0000941655-11-000006.txt : 20110304
0000941655-11-000006.hdr.sgml : 20110304
20110304091805
ACCESSION NUMBER: 0000941655-11-000006
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20110304
DATE AS OF CHANGE: 20110304
GROUP MEMBERS: HABIB KAIROUZ
GROUP MEMBERS: JOSHUA RUCH
GROUP MEMBERS: MARK LESCHLY
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: GENVEC INC
CENTRAL INDEX KEY: 0000934473
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 232705690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-60289
FILM NUMBER: 11662532
BUSINESS ADDRESS:
STREET 1: 65 W WATKINS MILL RD
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
BUSINESS PHONE: 2406320740
MAIL ADDRESS:
STREET 1: 65 W WATKINS MILL RD
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: RHO CAPITAL PARTNERS INC
CENTRAL INDEX KEY: 0001020455
IRS NUMBER: 133087622
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2127516677
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: RHO MANAGEMENT CO INC
DATE OF NAME CHANGE: 19960806
SC 13D/A
1
r_gen13dam5.txt
AMENDMENT NO. 5 TO SCHEDULE 13D
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 5)*
GenVec, Inc.
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
37246C109
(CUSIP Number)
Jeffrey I. Martin
Rho Capital Partners, Inc.
152 West 57th Street, 23rd Floor
New York, New York 10019
212-751-6677
(Name, Address, and Telephone Number of Person
Authorized to Receive Notices and Communications)
March 1, 2011
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g) check the
following box [ ].
Note: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See Rule 13d-7 for other
parties to whom copies are to be sent.
-----------------------
1/ The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
This Amendment No. 5 to Schedule 13D for GenVec, Inc., a Delaware
corporation ("GenVec" or the "Issuer"), amends a statement on Schedule 13D,
originally dated August 21, 2003, as amended as of November 28, 2003, April
12, 2004, January 16, 2007, and August 28, 2007, with respect to the
beneficial ownership by Rho Capital Partners, Inc., a New York corporation,
and its controlling shareholders Joshua Ruch, Habib Kairouz and Mark Leschly
(collectively, the "Reporting Persons"), of shares of Common Stock, par value
$0.001 per share, of GenVec.
This Amendment is filed to amend Item 5(e) of the statement on Schedule
13D as previously filed.
This is the final amendment to this Schedule 13D, and an exit filing for
the Reporting Persons.
Item 5. Interest in Securities of the Issuer
(e) By reason of issuances of shares of Common Stock by the Issuer, the
Reporting Persons have ceased to be the beneficial owners of more than five
percent of the Issuer's shares of Common Stock. Accordingly, this Amendment
is the final amendment to the statement on Schedule 13D, and is an exit filing
for the Reporting Persons.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: March 3, 2011.
RHO CAPITAL PARTNERS, INC.
By: /s/ Joshua Ruch
------------------------------
Title: Chief Executive Officer
JOSHUA RUCH
/s/ Joshua Ruch
----------------------------
HABIB KAIROUZ
/s/ Habib Kairouz
----------------------------
MARK LESCHLY
/s/ Mark Leschly
----------------------------