0000934745-17-000002.txt : 20170214
0000934745-17-000002.hdr.sgml : 20170214
20170213174429
ACCESSION NUMBER: 0000934745-17-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170213
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEATHERLY ASSET MANAGEMENT L. P.
CENTRAL INDEX KEY: 0000934745
IRS NUMBER: 330638187
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15002
FILM NUMBER: 17601071
BUSINESS ADDRESS:
STREET 1: 832 CAMINO DEL MAR
STREET 2: SUITE 4
CITY: DEL MAR
STATE: CA
ZIP: 92014
BUSINESS PHONE: 8582594507
MAIL ADDRESS:
STREET 1: 832 CAMINO DEL MAR
STREET 2: SUITE 4
CITY: DEL MAR
STATE: CA
ZIP: 92014
FORMER COMPANY:
FORMER CONFORMED NAME: WEATHERLY ASSET MANAGEMENT LP /ADV
DATE OF NAME CHANGE: 19941228
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000934745
XXXXXXXX
12-31-2016
12-31-2016
WEATHERLY ASSET MANAGEMENT L. P.
832 CAMINO DEL MAR
SUITE 4
DEL MAR
CA
92014
13F HOLDINGS REPORT
028-15002
N
LINDSEY JAN FISKE THOMPSON
STRATEGIC OPERATIONS ADVISOR
858-259-4507
LINDSEY J.F. THOMPSON
DEL MAR
CA
02-13-2017
0
167
314049
false
INFORMATION TABLE
2
Weatherly13F20161231.xml
WAM13F-12312016
3-D SYS CORP DEL
COMMON
88554D205
309
23267
SH
SOLE
0
23267
0
0
3M CO
COMMON
88579Y101
2741
15349
SH
SOLE
0
15349
0
0
ABBOTT LABS
COMMON
002824100
1263
32887
SH
SOLE
0
32887
0
0
ABBVIE INC
COMMON
00287Y109
721
11506
SH
SOLE
0
11506
0
0
ADOBE SYS INC
COMMON
00724F101
6303
61226
SH
SOLE
0
61226
0
0
AGRIUM INC
COMMON
008916108
1679
16703
SH
SOLE
0
16703
0
0
ALASKA AIR GROUP INC
COMMON
011659109
341
3840
SH
SOLE
0
3840
0
0
ALLEGION PUB LTD CO
FOREIGN
G0176J109
653
10200
SH
SOLE
0
10200
0
0
ALLERGAN PLC
FOREIGN
G0177J108
203
965
SH
SOLE
0
965
0
0
ALLSTATE CORP
COMMON
020002101
1253
16911
SH
SOLE
0
16911
0
0
ALPHABET INC
COMMON
02079K305
3043
3840
SH
SOLE
0
3840
0
0
ALPHABET INC
COMMON
02079K107
1257
1629
SH
SOLE
0
1629
0
0
ALTRIA GROUP INC
COMMON
02209S103
336
4972
SH
SOLE
0
4972
0
0
AMAZON COM INC
COMMON
023135106
10540
14056
SH
SOLE
0
14056
0
0
AMERICAN STS WTR CO
COMMON
029899101
861
18899
SH
SOLE
0
18899
0
0
AMGEN INC
COMMON
031162100
517
3538
SH
SOLE
0
3538
0
0
APPLE INC
COMMON
037833100
16702
144206
SH
SOLE
0
144206
0
0
ARCHER DANIELS MIDLAND CO
COMMON
039483102
3277
71785
SH
SOLE
0
71785
0
0
AT&T INC
COMMON
00206R102
8255
194109
SH
SOLE
0
194109
0
0
BAKER HUGHES INC
COMMON
057224107
1030
