-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VNw/WW+jMmiax5VXx4Eh1HMEF63yxyQUEQYpa7CpYluZKHUQj0fFLzQul91k9jd+ FD2QAcDXgFvA4CIJjssRZg== 0000935226-03-000023.txt : 20030717 0000935226-03-000023.hdr.sgml : 20030717 20030717144708 ACCESSION NUMBER: 0000935226-03-000023 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030330 FILED AS OF DATE: 20030717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DORNBUSH DARWIN C CENTRAL INDEX KEY: 0001244403 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 03791091 MAIL ADDRESS: STREET 1: DORNBUSH MENSCH MANDELSTAM STREET 2: 747 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 5/A 1 darwindornbushf542003_ex.xml X0101 5/A 2003-03-30 2003-07-09 0 0 0000935226 BENIHANA INC BNHN/BNHNA 0001244403 DORNBUSH DARWIN C 1 1 0 0 Secretary Class A Common Stock 2002-08-12 5 J 0 150 0 A 1150 D Common Stock 2003-07-09 5 A 0 0 0 A 1535668 I I Class A Common Stock 2002-08-12 5 J 0 0 0 A 229825 I I Option to Buy 7.2870 1995-08-04 5 A 0 0 0 A 1995-08-04 2005-08-04 Common Stock 5500 5500 D Option to Buy 7.2870 2002-08-12 5 J 0 825 0 A 2002-08-12 2005-08-04 Class A Common Stock 825 825 D Option to Buy 10.00 1996-07-19 5 A 0 0 0 A 1996-07-19 2006-07-19 Common Stock 2500 2500 D Option to Buy 10.00 2002-08-12 5 J 0 375 0 A 2002-08-12 2006-07-19 Class A Common Stock 375 375 D Option to Buy 9.8913 1997-07-31 5 A 0 0 0 A 1997-07-31 2007-07-31 Common Stock 2500 2500 D Option to Buy 9.8913 2002-08-12 5 J 0 375 0 A 2002-08-12 2007-07-31 Class A Common Stock 375 375 D Options to Buy 12.80 2002-08-22 5 A 0 10000 0 A 2002-08-22 2012-08-22 Class A Common Stock 10000 10000 D Option to Buy 12.5304 2002-08-12 5 J 0 1500 0 A 1999-08-05 2009-08-05 Class A Common Stock 11500 11500 D Option to Buy 11.0348 2002-08-12 5 J 0 1500 0 A 2000-08-03 2010-08-03 Class A Common Stock 11500 11500 D Option to Buy 11.8957 2002-08-12 5 J 0 1500 0 A 2001-08-16 2011-08-16 Class A Common Stock 11500 11500 D Mr. Dornbush may be deemed a 10% owner of the issuer because he serves as a trustee of a Trust which owns 100% of the common equity of Benihana of Tokyo, Inc. which owns more than 10% of the issuers. Two-thirds currently exercisable ; one-third exercisable 8-16-03. Transaction previously reported. Adjusted to include a 15% Stock Dividend payable in Class A Common Stock effective August 12, 2002. One-third currently exercisable; one-third exercisable 8-22-03; one-third exercisable 8-22-04. Received as a result of a 15% Stock Dividend payable in Class A Common Stock effective August 12, 2002. Darwin C. Dornbush 2003-07-17 -----END PRIVACY-ENHANCED MESSAGE-----