0001209191-20-026293.txt : 20200430 0001209191-20-026293.hdr.sgml : 20200430 20200430161801 ACCESSION NUMBER: 0001209191-20-026293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200428 FILED AS OF DATE: 20200430 DATE AS OF CHANGE: 20200430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joseph Jason CENTRAL INDEX KEY: 0001485448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25434 FILM NUMBER: 20835889 MAIL ADDRESS: STREET 1: 170 TRACER LANE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Brooks Automation, Inc. CENTRAL INDEX KEY: 0000933974 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 043040660 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: (978) 262-2400 MAIL ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS AUTOMATION INC DATE OF NAME CHANGE: 20030228 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS-PRI AUTOMATION INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS AUTOMATION INC DATE OF NAME CHANGE: 19941215 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-04-28 0 0000933974 Brooks Automation, Inc. BRKS 0001485448 Joseph Jason C/O BROOKS AUTOMATION, INC. 15 ELIZABETH DRIVE CHELMSFORD MA 01824 0 1 0 0 SVP, General Counsel, Secy. Common Stock 2020-04-28 4 S 0 6000 37.50 D 93698 D Common Stock 2020-04-29 4 S 0 6000 40.51 D 87698 D The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2019. Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $40.50 to $40.56. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. /s/ Jason W. Joseph 2020-04-30