X0306 4 2016-11-09 0 0000933974 BROOKS AUTOMATION INC BRKS 0001542288 Montone William T. 15 ELIZABETH DRIVE CHELMSFORD MA 01824 0 1 0 0 SVP, Human Resources Common Stock 2016-11-09 4 A 0 8750 0.00 A 191382 D Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2017. The amount of securities beneficially owned reflects the forfeiture of 18,900 performance-based units that were subject to performance-based vesting requirements based on achievement of performance criteria measured for the one-year period ended September 30, 2015, which resulted in no vesting of such performance based RSUs. /s/ Jason W. Joseph, Attorney-in-fact for William T. Montone 2016-11-11