0000934745-17-000002.txt : 20170214 0000934745-17-000002.hdr.sgml : 20170214 20170213174429 ACCESSION NUMBER: 0000934745-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEATHERLY ASSET MANAGEMENT L. P. CENTRAL INDEX KEY: 0000934745 IRS NUMBER: 330638187 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15002 FILM NUMBER: 17601071 BUSINESS ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 BUSINESS PHONE: 8582594507 MAIL ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 FORMER COMPANY: FORMER CONFORMED NAME: WEATHERLY ASSET MANAGEMENT LP /ADV DATE OF NAME CHANGE: 19941228 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000934745 XXXXXXXX 12-31-2016 12-31-2016 WEATHERLY ASSET MANAGEMENT L. P.
832 CAMINO DEL MAR SUITE 4 DEL MAR CA 92014
13F HOLDINGS REPORT 028-15002 N
LINDSEY JAN FISKE THOMPSON STRATEGIC OPERATIONS ADVISOR 858-259-4507 LINDSEY J.F. THOMPSON DEL MAR CA 02-13-2017 0 167 314049 false
INFORMATION TABLE 2 Weatherly13F20161231.xml WAM13F-12312016 3-D SYS CORP DEL COMMON 88554D205 309 23267 SH SOLE 0 23267 0 0 3M CO COMMON 88579Y101 2741 15349 SH SOLE 0 15349 0 0 ABBOTT LABS COMMON 002824100 1263 32887 SH SOLE 0 32887 0 0 ABBVIE INC COMMON 00287Y109 721 11506 SH SOLE 0 11506 0 0 ADOBE SYS INC COMMON 00724F101 6303 61226 SH SOLE 0 61226 0 0 AGRIUM INC COMMON 008916108 1679 16703 SH SOLE 0 16703 0 0 ALASKA AIR GROUP INC COMMON 011659109 341 3840 SH SOLE 0 3840 0 0 ALLEGION PUB LTD CO FOREIGN G0176J109 653 10200 SH SOLE 0 10200 0 0 ALLERGAN PLC FOREIGN G0177J108 203 965 SH SOLE 0 965 0 0 ALLSTATE CORP COMMON 020002101 1253 16911 SH SOLE 0 16911 0 0 ALPHABET INC COMMON 02079K305 3043 3840 SH SOLE 0 3840 0 0 ALPHABET INC COMMON 02079K107 1257 1629 SH SOLE 0 1629 0 0 ALTRIA GROUP INC COMMON 02209S103 336 4972 SH SOLE 0 4972 0 0 AMAZON COM INC COMMON 023135106 10540 14056 SH SOLE 0 14056 0 0 AMERICAN STS WTR CO COMMON 029899101 861 18899 SH SOLE 0 18899 0 0 AMGEN INC COMMON 031162100 517 3538 SH SOLE 0 3538 0 0 APPLE INC COMMON 037833100 16702 144206 SH SOLE 0 144206 0 0 ARCHER DANIELS MIDLAND CO COMMON 039483102 3277 71785 SH SOLE 0 71785 0 0 AT&T INC COMMON 00206R102 8255 194109 SH SOLE 0 194109 0 0 BAKER HUGHES INC COMMON 057224107 1030 15860 SH SOLE 0 15860 0 0 BANK AMER CORP COMMON 060505104 295 13360 SH SOLE 0 13360 0 0 BAXTER INTL INC COMMON 071813109 1347 30381 SH SOLE 0 30381 0 0 BB&T CORP COMMON 054937107 259 5501 SH SOLE 0 5501 0 0 BERKSHIRE HATHAWAY INC DE COMMON 084670108 244 1 SH SOLE 0 1 0 0 BERKSHIRE HATHAWAY INC DE COMMON 084670702 1191 7306 SH SOLE 0 7306 0 0 BLACKROCK INC COMMON 09247X101 790 2075 SH SOLE 0 2075 0 0 BOEING CO COMMON 097023105 4654 29897 SH SOLE 0 29897 0 0 CANADIAN NATL RY CO COMMON 136375102 494 7330 SH SOLE 0 7330 0 0 CARDINAL HEALTH INC COMMON 14149Y108 644 8952 SH SOLE 0 8952 0 0 CATERPILLAR INC DEL COMMON 149123101 1631 17589 SH SOLE 0 17589 0 0 CEDAR FAIR L P COMMON 150185106 