15860
SH
SOLE
0
15860
0
0
BANK AMER CORP
COMMON
060505104
295
13360
SH
SOLE
0
13360
0
0
BAXTER INTL INC
COMMON
071813109
1347
30381
SH
SOLE
0
30381
0
0
BB&T CORP
COMMON
054937107
259
5501
SH
SOLE
0
5501
0
0
BERKSHIRE HATHAWAY INC DE
COMMON
084670108
244
1
SH
SOLE
0
1
0
0
BERKSHIRE HATHAWAY INC DE
COMMON
084670702
1191
7306
SH
SOLE
0
7306
0
0
BLACKROCK INC
COMMON
09247X101
790
2075
SH
SOLE
0
2075
0
0
BOEING CO
COMMON
097023105
4654
29897
SH
SOLE
0
29897
0
0
CANADIAN NATL RY CO
COMMON
136375102
494
7330
SH
SOLE
0
7330
0
0
CARDINAL HEALTH INC
COMMON
14149Y108
644
8952
SH
SOLE
0
8952
0
0
CATERPILLAR INC DEL
COMMON
149123101
1631
17589
SH
SOLE
0
17589
0
0
CEDAR FAIR L P
COMMON
150185106
289
4500
SH
SOLE
0
4500
0
0
CELGENE CORP
COMMON
151020104
299
2582
SH
SOLE
0
2582
0
0
CEMEX SAB DE CV
FOREIGN
151290889
372
46363
SH
SOLE
0
46363
0
0
CHEVRON CORP NEW
COMMON
166764100
2133
18119
SH
SOLE
0
18119
0
0
CISCO SYS INC
COMMON
17275R102
2617
86610
SH
SOLE
0
86610
0
0
CLAYMORE EXCHANGE TRD FD
COMMON
18383M654
707
14100
SH
SOLE
0
14100
0
0
CLAYMORE EXCHANGE TRD FD
COMMON
18383Q507
6967
244898
SH
SOLE
0
244898
0
0
COCA COLA CO
COMMON
191216100
905
21839
SH
SOLE
0
21839
0
0
COLGATE PALMOLIVE CO
COMMON
194162103
2515
38432
SH
SOLE
0
38432
0
0
COMCAST CORP NEW
COMMON
20030N101
1112
16102
SH
SOLE
0
16102
0
0
CONAGRA BRANDS INC
COMMON
205887102
578
14610
SH
SOLE
0
14610
0
0
CONOCOPHILLIPS
COMMON
20825C104
1644
32787
SH
SOLE
0
32787
0
0
CORNING INC
COMMON
219350105
533
21958
SH
SOLE
0
21958
0
0
COSTCO WHSL CORP NEW
COMMON
22160K105
1920
11989
SH
SOLE
0
11989
0
0
CSX CORP
COMMON
126408103
599
16667
SH
SOLE
0
16667
0
0
CVS HEALTH CORP
COMMON
126650100
2650
33589
SH
SOLE
0
33589
0
0
CYRUSONE INC
COMMON
23283R100
270
6045
SH
SOLE
0
6045
0
0
DEERE & CO
COMMON
244199105
1064
10330
SH
SOLE
0
10330
0
0
DEVON ENERGY CORP NEW
COMMON
25179M103
459
10058
SH
SOLE
0
10058
0
0
DEXCOM INC
COMMON
252131107
250
4185
SH
SOLE
0
4185
0
0
DIAGEO P L C
FOREIGN
25243Q205
922
8870
SH
SOLE
0
8870
0
0
DISNEY WALT CO
COMMON
254687106
2775
26625
SH
SOLE
0
26625
0
0
ELECTRONIC ARTS INC
COMMON
285512109
424
5383
SH
SOLE
0
5383
0
0
EMERSON ELEC CO
COMMON
291011104
301
5408
SH
SOLE
0
5408
0
0
ENTERPRISE PRODS PARTNERS
COMMON
293792107
583
21552
SH
SOLE
0
21552
0
0
EXPRESS SCRIPTS HLDG CO
COMMON
30219G108
884
12855
SH
SOLE
0
12855
0
0
EXXON MOBIL CORP
