-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pu1YVFow3/ayiQ2/aIzrD5+QWCIX2vGhsvQ3r0wuL0jwue9eFsX9W+DKelJSOqxl nKLQfVXtDyf2rLi5c2L5DQ== 0000950168-99-003010.txt : 19991118 0000950168-99-003010.hdr.sgml : 19991118 ACCESSION NUMBER: 0000950168-99-003010 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19991117 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19991117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HCIA INC CENTRAL INDEX KEY: 0000935001 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 521407998 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-25378 FILM NUMBER: 99759528 BUSINESS ADDRESS: STREET 1: 1300 EAST LOMBARD ST CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4103327532 MAIL ADDRESS: STREET 1: 1300 EAST LOMBARD ST CITY: BALTIMORE STATE: MD ZIP: 21202 8-K 1 HCIA INC. 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 1999 HCIA INC. (Exact name of registrant as specified in its charter) MARYLAND 0-25378 52-1407998 (State or other jurisdiction of (Commission (I.R.S. Employer incorporation) File Number) Identification No.) 1300 EAST LOMBARD STREET BALTIMORE, MARYLAND 21202 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (410) 895-7470 NOT APPLICABLE (Former name or former address, if changed since last report) Exhibit Index on Page 4 ITEM 5. OTHER EVENTS. On November 17, 1999, HCIA Inc. (the "Company") issued a Press Release stating that on that date its stockholders approved the proposed merger of the Company into a subsidiary of VS&A Communications Partners III, L.P. A copy of the Press Release is filed as Exhibit 99.1. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. 99.1 November 17, 1999 Press Release SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized. HCIA INC. Date: November 17, 1999 By /s/ Barry C. Offutt ----------------------------------------- Barry C. Offutt Senior Vice-President and Chief Financial Officer EXHIBIT INDEX Exhibit No. Description - ------------ ------------ 99.1 November 17, 1999 Press Release EX-99 2 EXHIBIT 99.1 EXHIBIT 99.1 HCIA ANNOUNCES STOCKHOLDER APPROVEL OF MERGER WITH SUBSIDIARY OF VS&A COMMUNICATIONS PARTNERS III, L.P. BALTIMORE, MD, NOVEMBER 17, 1999 -- HCIA Inc. (NASDAQ:HCIA) today announced that its stockholders had, at a special meeting held today, approved the merger of the company with a subsidiary of VS&A Communications Partners III, L.P. The merger continues to be subject to other customary conditions, such as the correctness of representations and warranties set forth in the merger agreement. It is currently anticipated that the closing of the merger will take place on or about November 23, 1999. As previously announced, pursuant to the merger agreement between HCIA and VS&A Communications Partners III, L.P., each share of HCIA common stock will be converted into the right to receive $11.00 per share. HCIA Inc. collects, manages, and distributes comparative health care information. Its customers deliver, purchase, and manufacture health care products and services. By combining industry leading databases, methodologies, and analytic services, HCIA creates information assets that help customers manage health care costs and improve patient care. VS&A Communications Partners III, L.P. is a $1.0 billion private equity fund affiliated with Veronis, Suhler & Associates Inc. VS&A Communications Partners III, L.P. focuses exclusively on making equity investments in the information, communications and media industries. SAFE HARBOR STATEMENT UNDER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995: THIS PRESS RELEASE, OTHER THAN HISTORICAL FINANCIAL INFORMATION, CONSISTS OF FORWARD-LOOKING STATEMENTS WITHIN THE MEANING OF SECTION 27A OF THE SECURITIES ACT OF 1933, AS AMENDED, AND SECTION 21E OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. THOSE STATEMENTS INCLUDE STATEMENTS REGARDING THE INTENT, BELIEF OR CURRENT EXPECTATIONS OF THE COMPANY AND ITS MANAGEMENT. PROSPECTIVE INVESTORS ARE CAUTIONED THAT ANY SUCH FORWARD LOOKING STATEMENTS ARE NOT GUARANTEES OF FUTURE PERFORMANCE AND INVOLVE A NUMBER OF RISKS AND UNCERTAINTIES, AND THAT ACTUAL RESULTS COULD DIFFER MATERIALLY FROM THOSE INDICATED BY SUCH FORWARD LOOKING STATEMENTS. AMONG THE IMPORTANT FACTORS THAT COULD CAUSE ACTUAL RESULTS TO DIFFER MATERIALLY FROM THOSE INDICATED BY SUCH FORWARD LOOKING STATEMENTS ARE (I) THAT THE INFORMATION IS OF A PRELIMINARY NATURE AND MAY BE SUBJECT TO FURTHER ADJUSTMENT, (II) VARIATIONS IN QUARTERLY RESULTS, (III) THE ASSIMILATION OF ACQUISITIONS, (IV) THE MANAGEMENT OF THE COMPANY'S GROWTH AND EXPANSION, (V) DEPENDENCE ON KEY PERSONNEL, (VI) DEVELOPMENT BY COMPETITORS OF NEW OR SUPERIOR PRODUCTS OR ENTRY INTO THE MARKET OF NEW COMPETITORS, (VII) DEPENDENCE ON MAJOR CUSTOMERS, (VIII) DEPENDENCE ON INTELLECTUAL PROPERTY RIGHTS, (IX) INTEGRITY AND RELIABILITY OF THE COMPANY'S DATA, (X) VOLATILITY OF THE COMPANY'S STOCK PRICE, (XI) CHANGES IN THE HEALTH CARE INDUSTRY FROM BOTH A REGULATORY AND FINANCIAL PERSPECTIVE, (XII) IMPLEMENTATION OF REQUIRED CHANGES TO COMPUTER SYSTEMS AND SOFTWARE FOR THE YEAR 2000, AND (XIII) OTHER RISKS IDENTIFIED FROM TIME TO TIME IN THE COMPANY'S REPORTS AND REGISTRATION STATEMENTS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION. THE COMPANY ASSUMES NO OBLIGATION TO UPDATE THE INFORMATION CONTAINED IN THIS PRESS RELEASE, WHETHER AS A RESULT OF NEW INFORMATION, FUTURE EVENTS OR OTHERWISE. # # # -----END PRIVACY-ENHANCED MESSAGE-----