289 4500 SH SOLE 0 4500 0 0 CELGENE CORP COMMON 151020104 299 2582 SH SOLE 0 2582 0 0 CEMEX SAB DE CV FOREIGN 151290889 372 46363 SH SOLE 0 46363 0 0 CHEVRON CORP NEW COMMON 166764100 2133 18119 SH SOLE 0 18119 0 0 CISCO SYS INC COMMON 17275R102 2617 86610 SH SOLE 0 86610 0 0 CLAYMORE EXCHANGE TRD FD COMMON 18383M654 707 14100 SH SOLE 0 14100 0 0 CLAYMORE EXCHANGE TRD FD COMMON 18383Q507 6967 244898 SH SOLE 0 244898 0 0 COCA COLA CO COMMON 191216100 905 21839 SH SOLE 0 21839 0 0 COLGATE PALMOLIVE CO COMMON 194162103 2515 38432 SH SOLE 0 38432 0 0 COMCAST CORP NEW COMMON 20030N101 1112 16102 SH SOLE 0 16102 0 0 CONAGRA BRANDS INC COMMON 205887102 578 14610 SH SOLE 0 14610 0 0 CONOCOPHILLIPS COMMON 20825C104 1644 32787 SH SOLE 0 32787 0 0 CORNING INC COMMON 219350105 533 21958 SH SOLE 0 21958 0 0 COSTCO WHSL CORP NEW COMMON 22160K105 1920 11989 SH SOLE 0 11989 0 0 CSX CORP COMMON 126408103 599 16667 SH SOLE 0 16667 0 0 CVS HEALTH CORP COMMON 126650100 2650 33589 SH SOLE 0 33589 0 0 CYRUSONE INC COMMON 23283R100 270 6045 SH SOLE 0 6045 0 0 DEERE & CO COMMON 244199105 1064 10330 SH SOLE 0 10330 0 0 DEVON ENERGY CORP NEW COMMON 25179M103 459 10058 SH SOLE 0 10058 0 0 DEXCOM INC COMMON 252131107 250 4185 SH SOLE 0 4185 0 0 DIAGEO P L C FOREIGN 25243Q205 922 8870 SH SOLE 0 8870 0 0 DISNEY WALT CO COMMON 254687106 2775 26625 SH SOLE 0 26625 0 0 ELECTRONIC ARTS INC COMMON 285512109 424 5383 SH SOLE 0 5383 0 0 EMERSON ELEC CO COMMON 291011104 301 5408 SH SOLE 0 5408 0 0 ENTERPRISE PRODS PARTNERS COMMON 293792107 583 21552 SH SOLE 0 21552 0 0 EXPRESS SCRIPTS HLDG CO COMMON 30219G108 884 12855 SH SOLE 0 12855 0 0 EXXON MOBIL CORP COMMON 30231G102 2328 25793 SH SOLE 0 25793 0 0 FACEBOOK INC COMMON 30303M102 2506 21779 SH SOLE 0 21779 0 0 FEDEX CORP COMMON 31428X106 961 5160 SH SOLE 0 5160 0 0 FIDELITY COMMON 316092600 739 22474 SH SOLE 0 22474 0 0 FLUOR CORP NEW COMMON 343412102 922 17551 SH SOLE 0 17551 0 0 FORD MTR CO DEL COMMON 345370860 685 56466 SH SOLE 0 56466 0 0 FREEPORT-MCMORAN INC COMMON 35671D857 1189 90135 SH SOLE 0 90135 0 0 GENERAL DYNAMICS CORP COMMON 369550108 3443 19943 SH SOLE 0 19943 0 0 GENERAL ELECTRIC CO COMMON 369604103 5850 185113 SH SOLE 0 185113 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 220 917 SH SOLE 0 917 0 0 HALLIBURTON CO COMMON 406216101 4518 83528 SH SOLE 0 83528 0 0 HERSHEY CO COMMON 427866108 562 5430 SH SOLE 0 5430 0 0 HOME DEPOT INC COMMON 437076102 7255 54108 SH SOLE 0 54108 0 0 HONDA MOTOR LTD FOREIGN 438128308 452 15497 SH SOLE 0 15497 0 0 HONEYWELL INTL INC COMMON 438516106 288 2488 SH SOLE 0 2488 0 0 HORMEL FOODS CORP COMMON 440452100 3061 87930 SH SOLE 0 87930 0 0 INDIA FD INC COMMON 454089103 423 19771 PRN SOLE 0 19771 0 0 INGERSOLL-RAND PLC FOREIGN G47791101 2360 31444 SH SOLE 0 31444 0 0 INTEL CORP COMMON 458140100 3363 92733 SH SOLE 0 92733 0 0 INTERNATIONAL BUSINESS MA COMMON 459200101 2885 