COMMON
30231G102
2328
25793
SH
SOLE
0
25793
0
0
FACEBOOK INC
COMMON
30303M102
2506
21779
SH
SOLE
0
21779
0
0
FEDEX CORP
COMMON
31428X106
961
5160
SH
SOLE
0
5160
0
0
FIDELITY
COMMON
316092600
739
22474
SH
SOLE
0
22474
0
0
FLUOR CORP NEW
COMMON
343412102
922
17551
SH
SOLE
0
17551
0
0
FORD MTR CO DEL
COMMON
345370860
685
56466
SH
SOLE
0
56466
0
0
FREEPORT-MCMORAN INC
COMMON
35671D857
1189
90135
SH
SOLE
0
90135
0
0
GENERAL DYNAMICS CORP
COMMON
369550108
3443
19943
SH
SOLE
0
19943
0
0
GENERAL ELECTRIC CO
COMMON
369604103
5850
185113
SH
SOLE
0
185113
0
0
GOLDMAN SACHS GROUP INC
COMMON
38141G104
220
917
SH
SOLE
0
917
0
0
HALLIBURTON CO
COMMON
406216101
4518
83528
SH
SOLE
0
83528
0
0
HERSHEY CO
COMMON
427866108
562
5430
SH
SOLE
0
5430
0
0
HOME DEPOT INC
COMMON
437076102
7255
54108
SH
SOLE
0
54108
0
0
HONDA MOTOR LTD
FOREIGN
438128308
452
15497
SH
SOLE
0
15497
0
0
HONEYWELL INTL INC
COMMON
438516106
288
2488
SH
SOLE
0
2488
0
0
HORMEL FOODS CORP
COMMON
440452100
3061
87930
SH
SOLE
0
87930
0
0
INDIA FD INC
COMMON
454089103
423
19771
PRN
SOLE
0
19771
0
0
INGERSOLL-RAND PLC
FOREIGN
G47791101
2360
31444
SH
SOLE
0
31444
0
0
INTEL CORP
COMMON
458140100
3363
92733
SH
SOLE
0
92733
0
0
INTERNATIONAL BUSINESS MA
COMMON
459200101
2885
17382
SH
SOLE
0
17382
0
0
ISHARES
FOREIGN
464286533
1643
33590
SH
SOLE
0
33590
0
0
ISHARES SILVER TRUST
COMMON
46428Q109
201
13286
SH
SOLE
0
13286
0
0
ISHARES TR
COMMON
46429B655
245
4830
SH
SOLE
0
4830
0
0
ISHARES TR
COMMON
46432F834
245
4844
SH
SOLE
0
4844
0
0
ISHARES TR
COMMON
464287507
1061
6418
SH
SOLE
0
6418
0
0
ISHARES TR
COMMON
464287150
2252
43909
SH
SOLE
0
43909
0
0
ISHARES TR
COMMON
464287200
365
1622
SH
SOLE
0
1622
0
0
ISHARES TR
COMMON
464287226
264
2444
SH
SOLE
0
2444
0
0
ISHARES TR
FOREIGN
46429B689
2198
35910
SH
SOLE
0
35910
0
0
ISHARES TR
FOREIGN
46429B697
541
11972
SH
SOLE
0
11972
0
0
ISHARES TR
FOREIGN
464288257
636
10748
SH
SOLE
0
10748
0
0
ISHARES TR
FOREIGN
464287465
243
4211
SH
SOLE
0
4211
0
0
ISHARES TR
COMMON
464287374
517
14394
SH
SOLE
0
14394
0
0
ISHARES TR
COMMON
464287622
585
4701
SH
SOLE
0
4701
0
0
ISHARES TR
COMMON
464287598
400
3574
SH
SOLE
0
3574
0
0
ISHARES TR
COMMON
464287499
5734
32056
SH
SOLE
0
32056
0
0
ISHARES TR
COMMON
464287168
5320
60070
SH
SOLE
0
60070
0
0
ISHARES TR
PREFERR
464288687
2237
60123
SH
SOLE
0
60123
0
0
ISHARES TR
COMMON
