-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JNcq9ETaDPgoEIeDA1J0jBCs+1rujQgUafU8Vg7URi6TFsnp0WdUgRnReNQjUDq3 +x8pnUA/vI8zWy2nilO49Q== 0001181431-06-059609.txt : 20061025 0001181431-06-059609.hdr.sgml : 20061025 20061025163554 ACCESSION NUMBER: 0001181431-06-059609 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061020 FILED AS OF DATE: 20061025 DATE AS OF CHANGE: 20061025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON HEALTH CORP /DE/ CENTRAL INDEX KEY: 0000935007 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 752293354 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 2941 S. LAKE VISTA DRIVE STREET 2: - CITY: LEWISVILLE STATE: TX ZIP: 75067 BUSINESS PHONE: 9724208200 MAIL ADDRESS: STREET 1: 2941 S. LAKE VISTA DRIVE CITY: LEWISVILLE STATE: TX ZIP: 75067 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON MENTAL HEALTH MANAGEMENT INC DATE OF NAME CHANGE: 19950106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN JAMES KEN CENTRAL INDEX KEY: 0001007899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13626 FILM NUMBER: 061163226 BUSINESS ADDRESS: STREET 1: 1500 WATERS RIDGE DRIVE CITY: LEWISVILLE STATE: TX ZIP: 75057 BUSINESS PHONE: 9724208200 MAIL ADDRESS: STREET 1: HORIZONTAL MENTAL HEALTH MANAGEMENT INC STREET 2: 1500 WATERS RIDGE DRIVE CITY: LEWISVILLE STATE: TX ZIP: 75057-6011 4 1 rrd133920.xml RESTRICTED STOCK AWARD X0202 4 2006-10-20 0 0000935007 HORIZON HEALTH CORP /DE/ HORC 0001007899 NEWMAN JAMES KEN 700 EL PASEO DENTON TX 76205 1 0 0 0 Common Stock 2006-10-20 4 A 0 30000 0 A 574448 D Common Stock 12000 I By Partnership Common Stock 1085.997 I By 401k plan Reported transaction consists of a restricted stock grant that vests in five equal annual installments with first installment vesting October 20, 2007 and remaining four installments vesting over four years thereafter with vesting conditioned upon continued employment and subject to acceleration upon the occurrence of certain events. These shares are held by Newman Partners, Ltd. The reporting person disclaims beneficial ownership of Horizon common stock held by such limited partnership except to the extent of his pecuniary interest therein. The number of reported 401(k) shares is based on a balance by fund report dated as of October 3, 2006 from the record keeper's site. David K. Meyercord, Attorney-in-Fact (Power of Attorney Previously Filed) 2006-10-25 -----END PRIVACY-ENHANCED MESSAGE-----