17382 SH SOLE 0 17382 0 0 ISHARES FOREIGN 464286533 1643 33590 SH SOLE 0 33590 0 0 ISHARES SILVER TRUST COMMON 46428Q109 201 13286 SH SOLE 0 13286 0 0 ISHARES TR COMMON 46429B655 245 4830 SH SOLE 0 4830 0 0 ISHARES TR COMMON 46432F834 245 4844 SH SOLE 0 4844 0 0 ISHARES TR COMMON 464287507 1061 6418 SH SOLE 0 6418 0 0 ISHARES TR COMMON 464287150 2252 43909 SH SOLE 0 43909 0 0 ISHARES TR COMMON 464287200 365 1622 SH SOLE 0 1622 0 0 ISHARES TR COMMON 464287226 264 2444 SH SOLE 0 2444 0 0 ISHARES TR FOREIGN 46429B689 2198 35910 SH SOLE 0 35910 0 0 ISHARES TR FOREIGN 46429B697 541 11972 SH SOLE 0 11972 0 0 ISHARES TR FOREIGN 464288257 636 10748 SH SOLE 0 10748 0 0 ISHARES TR FOREIGN 464287465 243 4211 SH SOLE 0 4211 0 0 ISHARES TR COMMON 464287374 517 14394 SH SOLE 0 14394 0 0 ISHARES TR COMMON 464287622 585 4701 SH SOLE 0 4701 0 0 ISHARES TR COMMON 464287598 400 3574 SH SOLE 0 3574 0 0 ISHARES TR COMMON 464287499 5734 32056 SH SOLE 0 32056 0 0 ISHARES TR COMMON 464287168 5320 60070 SH SOLE 0 60070 0 0 ISHARES TR PREFERR 464288687 2237 60123 SH SOLE 0 60123 0 0 ISHARES TR COMMON 464287242 277 2368 SH SOLE 0 2368 0 0 ITRON INC COMMON 465741106 677 10769 SH SOLE 0 10769 0 0 JACOBS ENGR GROUP INC DEL COMMON 469814107 695 12189 SH SOLE 0 12189 0 0 JOHNSON & JOHNSON COMMON 478160104 6482 56264 SH SOLE 0 56264 0 0 JPMORGAN CHASE & CO COMMON 46625H100 1567 18155 SH SOLE 0 18155 0 0 KIMBERLY CLARK CORP COMMON 494368103 2715 23794 SH SOLE 0 23794 0 0 LAM RESEARCH CORP COMMON 512807108 276 2606 SH SOLE 0 2606 0 0 LILLY ELI & CO COMMON 532457108 24650 335147 SH SOLE 0 335147 0 0 LOCKHEED MARTIN CORP COMMON 539830109 2142 8571 SH SOLE 0 8571 0 0 MCDONALDS CORP COMMON 580135101 1109 9114 SH SOLE 0 9114 0 0 MCKESSON CORP COMMON 58155Q103 1580 11248 SH SOLE 0 11248 0 0 MEDTRONIC PLC FOREIGN G5960L103 707 9928 SH SOLE 0 9928 0 0 MERCK & CO INC COMMON 58933Y105 442 7513 SH SOLE 0 7513 0 0 MICROSOFT CORP COMMON 594918104 3816 61414 SH SOLE 0 61414 0 0 MOLSON COORS BREWING CO COMMON 60871R209 890 9146 SH SOLE 0 9146 0 0 MONDELEZ INTL INC COMMON 609207105 233 5250 SH SOLE 0 5250 0 0 MONSANTO CO NEW COMMON 61166W101 914 8691 SH SOLE 0 8691 0 0 NETFLIX INC COMMON 64110L106 14907 120412 SH SOLE 0 120412 0 0 NEWELL BRANDS INC COMMON 651229106 618 13848 SH SOLE 0 13848 0 0 NIKE INC COMMON 654106103 1824 35885 SH SOLE 0 35885 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 1275 11796 SH SOLE 0 11796 0 0 NUVASIVE INC COMMON 670704105 1311 19465 SH SOLE 0 19465 0 0 ORACLE CORP COMMON 68389X105 411 10687 SH SOLE 0 10687 0 0 PALO ALTO NETWORKS INC COMMON 697435105 1018 8141 SH SOLE 0 8141 0 0 PAYPAL HLDGS INC COMMON 70450Y103 2234 56590 SH SOLE 0 56590 0 0 PFIZER INC COMMON 717081103 1081 33290 SH SOLE 0 33290 0 0 PHILIP MORRIS INTL INC COMMON 718172109 442 4833 SH SOLE 0 4833 0 0 PHILLIPS 66 COMMON 718546104 765 8849 SH SOLE 0 8849 0 0 PIMCO ETF TR COMMON 72201R833 