EX-FILING FEES 8 scwo_ex107.htm FEE TABLE scwo_ex107.htm

 

EXHIBIT 107

 

Calculation of Filing Fee Tables

 

Registration Statement on Form S-3

(Form Type)

 

 374WATER INC.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

 

Security Type

Security Class Title

Fee Calculation or Carry Forward Rule

Amount

Registered

Proposed Maximum Offering Price Per Unit

Maximum Aggregate Offering Price

Fee Rate

Amount of

Registration Fee

Carry

Forward

Form Type

Carry

Forward

File Number

Carry

Forward

Initial

Effective Date

Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward

Fees to Be Paid

Equity

Common Stock, par value $0.0001 per share

(1)

(1)

(1)

(1)

(1)

(1)

-

-

-

-

Fees to Be Paid

Equity

Preferred Stock, par value $0.0001 per share

(1)

(1)

(1)

(1)

(1)

(1)

-

-

-

-

Fees to Be Paid

Other

Units(2)

(1)

(1)

(1)

(1)

(1)

(1)

-

-

-

-

Fees to be Paid

Equity

Rights

(1)

(1)

(1)

(1)

(1)

(1)

-

-

-

-

Fees to Be Paid

Equity

Warrants

(1)

(1)

(1)

(1)

(1)

(1)

-

-

-

-

Fees to be Paid

Unallocated (Universal) Shelf

Unallocated (Universal) Shelf

457(o)

(1)

(1)

$200,000,000(1)

$110.20 per $1,000,000

$22,040

-

-

-

-

 

 

 

 

 

 

 

 

 

 

 

 

 

Fees to Be Paid

Equity

Common Stock, par value $0.0001 per share

457(c)

3,645,000(3)

$2.59(4)

$9,440,550

$110.20 per $1,000,000

$1,041

-

-

-

-

Fees Previously Paid

-

-

-

-

-

-

-

-

-

-

-

-

Carry Forward Securities

-

-

-

-

-

-

-

-

-

-

-

-

 

Total Offering Amounts

-

$209,440,550

 

$23,081

 

 

 

 

 

Total Fees Previously Paid

 

 

 

-

 

 

 

 

 

Total Fee Offsets

 

 

 

-

 

 

 

 

 

Net Fee Due

 

 

 

$23,081

 

 

 

 

 

(1)

Pursuant to Instruction 2.A(iii)(b) of Item 16(b) of Form S-3, this information is not required to be included. An indeterminate amount of the securities of each identified class is being registered as may from time to time be offered under this registration statement at indeterminate prices, along with an indeterminate number of securities that may be issued upon exercise, settlement, exchange or conversion of securities offered or sold under this registration statement, as shall have an aggregate initial offering price up to $200,000,000. Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement also covers any additional securities that may be offered or issued in connection with any stock split, stock dividend or pursuant to anti-dilution provisions of any of the securities. Separate consideration may or may not be received for securities that are issuable upon conversion, exercise or exchange of other securities. In addition, the total amount to be registered and the proposed maximum offering price are estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act.

 

(2)

Units may be issued under a unit agreement and will represent an interest in one or more securities registered under this registration statement including shares of common stock or preferred stock,

or warrants, in any combination, which may or may not be separable from one another.

 

 

(3)

Estimated in accordance with Rule 457(c) under the Securities Act solely for the purpose of calculating the registration fee, based on the average of the high and low prices of shares

of the Registrant’s common stock, as reported on the Nasdaq Capital Market on December 16, 2022.

 

(4)

Represents the shares of common stock of the Registrant that will be offered for resale by the selling stockholder pursuant to the prospectus to which this exhibit is attached. Consists of (i) 2,430,000

shares of the Registrant’s common stock issued to the selling stockholders named in this prospectus in December 2021; and (ii) 1,215,000 shares of the Registrant’s common stock that are issuable

pursuant to the terms of the warrants held by the selling stockholders named in this prospectus and issued in December 2021.