EX-99.D.4 4 d658624dex99d4.htm REVISED SCHEDULE TO SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT Revised Schedule to Second Amended and Restated Investment Advisory Agreement

Exhibit (d)(4)

 

Schedule A

Amended as of December 1, 2018 to reduce Artisan International Small Cap Fund’s Annual Rate of Fee

 

Fund

 

  

Annual

Rate of Fee

 

    

Asset Base

 

  

Original

Effective

Date of Agreement  

 

  

Initial Term

End Date

 

Developing World Fund

  

1.050%

1.025%

1.000%

0.975%

0.950%

    

up to $1 billion

$1 billion up to $2 billion

$2 billion up to $3.5 billion

$3.5 billion up to $5 billion

over $5 billion

     May 12, 2015    May 12, 2017

Emerging Markets Fund

  

1.000%

0.975%

0.950%

0.925%

0.900%

    

up to $1 billion

$1 billion up to $2 billion

$2 billion up to $3.5 billion

$3.5 billion up to $5 billion

over $5 billion

     March 12, 2014    June 30, 2015

Global Discovery Fund

  

0.975%

0.950%

0.925%

0.900%

0.875%

    

up to $1 billion

$1 billion up to $2 billion

$2 billion up to $3.5 billion

$3.5 billion up to $5 billion

over $5 billion

     August 18, 2017    August 18, 2019

Global Equity Fund

  

1.000%

0.975%

0.950%

0.925%

0.900%

    

up to $1 billion

$1 billion up to $4 billion

$4 billion up to $8 billion

$8 billion up to $12 billion

over $12 billion

     March 12, 2014    June 30, 2015

Global Opportunities Fund

  

0.900%

0.875%

0.850%

0.825%

0.800%

    

up to $1 billion

$1 billion up to $4 billion

$4 billion up to $8 billion

$8 billion up to $12 billion

over $12 billion

     March 12, 2014    June 30, 2015

Global Value Fund

  

1.000%

0.975%

0.950%

0.925%

0.900%

    

up to $1 billion

$1 billion up to $4 billion

$4 billion up to $8 billion

$8 billion up to $12 billion

over $12 billion

     March 12, 2014    June 30, 2015

High Income Fund

  

0.725%

0.700%

0.675%

0.650%

0.625%

    

up to $1 billion

$1 billion up to $2 billion

$2 billion up to $3.5 billion

$3.5 billion up to $10 billion

over $10 billion

     March 12, 2014    June 30, 2015

International Fund

  

1.000%

0.975%

0.950%

0.925%

0.900%

    

up to $500 million

$500 million up to $750 million  

$750 million up to $1 billion

$1 billion up to $12 billion

over $12 billion

     March 12, 2014    June 30, 2015

International Small Cap Fund

  

1.050%

1.025%

1.000%

0.975%

0.950%

    

up to $2 billion

$2 billion up to $3 billion

$3 billion up to $4 billion

$4 billion up to $5 billion

over $5 billion

     March 12, 2014    June 30, 2015

 

[Schedule A to Second Amended & Restated Investment Advisory Agreement]


Exhibit (d)(4)

 

International Value Fund

  

1.000%

0.975%

0.950%

0.925%

    

up to $500 million

$500 million up to $750 million  

$750 million up to $1 billion

over $1 billion

   March 12, 2014    June 30, 2015

Mid Cap Fund

  

1.000%

0.975%

0.950%

0.925%

    

up to $500 million

$500 million up to $750 million

$750 million up to $1 billion

over $1 billion

   March 12, 2014    June 30, 2015

Mid Cap Value Fund

  

1.000%

0.975%

0.950%

0.925%

    

up to $500 million

$500 million up to $750 million

$750 million up to $1 billion

over $1 billion

   March 12, 2014    June 30, 2015

Small Cap Fund

  

1.000%

0.975%

0.950%

0.925%

    

up to $500 million

$500 million up to $750 million

$750 million up to $1 billion

over $1 billion

   March 12, 2014    June 30, 2015

Thematic Fund

  

1.000%

0.975%

0.950%

0.925%

0.900%

    

up to $1 billion

$1 billion up to $2 billion

$2 billion up to $3.5 billion

$3.5 billion up to $5 billion

over $5 billion

   February 16, 2017    February 16, 2019

Value Fund

  

0.800%

0.760%

0.720%

0.680%

0.640%

    

up to $50 million

$50 million up to $ 100 million

$100 million up to $500 million

$500 million up to $7.5 billion

over $7.5 billion

   March 12, 2014    June 30, 2015

IN WITNESS WHEREOF, ARTISAN PARTNERS FUNDS, INC. and ARTISAN PARTNERS LIMITED PARTNERSHIP have each caused this Schedule A to be signed on its behalf by its duly authorized representative, all as of the day and year first written above.

 

Artisan Partners Funds, Inc.

By:      /s/ Sarah A. Johnson        

Artisan Partners Limited Partnership

By:      /s/ Sarah A. Johnson        

 

[Schedule A to Second Amended & Restated Investment Advisory Agreement]