13F-HR/A 1 0001.txt THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON MAY 11, 2000 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT WILL EXPIRE ON MAY 15, 2001 BY THE TERMS OF THE REQUEST FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: MARCH 31, 2000 CHECK HERE IF AMENDMENT [X]: AMENDMENT NUMBER 1 THIS AMENDMENT (CHECK ONLY ONE): [ ] is a restatement [X] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Dorsey R. Gardner Address: c/o Kelso Management Company, Inc. One International Place, Suite 2401 Boston, MA 02110 Form 13F File Number 28-05471 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Dorsey R. Gardner Title: Phone: 617-310-5110 Signature, Place, and Date of Signing: Dorsey R. Gardner ----------------- [Signature] Boston, Massachusetts --------------------- [City, State] December 1, 2000 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion by other reporting manager(s) List of Other Managers Reporting for this Manager. [If there are no entries in this list, omit this section.] Form 13F File Number 28- Name: FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $ 84,100 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No.1 Form 13F File Number 28-05419 Name: Timothy G. Caffrey 2
FORM 13F INFORMATION TABLE ---------------------------------------------------------------------------------------------------------------------- Column 1 Column 2 Column 3 Column 4 Column 5 ---------------------------------------------------------------------------------------------------------------------- Name of Title of class CUSIP Value Shrs or prn SH/PRN Put/Call Issuer (x$1000) amt ---------------------------------------------------------------------------------------------------------------------- China Southern Common 169409109 4,012 539,200 SH ---------------------------------------------------------------------------------------------------------------------- Sonic Automotive Class A 835456102 184 39,700 SH ---------------------------------------------------------------------------------------------------------------------- Autobytel.com Common Q 05275N106 372 45,300 SH ---------------------------------------------------------------------------------------------------------------------- Proxymed Inc. Common 744290107 5,111 601,300 SH ---------------------------------------------------------------------------------------------------------------------- Lesco Common 526872106 11,320 673,400 SH ---------------------------------------------------------------------------------------------------------------------- Cyrk Inc. Common 232817106 6,290 714,000 SH ---------------------------------------------------------------------------------------------------------------------- Telscape Internatl Common 87969E105 865 41,200 SH ---------------------------------------------------------------------------------------------------------------------- BEI Technologies Common 05538P104 10,628 600,800 SH ---------------------------------------------------------------------------------------------------------------------- Lason Inc. Common 57808R107 5,305 805,000 SH ---------------------------------------------------------------------------------------------------------------------- Radica Games Common G7342H107 473 70,000 SH ---------------------------------------------------------------------------------------------------------------------- Butler Internatl Common 123649105 7,902 638,250 SH ---------------------------------------------------------------------------------------------------------------------- Pointe Communic Common BB 730749108 90 40,000 SH ---------------------------------------------------------------------------------------------------------------------- Zoom Telephonics Common Q 98976E103 287 20,500 SH ---------------------------------------------------------------------------------------------------------------------- Meristar Hotels Common 589988104 759 258,000 SH ---------------------------------------------------------------------------------------------------------------------- Health Managmnt Common 42219M100 2,617 544,100 SH ---------------------------------------------------------------------------------------------------------------------- Circuit City/Car Common 172737306 1,552 469,000 SH ---------------------------------------------------------------------------------------------------------------------- Phycor Inc. Common 71940F100 1,246 1,209,400 SH ---------------------------------------------------------------------------------------------------------------------- Quaker Fabric Common 747399103 333 72,000 SH ---------------------------------------------------------------------------------------------------------------------- Thomas Group Common 884402108 9,482 842,857 SH ---------------------------------------------------------------------------------------------------------------------- Moore Medical Common 615799103 4,751 413,100 SH ---------------------------------------------------------------------------------------------------------------------- HPSC Common 404264103 3,381 429,000 SH ---------------------------------------------------------------------------------------------------------------------- Transmedia Net Common 893767301 106 46,900 SH ---------------------------------------------------------------------------------------------------------------------- Lifemark Common 53219F102 2,556 629,447 SH ---------------------------------------------------------------------------------------------------------------------- Rocky Mountain Common 774678403 494 90, 800 SH ---------------------------------------------------------------------------------------------------------------------- BEI Medical Common 05538E109 1,468 839,000 SH ---------------------------------------------------------------------------------------------------------------------- Dixon Ticon Common 255860108 2,287 571,700 SH ---------------------------------------------------------------------------------------------------------------------- Dairy Mart Stores Common 233860303 206 71,800 SH ---------------------------------------------------------------------------------------------------------------------- Cost U Less Common 221492101 23 10,000 SH ----------------------------------------------------------------------------------------------------------------------
3 FORM 13F INFORMATION TABLE (CONT'D) --------------------------------------------------------------------------- Column 6 Column 7 Column 8 --------------------------------------------------------------------------- Voting Authority -------------------------------------- Investment Other managers discretion Other managers Sole Shared None --------------------------------------------------------------------------- Other 1 539,200 --------------------------------------------------------------------------- Other 1 39,700 --------------------------------------------------------------------------- Other 1 45,300 --------------------------------------------------------------------------- Other 1 601,300 --------------------------------------------------------------------------- Other 1 673,400 --------------------------------------------------------------------------- Other 1 714,000 --------------------------------------------------------------------------- Other 1 41,200 --------------------------------------------------------------------------- Other 1 600,800 --------------------------------------------------------------------------- Other 1 805,000 --------------------------------------------------------------------------- Other 1 70,000 --------------------------------------------------------------------------- Other 1 638,250 --------------------------------------------------------------------------- Other 1 40,000 --------------------------------------------------------------------------- Other 1 20,500 --------------------------------------------------------------------------- Other 1 258,000 --------------------------------------------------------------------------- Other 1 544,100 --------------------------------------------------------------------------- Other 1 469,000 --------------------------------------------------------------------------- Other 1 1,209,400 --------------------------------------------------------------------------- Other 1 72,000 --------------------------------------------------------------------------- Other 1 842,857 --------------------------------------------------------------------------- Other 1 413,100 --------------------------------------------------------------------------- Other 1 429,000 --------------------------------------------------------------------------- Other 1 46,900 --------------------------------------------------------------------------- Other 1 629,447 --------------------------------------------------------------------------- Other 1 90, 800 --------------------------------------------------------------------------- Other 1 839,000 --------------------------------------------------------------------------- Other 1 571,700 --------------------------------------------------------------------------- Other 1 71,800 --------------------------------------------------------------------------- Other 1 10,000 --------------------------------------------------------------------------- 4