464287242
277
2368
SH
SOLE
0
2368
0
0
ITRON INC
COMMON
465741106
677
10769
SH
SOLE
0
10769
0
0
JACOBS ENGR GROUP INC DEL
COMMON
469814107
695
12189
SH
SOLE
0
12189
0
0
JOHNSON & JOHNSON
COMMON
478160104
6482
56264
SH
SOLE
0
56264
0
0
JPMORGAN CHASE & CO
COMMON
46625H100
1567
18155
SH
SOLE
0
18155
0
0
KIMBERLY CLARK CORP
COMMON
494368103
2715
23794
SH
SOLE
0
23794
0
0
LAM RESEARCH CORP
COMMON
512807108
276
2606
SH
SOLE
0
2606
0
0
LILLY ELI & CO
COMMON
532457108
24650
335147
SH
SOLE
0
335147
0
0
LOCKHEED MARTIN CORP
COMMON
539830109
2142
8571
SH
SOLE
0
8571
0
0
MCDONALDS CORP
COMMON
580135101
1109
9114
SH
SOLE
0
9114
0
0
MCKESSON CORP
COMMON
58155Q103
1580
11248
SH
SOLE
0
11248
0
0
MEDTRONIC PLC
FOREIGN
G5960L103
707
9928
SH
SOLE
0
9928
0
0
MERCK & CO INC
COMMON
58933Y105
442
7513
SH
SOLE
0
7513
0
0
MICROSOFT CORP
COMMON
594918104
3816
61414
SH
SOLE
0
61414
0
0
MOLSON COORS BREWING CO
COMMON
60871R209
890
9146
SH
SOLE
0
9146
0
0
MONDELEZ INTL INC
COMMON
609207105
233
5250
SH
SOLE
0
5250
0
0
MONSANTO CO NEW
COMMON
61166W101
914
8691
SH
SOLE
0
8691
0
0
NETFLIX INC
COMMON
64110L106
14907
120412
SH
SOLE
0
120412
0
0
NEWELL BRANDS INC
COMMON
651229106
618
13848
SH
SOLE
0
13848
0
0
NIKE INC
COMMON
654106103
1824
35885
SH
SOLE
0
35885
0
0
NORFOLK SOUTHERN CORP
COMMON
655844108
1275
11796
SH
SOLE
0
11796
0
0
NUVASIVE INC
COMMON
670704105
1311
19465
SH
SOLE
0
19465
0
0
ORACLE CORP
COMMON
68389X105
411
10687
SH
SOLE
0
10687
0
0
PALO ALTO NETWORKS INC
COMMON
697435105
1018
8141
SH
SOLE
0
8141
0
0
PAYPAL HLDGS INC
COMMON
70450Y103
2234
56590
SH
SOLE
0
56590
0
0
PFIZER INC
COMMON
717081103
1081
33290
SH
SOLE
0
33290
0
0
PHILIP MORRIS INTL INC
COMMON
718172109
442
4833
SH
SOLE
0
4833
0
0
PHILLIPS 66
COMMON
718546104
765
8849
SH
SOLE
0
8849
0
0
PIMCO ETF TR
COMMON
72201R833
1351
13337
SH
SOLE
0
13337
0
0
POWERSHARES ETF TRUST
COMMON
73935X583
657
6598
SH
SOLE
0
6598
0
0
POWERSHARES ETF TRUST
COMMON
73935X575
739
30060
SH
SOLE
0
30060
0
0
POWERSHARES QQQ TRUST
COMMON
73935A104
504
4257
SH
SOLE
0
4257
0
0
POWERSHS DB MULTI SECT CO
COMMON
73936B408
209
10483
SH
SOLE
0
10483
0
0
PROCTER AND GAMBLE CO
COMMON
742718109
2879
34245
SH
SOLE
0
34245
0
0
PROGRESSIVE CORP OHIO
COMMON
743315103
255
7190
SH
SOLE
0
7190
0
0
PUBLIC STORAGE
COMMON
74460D109
376
1683
PRN
SOLE
0
1683
0
0
QUALCOMM INC
COMMON
747525103
4182
64146
SH