1351 13337 SH SOLE 0 13337 0 0 POWERSHARES ETF TRUST COMMON 73935X583 657 6598 SH SOLE 0 6598 0 0 POWERSHARES ETF TRUST COMMON 73935X575 739 30060 SH SOLE 0 30060 0 0 POWERSHARES QQQ TRUST COMMON 73935A104 504 4257 SH SOLE 0 4257 0 0 POWERSHS DB MULTI SECT CO COMMON 73936B408 209 10483 SH SOLE 0 10483 0 0 PROCTER AND GAMBLE CO COMMON 742718109 2879 34245 SH SOLE 0 34245 0 0 PROGRESSIVE CORP OHIO COMMON 743315103 255 7190 SH SOLE 0 7190 0 0 PUBLIC STORAGE COMMON 74460D109 376 1683 PRN SOLE 0 1683 0 0 QUALCOMM INC COMMON 747525103 4182 64146 SH SOLE 0 64146 0 0 RAYONIER INC COMMON 754907103 237 8904 SH SOLE 0 8904 0 0 RAYTHEON CO COMMON 755111507 491 3458 SH SOLE 0 3458 0 0 ROCKWELL AUTOMATION INC COMMON 773903109 226 1678 SH SOLE 0 1678 0 0 ROCKWELL COLLINS INC COMMON 774341101 249 2683 SH SOLE 0 2683 0 0 ROYAL BK CDA MONTREAL QUE COMMON 780087102 435 6430 SH SOLE 0 6430 0 0 ROYAL DUTCH SHELL PLC FOREIGN 780259206 827 15213 SH SOLE 0 15213 0 0 SAP SE FOREIGN 803054204 1407 16281 SH SOLE 0 16281 0 0 SCHLUMBERGER LTD COMMON 806857108 893 10631 SH SOLE 0 10631 0 0 SCHWAB STRATEGIC TR COMMON 808524102 203 3755 SH SOLE 0 3755 0 0 SELECT SECTOR SPDR TR COMMON 81369Y209 1911 27716 SH SOLE 0 27716 0 0 SEMPRA ENERGY COMMON 816851109 445 4425 SH SOLE 0 4425 0 0 SERVICENOW INC COMMON 81762P102 255 3430 SH SOLE 0 3430 0 0 SHERWIN WILLIAMS CO COMMON 824348106 920 3425 SH SOLE 0 3425 0 0 SHIRE PLC FOREIGN 82481R106 701 4118 SH SOLE 0 4034 0 0 SOUTHWEST AIRLS CO COMMON 844741108 328 6581 SH SOLE 0 6581 0 0 SPDR GOLD TRUST COMMON 78463V107 515 4700 SH SOLE 0 4700 0 0 SPDR S&P 500 ETF TR COMMON 78462F103 782 3500 SH SOLE 0 3500 0 0 SPDR SERIES TRUST COMMON 78464A490 798 15339 SH SOLE 0 15339 0 0 SPDR SERIES TRUST COMMON 78464A870 6850 115733 SH SOLE 0 115733 0 0 SSGA ACTIVE ETF TR FOREIGN 78467V848 1183 24443 SH SOLE 0 24443 0 0 STARBUCKS CORP COMMON 855244109 8976 161671 SH SOLE 0 161671 0 0 TARGET CORP COMMON 87612E106 2708 37486 SH SOLE 0 37486 0 0 TESLA MTRS INC COMMON 88160R101 427 2000 SH SOLE 0 2000 0 0 TOTAL S A FOREIGN 89151E109 1567 30750 SH SOLE 0 30750 0 0 UNDER ARMOUR INC COMMON 904311107 678 23354 SH SOLE 0 23354 0 0 UNDER ARMOUR INC COMMON 904311206 477 18947 SH SOLE 0 18947 0 0 UNITED PARCEL SERVICE INC COMMON 911312106 475 4144 SH SOLE 0 4144 0 0 URBAN OUTFITTERS INC COMMON 917047102 512 17973 SH SOLE 0 17973 0 0 VANGUARD INDEX FDS COMMON 922908553 310 3760 SH SOLE 0 3760 0 0 VERIZON COMMUNICATIONS IN COMMON 92343V104 2511 47044 SH SOLE 0 47044 0 0 VISA INC COMMON 92826C839 469 6014 SH SOLE 0 6014 0 0 VISTA OUTDOOR INC COMMON 928377100 342 9266 SH SOLE 0 9266 0 0 WAL-MART STORES INC COMMON 931142103 729 10546 SH SOLE 0 10546 0 0 WASTE MGMT INC DEL COMMON 94106L109 5677 80059 SH SOLE 0 80059 0 0 WELLS FARGO & CO NEW COMMON 949746101 6530 118494 SH SOLE 0 118494 0 0 WESTERN ALLIANCE BANCORP COMMON 957638109 493 10130 SH SOLE 0 10130 0 0