds currently exercisable; one-third exercisable 6/7/04. Transaction previously reported. Kevin Aoki 2003-10-14 -----END PRIVACY-ENHANCED MESSAGE-----