SOLE
0
64146
0
0
RAYONIER INC
COMMON
754907103
237
8904
SH
SOLE
0
8904
0
0
RAYTHEON CO
COMMON
755111507
491
3458
SH
SOLE
0
3458
0
0
ROCKWELL AUTOMATION INC
COMMON
773903109
226
1678
SH
SOLE
0
1678
0
0
ROCKWELL COLLINS INC
COMMON
774341101
249
2683
SH
SOLE
0
2683
0
0
ROYAL BK CDA MONTREAL QUE
COMMON
780087102
435
6430
SH
SOLE
0
6430
0
0
ROYAL DUTCH SHELL PLC
FOREIGN
780259206
827
15213
SH
SOLE
0
15213
0
0
SAP SE
FOREIGN
803054204
1407
16281
SH
SOLE
0
16281
0
0
SCHLUMBERGER LTD
COMMON
806857108
893
10631
SH
SOLE
0
10631
0
0
SCHWAB STRATEGIC TR
COMMON
808524102
203
3755
SH
SOLE
0
3755
0
0
SELECT SECTOR SPDR TR
COMMON
81369Y209
1911
27716
SH
SOLE
0
27716
0
0
SEMPRA ENERGY
COMMON
816851109
445
4425
SH
SOLE
0
4425
0
0
SERVICENOW INC
COMMON
81762P102
255
3430
SH
SOLE
0
3430
0
0
SHERWIN WILLIAMS CO
COMMON
824348106
920
3425
SH
SOLE
0
3425
0
0
SHIRE PLC
FOREIGN
82481R106
701
4118
SH
SOLE
0
4034
0
0
SOUTHWEST AIRLS CO
COMMON
844741108
328
6581
SH
SOLE
0
6581
0
0
SPDR GOLD TRUST
COMMON
78463V107
515
4700
SH
SOLE
0
4700
0
0
SPDR S&P 500 ETF TR
COMMON
78462F103
782
3500
SH
SOLE
0
3500
0
0
SPDR SERIES TRUST
COMMON
78464A490
798
15339
SH
SOLE
0
15339
0
0
SPDR SERIES TRUST
COMMON
78464A870
6850
115733
SH
SOLE
0
115733
0
0
SSGA ACTIVE ETF TR
FOREIGN
78467V848
1183
24443
SH
SOLE
0
24443
0
0
STARBUCKS CORP
COMMON
855244109
8976
161671
SH
SOLE
0
161671
0
0
TARGET CORP
COMMON
87612E106
2708
37486
SH
SOLE
0
37486
0
0
TESLA MTRS INC
COMMON
88160R101
427
2000
SH
SOLE
0
2000
0
0
TOTAL S A
FOREIGN
89151E109
1567
30750
SH
SOLE
0
30750
0
0
UNDER ARMOUR INC
COMMON
904311107
678
23354
SH
SOLE
0
23354
0
0
UNDER ARMOUR INC
COMMON
904311206
477
18947
SH
SOLE
0
18947
0
0
UNITED PARCEL SERVICE INC
COMMON
911312106
475
4144
SH
SOLE
0
4144
0
0
URBAN OUTFITTERS INC
COMMON
917047102
512
17973
SH
SOLE
0
17973
0
0
VANGUARD INDEX FDS
COMMON
922908553
310
3760
SH
SOLE
0
3760
0
0
VERIZON COMMUNICATIONS IN
COMMON
92343V104
2511
47044
SH
SOLE
0
47044
0
0
VISA INC
COMMON
92826C839
469
6014
SH
SOLE
0
6014
0
0
VISTA OUTDOOR INC
COMMON
928377100
342
9266
SH
SOLE
0
9266
0
0
WAL-MART STORES INC
COMMON
931142103
729
10546
SH
SOLE
0
10546
0
0
WASTE MGMT INC DEL
COMMON
94106L109
5677
80059
SH
SOLE
0
80059
0
0
WELLS FARGO & CO NEW
COMMON
949746101
6530
118494
SH
SOLE
0
118494
0
0
WESTERN ALLIANCE BANCORP
COMMON
957638109
493
10130
SH
SOLE
0
10130
0
0