0001209191-23-055722.txt : 20231117 0001209191-23-055722.hdr.sgml : 20231117 20231117161116 ACCESSION NUMBER: 0001209191-23-055722 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ STEPHEN S CENTRAL INDEX KEY: 0001247436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25434 FILM NUMBER: 231418771 MAIL ADDRESS: STREET 1: 46897 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Azenta, Inc. CENTRAL INDEX KEY: 0000933974 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 043040660 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 SUMMIT DRIVE STREET 2: 6TH FLOOR CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: (978) 262-2400 MAIL ADDRESS: STREET 1: 200 SUMMIT DRIVE STREET 2: 6TH FLOOR CITY: BURLINGTON STATE: MA ZIP: 01803 FORMER COMPANY: FORMER CONFORMED NAME: Brooks Automation, Inc. DATE OF NAME CHANGE: 20190521 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS AUTOMATION INC DATE OF NAME CHANGE: 20030228 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS-PRI AUTOMATION INC DATE OF NAME CHANGE: 20020514 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-15 0 0000933974 Azenta, Inc. AZTA 0001247436 SCHWARTZ STEPHEN S C/O AZENTA, INC. 200 SUMMIT DRIVE, 6TH FLOOR BURLINGTON MA 01803 1 1 0 0 CEO 0 Common Stock 2023-11-15 4 A 0 16426 54.13 A 436953 D Common Stock 2023-11-16 4 D 0 12865 53.81 D 424088 D Common Stock 2023-11-16 4 A 0 22448 54.57 A 446536 D Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units. The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 16,426 performance stock units and 12,495 of restricted stock units held by the reporting person. Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2024. /s/Jason W. Joseph, Attorney-in-fact for Stephen S. Schwartz 2023-11-17