0001683168-21-000992.txt : 20210318 0001683168-21-000992.hdr.sgml : 20210318 20210318155856 ACCESSION NUMBER: 0001683168-21-000992 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210318 DATE AS OF CHANGE: 20210318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Soncini Jason W. CENTRAL INDEX KEY: 0001849064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37721 FILM NUMBER: 21754299 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: SUITE 602 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACACIA RESEARCH CORP CENTRAL INDEX KEY: 0000934549 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 954405754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 PARK PLAZA STREET 2: SUITE 550 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9494808300 MAIL ADDRESS: STREET 1: 4 PARK PLAZA STREET 2: SUITE 550 CITY: IRVINE STATE: CA ZIP: 92614 4 1 ownership.xml X0306 4 2021-03-16 0 0000934549 ACACIA RESEARCH CORP ACTG 0001849064 Soncini Jason W. 767 THIRD AVENUE, SUITE 602 NEW YORK NY 10017 0 1 0 0 General Counsel ACTG Common Stock 2021-03-16 4 A 0 45000 0 D 45000 D This award of restricted stock units ("RSUs") is made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on an annual basis over a three-year period, provided, that in the event Mr. Soncini is terminated without Cause or resigns for Good Reason within the first twelve months of his employment with the Company, an additional number of RSUs shall immediately vest such that an aggregate of 20,000 RSUs shall be vested as of such termination date. /s/Jennifer Graff, Attorney in fact 2021-03-18