-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GPOEHcSdcPi+Z1/mQ/WqqrTPBlpOAkBYQIet/WMSx6o2+IQ0di7aM701jEbI6bh6 TQpzn3bXXpWZ24EEMm0rDg== 0000898432-08-000808.txt : 20080812 0000898432-08-000808.hdr.sgml : 20080812 20080812190039 ACCESSION NUMBER: 0000898432-08-000808 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080812 DATE AS OF CHANGE: 20080812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREEFF EQUITY ADVISORS, LLC CENTRAL INDEX KEY: 0001317097 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26396 FILM NUMBER: 081011088 BUSINESS ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 225-706-1600 MAIL ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 5 1 andreeff-benihana_5ex.xml X0303 5 2007-12-31 0 0 1 0000935226 BENIHANA INC BNHN 0001317097 ANDREEFF EQUITY ADVISORS, LLC 140 EAST ST. LUCIA LANE SANTA ROSA BEACH FL 32459 0 0 1 0 Common Stock 2008-06-13 4 S 0 1052 7.0000 D 713882 I See Footnote Common Stock 2008-06-13 4 S 0 2151 7.0000 D 713882 I See Footnote Common Stock 2008-06-13 4 P 0 3203 7.0000 A 713882 I See Footnote Common Stock 2008-06-23 4 S 0 2117 6.9372 D 711765 I See Footnote Common Stock 2008-06-30 4 P 0 841 6.6073 A 712606 I See Footnote Common Stock 2008-06-30 4 P 0 4400 6.6073 A 717006 I See Footnote Common Stock 2008-07-18 4 S 0 46 5.9200 D 717006 I See Footnote Common Stock 2008-07-18 4 P 0 46 5.9200 A 717006 I See Footnote Common Stock 2008-07-18 4 P 0 17 5.9200 A 717023 I See Footnote Common Stock 2008-07-31 4 P 0 14662 6.5193 A 731685 I See Footnote Common Stock 2008-07-31 4 P 0 11733 6.5193 A 743418 I See Footnote This transaction was made by a fund that is not, itself, a 10% owner of the issuer's securities. As the Investment Adviser of the fund, Andreeff Equity Advisors, L.L.C. is reporting this transaction because it may be deemed the indirect beneficial owner of 10% or more of the issuer's securities, in the aggregate. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. The number of shares reported under "Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year" represents the number of shares Andreeff Equity Advisors, L.L.C. indirectly beneficially owned following the reported transaction. The number of shares listed under "Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year" has not changed from what was last reported under the previous transaction because Andreeff Equity Advisors, L.L.C. may be deemed an indirect beneficial owner of the securities by each of the funds that were parties to the acquisition and disposition transactions reported on this form. /s/ Dane Andreeff 2008-08-12 -----END PRIVACY-ENHANCED MESSAGE-----