-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ca+jvvlSj54fCbYc1cbJ4mgyxvoeE8T/gOGOWCryUlcktX4Q+Oi4AYKn285rpeao c3nvDlMu619HAeONPAvr7g== 0000898432-08-000986.txt : 20080929 0000898432-08-000986.hdr.sgml : 20080929 20080929184718 ACCESSION NUMBER: 0000898432-08-000986 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080925 FILED AS OF DATE: 20080929 DATE AS OF CHANGE: 20080929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREEFF DANE CENTRAL INDEX KEY: 0001201810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 081095855 BUSINESS ADDRESS: STREET 1: C/O ANDREEFF EQUITY ADVISORS LLC STREET 2: 450 LAUREL STREET STE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 2253447780 MAIL ADDRESS: STREET 1: C/O ANDREEFF EQUITY ADVISORS LLC STREET 2: 450 LAUREL ST STE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREEFF EQUITY ADVISORS, LLC CENTRAL INDEX KEY: 0001317097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 081095856 BUSINESS ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 225-706-1600 MAIL ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 4 1 dandreeff-frm4_ex.xml X0303 4 2008-09-25 0 0000935226 BENIHANA INC BNHNA 0001201810 ANDREEFF DANE C/O ANDREEFF EQUITY ADVISORS LLC 140 E. ST. LUCIA LANE SANTA ROSA BEACH FL 32459 0 0 1 0 0001317097 ANDREEFF EQUITY ADVISORS, LLC 140 E. ST. LUCIA LANE SANTA ROSA BEACH FL 32459 0 0 1 0 Class A Common Stock 2008-09-25 4 S 0 708 5.5262 D 948431 I See Footnote Class A Common Stock 2008-09-25 4 S 0 5762 5.5262 D 942669 I See Footnote Class A Common Stock 2008-09-25 4 S 0 371 5.5262 D 942298 I See Footnote These securities are held by funds that are not, individually, 10% owners of the issuer's securities. Andreeff Equity Advisors, L.L.C., the fund's Investment Adviser, and Dane Andreeff, the Managing Member of both the fund's Investment Adviser and the fund's General Partner, are reporting these securities because they each may be deemed indirect beneficial owners of 10% or more of the issuer's securities, in the aggregate. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein. This transaction was made by a fund that is not, itself, a 10% owner of the issuer's securities. Andreeff Equity Advisors, L.L.C., the fund's Investment Adviser, and Dane Andreeff, the Director of the fund, are reporting these securities because they each may be deemed indirect beneficial owners of 10% or more of the issuer's securities, in the aggregate. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein. /s/ Dane Andreeff 2008-09-29 EX-99 2 ex99.txt EXHIBIT 99 FORM 4 JOINT FILERS' INFORMATION Name: Andreeff Equity Advisors, L.L.C. Address: 140 E. St. Lucia Lane, Santa Rosa Beach, FL 32459 Designated Filer: Dane Andreeff Issuer & Ticker Symbol: Benihana (BNHNA) Date of Event Requiring Statement: September 25, 2008 Signature: /s/ Dane Andreeff ----------------------------- By: Dane Andreeff, Managing Member -----END PRIVACY-ENHANCED MESSAGE-----