0001683168-21-002415.txt : 20210608 0001683168-21-002415.hdr.sgml : 20210608 20210608125256 ACCESSION NUMBER: 0001683168-21-002415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210607 FILED AS OF DATE: 20210608 DATE AS OF CHANGE: 20210608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenstein Richard Jay CENTRAL INDEX KEY: 0001582752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37721 FILM NUMBER: 211001709 MAIL ADDRESS: STREET 1: 767 THIRD AVE. STREET 2: 6TH FLOOR CITY: NEW YORK CITY STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACACIA RESEARCH CORP CENTRAL INDEX KEY: 0000934549 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 954405754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 767 3RD AVENUE STREET 2: SUITE 602 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 949-480-8300 MAIL ADDRESS: STREET 1: 767 3RD AVENUE STREET 2: SUITE 602 CITY: NEW YORK STATE: NY ZIP: 10017 4 1 ownership.xml X0306 4 2021-06-07 0 0000934549 ACACIA RESEARCH CORP ACTG 0001582752 Rosenstein Richard Jay 767 THIRD AVENUE, SUITE 602 NEW YORK NY 10017 0 1 0 0 Chief Financial Officer ACTG Common Stock 2021-06-07 4 S 0 9600 5.51 D 76900 D Represents the number of shares required to be sold by the Reporting Person to satisfy tax withholding obligations related to the vesting of 28,834 shares of restricted stock on June 4, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.48 to $5.54, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form. /s/ Jennifer Graff, Attorney-in-fact 2021-06-08