-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AZFp8ASMSfb2XXIaH4b6RhENzznqdPZmK87wG1YEBT+HdZjdh9SIduYQGn2qjeCz sPE+CaU5Xs0unvrbFMoH/w== 0001181431-04-002880.txt : 20040115 0001181431-04-002880.hdr.sgml : 20040115 20040115170757 ACCESSION NUMBER: 0001181431-04-002880 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE LEGACY CORP CENTRAL INDEX KEY: 0000929647 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 330628740 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17140 BERNARDO CENTER DRIVE, SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92128 BUSINESS PHONE: 8586759400 MAIL ADDRESS: STREET 1: 17140 BERNARDO CENTER DRIVE, SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92128 FORMER COMPANY: FORMER CONFORMED NAME: PRICE ENTERPRISES INC DATE OF NAME CHANGE: 19940907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRICE ROBERT E CENTRAL INDEX KEY: 0000934818 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16637 FILM NUMBER: 04527911 BUSINESS ADDRESS: STREET 1: 7979 IVANHOE AVE STREET 2: STE 520 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 6195512311 MAIL ADDRESS: STREET 1: 7979 IVANHOE AVE STREET 2: STE 520 CITY: LA JOLLA STATE: CA ZIP: 92037 5 1 rrd29119.xml FORM 5 FOR ROBERT PRICE X0201 52003-12-310 0 0 0000929647 PRICE LEGACY CORP XLG 0000934818 PRICE ROBERT E 7979 IVANHOE AVENUE SUITE 520 LA JOLLA CA 92037 0010Common Stock1000700IAs director of the Price Family Charitable FundCommon Stock5450175IAs co - -manager of The Price Group LLCCommon Stock10666IAs co-trustee and custodian for the benefit of a minor child of the reporting person8-3/4% Series A Cumulative Redeemable Preferred Stock558D8-3/4% Series A Cumulative Redeemable Preferred Stock1264533IAs co-trustee of the Robert & Allison Price Trust U/T/D 1/10/758-3/4% Series A Cumulative Redeemable Preferred Stock1998568IAs co-trustee of the Robert & Allison Price Charit able Trust8-3/4% Series A Cumulative Redeemable Preferred Stock1709502IAs director of the Price Family Charitable Fund8-3/4% Series A Cumulative Redeemable Preferred Stock124534IA s co-trustee and custodian for the benefit of a minor child of the reporting person8-3/4% Series A Cumulative Redeemable Preferred Stock1000000IAs co-manager of The Price Group LLC8-3/4% Series A Cumulative Redeemable Preferred Stock1450000I As director of San Diego Revitalization Corp.Common Stock Warrants8.252008-09-17Common Stock233679233679IAs co-manager of The Price Group LLC9% Series B Junior Convertible Preferred Stock2003-12-315J0381115A2003-09-18Common Stock20622572062257IAs co-manager of The Price Group LLCThe reporting person disclaims beneficial ownership of these securities.The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest (if any) therein.Exercisable immediately.Each share of 9% Series B Junior Convertible Preferred Stock is convertible into one share of Common Stock.On December 31, 2003, Price Legacy Corporation issued a stock dividend on the 9% Series B Junior Converti ble Preferred Stock (the "Series B Preferred Stock") pursuant to which it issued 381,115 shares of Series B Preferred Stock to The Price Group LLC. In accordance with Rule 16a-9 promulgated under the Securities Exchange Act of 1934, as amended, this issuance was not required to be reported on Form 4.Not applicable.Held in the 401(k) of the reporting person.Robert E. Price2004-01-15 -----END PRIVACY-ENHANCED MESSAGE-----