-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LdPldnQYfysF8an2JHk0kgtnlnmHZ0ZB+9fnEtEK6JQ7aRIPIQbs7dmX+VZHzTSV /FFMW/aqNtfIf/EgQtSJfw== 0001005477-08-005095.txt : 20080725 0001005477-08-005095.hdr.sgml : 20080725 20080725170701 ACCESSION NUMBER: 0001005477-08-005095 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080721 FILED AS OF DATE: 20080725 DATE AS OF CHANGE: 20080725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIERENBERG INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001282683 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25434 FILM NUMBER: 08971378 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIERENBERG DAVID CENTRAL INDEX KEY: 0001040899 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25434 FILM NUMBER: 08971379 BUSINESS ADDRESS: STREET 1: 19605 N E 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 3606048600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKS AUTOMATION INC CENTRAL INDEX KEY: 0000933974 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 043040660 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: (978) 262-2400 MAIL ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS-PRI AUTOMATION INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS AUTOMATION INC DATE OF NAME CHANGE: 19941215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 Family Canadian Fund, L.P. CENTRAL INDEX KEY: 0001405824 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25434 FILM NUMBER: 08971377 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 4/A 1 edgar123.xml AMENDMENT TO FORM 4 X0303 4/A 2008-07-21 2008-07-21 0 0000933974 BROOKS AUTOMATION INC BRKS 0001282683 NIERENBERG INVESTMENT MANAGEMENT CO 19605 NE 8TH STREET CAMAS WA 98607 0 0 0 1 Not subject to Section 16 0001405824 D3 Family Canadian Fund, L.P. 19605 NE 8TH STREET CAMAS WA 98607 0 0 0 1 Not subject to Section 16 0001040899 NIERENBERG DAVID 19605 NE 8TH STREET CAMAS WA 98607 0 0 0 1 Not subject to Section 16 Common Stock 2008-07-21 4 P 0 0 A 0 I For The D3 Family Canadian Fund LP This amended Form 4 is filed solely for the purpose of retracting in its entirety the Form 4 filed by the reporting persons on July 23, 2008 with respect to the above named issuer. The reporting persons were not, as of the time of the transactions erroneously reported on such Form 4, direct of indirect beneficial owners of more than 10% of any class of equity securities registered by the above named issuer under Section 12 of the Securities Exchange Act of 1934 or persons otherwise subject to Section 16 of such Act. David Nierenberg, President, Nierenberg Investment Management Co., Inc. (NIMCO) 2008-07-25 David Nierenberg, President, (NIMCO), General Partner of the D3 Family Canadian Fund, LP 2008-07-25 David Nierenberg 2008-07-25 -----END PRIVACY-ENHANCED MESSAGE-----