0001683168-20-004328.txt : 20201217 0001683168-20-004328.hdr.sgml : 20201217 20201217114529 ACCESSION NUMBER: 0001683168-20-004328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201215 FILED AS OF DATE: 20201217 DATE AS OF CHANGE: 20201217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tobia Alfred Victor Jr. CENTRAL INDEX KEY: 0001712316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37721 FILM NUMBER: 201394723 MAIL ADDRESS: STREET 1: 767 3RD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACACIA RESEARCH CORP CENTRAL INDEX KEY: 0000934549 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 954405754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 PARK PLAZA STREET 2: SUITE 550 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9494808300 MAIL ADDRESS: STREET 1: 4 PARK PLAZA STREET 2: SUITE 550 CITY: IRVINE STATE: CA ZIP: 92614 4 1 ownership.xml X0306 4 2020-12-15 0 0000934549 ACACIA RESEARCH CORP ACTG 0001712316 Tobia Alfred Victor Jr. 767 THIRD AVENUE, 6TH FLOOR NEW YORK NY 10017 1 1 0 0 President & CIO ACTG Common Stock 2020-12-15 4 P 0 50000 3.7892 D 538462 D ACTG Common Stock 2020-12-16 4 P 0 50000 3.7542 D 588462 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.76 to $3.81, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.80, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form. /s/ Jennifer Graff, Attorney-in-fact 2020-12-17