Chief Investment Officer, SVP

0000920112-22-000314.txt : 20221102 0000920112-22-000314.hdr.sgml : 20221102 20221102111446 ACCESSION NUMBER: 0000920112-22-000314 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221102 DATE AS OF CHANGE: 20221102 EFFECTIVENESS DATE: 20221102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUBUQUE BANK & TRUST CO CENTRAL INDEX KEY: 0000933482 IRS NUMBER: 420223620 STATE OF INCORPORATION: IA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10581 FILM NUMBER: 221352801 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE. CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635874197 MAIL ADDRESS: STREET 1: 1398 CENTRAL CITY: DUBUQUE STATE: IA ZIP: 52001 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000933482 XXXXXXXX 09-30-2022 09-30-2022 DUBUQUE BANK & TRUST CO

1398 CENTRAL DUBUQUE IA 52001

13F HOLDINGS REPORT 028-10581 N Mark Stevens Chief Investment Officer, SVP 563-587-4078 Mark Stevens Dubuque IA 11-02-2022 0 334 714868 false INFORMATION TABLE 2 information_table.xml INFORMATION TABLE 3M Co COM 88579Y101 257 2330 SH DFND 2315 0 15 3M Co COM 88579Y101 1597 14457 SH SOLE 14457 0 0 ADAMS EXPRESS COMPANY COM 006212104 45 3088 SH DFND 3088 0 0 ADAMS EXPRESS COMPANY COM 006212104 9186 630499 SH SOLE 630499 0 0 ALPHABET INC CAP STK CL A 02079K305 185 1932 SH DFND 1892 0 40 ALPHABET INC CAP STK CL A 02079K305 10792 112828 SH SOLE 106636 0 6192 AMBEV SA SPONSORED ADR 02319V103 51 17872 SH SOLE 17872 0 0 AMER EXPRESS CO COM 025816109 233 1730 SH DFND 1730 0 0 AMER EXPRESS CO COM 025816109 551 4084 SH SOLE 4084 0 0 ANALOG DEVICES INC COM 032654105 2 17 SH DFND 0 0 17 ANALOG DEVICES INC COM 032654105 273 1959 SH SOLE 1959 0 0 APPLIED MATERIALS COM 038222105 377 4606 SH SOLE 4606 0 0 ASE Technology Holding Co Ltd SPONSORED ADS 00215W100 95 19004 SH SOLE 19004 0 0 AT&T INC COM 00206R102 360 23500 SH DFND 23500 0 0 AT&T INC COM 00206R102 255 16651 SH SOLE 16651 0 0 AVERY DENNISON CORP COM 053611109 240 1474 SH SOLE 1474 0 0 AbbVie Inc COM 00287Y109 49 365 SH DFND 315 0 50 AbbVie Inc COM 00287Y109 6170 45975 SH SOLE 43953 0 2022 Abbott Laboratories COM 002824100 6 58 SH DFND 58 0 0 Abbott Laboratories COM 002824100 2369 24483 SH SOLE 22056 0 2427 Accenture PLC SHS CLASS A G1151C101 317 1233 SH SOLE 1233 0 0 Adobe Inc COM 00724F101 265 964 SH SOLE 964 0 0 Agree Realty Corp COM 008492100 9 132 SH DFND 132 0 0 Agree Realty Corp COM 008492100 2052 30360 SH SOLE 30360 0 0 Alliant Energy Corp COM 018802108 48 900 SH DFND 900 0 0 Alliant Energy Corp COM 018802108 269 5068 SH SOLE 5068 0 0 Alphabet Inc CAP STK CL C 02079K107 29 300 SH DFND 300 0 0 Alphabet Inc CAP STK CL C 02079K107 1663 17291 SH SOLE 17291 0 0 Altria Group Inc COM 02209S103 10 250 SH DFND 250 0 0 Altria Group Inc COM 02209S103 201 4977 SH SOLE 4977 0 0 Amazon.com Inc COM 023135106 17 150 SH DFND 150 0 0 Amazon.com Inc COM 023135106 1896 16778 SH SOLE 16778 0 0 American Electric Power Co Inc COM 025537101 35 400 SH DFND 400 0 0 American Electric Power Co Inc COM 025537101 276 3187 SH SOLE 3187 0 0 Americas Gold & Silver Corp COM 03062D100 8 20000 SH SOLE 20000 0 0 Amgen Inc COM 031162100 77 341 SH DFND 328 0 13 Amgen Inc COM 031162100 9372 41581 SH SOLE 39356 0 2225 Apple Inc COM 037833100 286 2071 SH DFND 1654 0 417 Apple Inc COM 037833100 20065 145185 SH SOLE 140390 0 4795 Archer-Daniels-Midland Co COM 039483102 309 3843 SH SOLE 3843 0 0 BK OF AMERICA CORP COM 060505104 141 4685 SH DFND 4550 0 135 BK OF AMERICA CORP COM 060505104 467 15480 SH SOLE 15480 0 0 BLACKSTONE SECD LN COMMON STOCK 09261X102 2 97 SH DFND 97 0 0 BLACKSTONE SECD LN COMMON STOCK 09261X102 806 35447 SH SOLE 35447 0 0 BOEING CO COM 097023105 263 2168 SH SOLE 2134 0 34 BRISTOL-MYRS SQUIB COM 110122108 75 1055 SH DFND 1000 0 55 BRISTOL-MYRS SQUIB COM 110122108 796 11195 SH SOLE 11195 0 0 Banco Bradesco SA SP ADR PFD NEW 059460303 43 11720 SH SOLE 11720 0 0 Bank OZK COM 06417N103 241 6080 SH SOLE 6080 0 0 Berkshire Hathaway Inc CL B NEW 084670702 37 137 SH DFND 137 0 0 Berkshire Hathaway Inc CL B NEW 084670702 6038 22612 SH SOLE 22527 0 85 Black Hills Corp COM 092113109 17 256 SH DFND 256 0 0 Black Hills Corp COM 092113109 4693 69289 SH SOLE 64454 0 4835 BlackRock Advisors LLC RUS MID CAP ETF 464287499 369 5943 SH SOLE 5943 0 0 BlackRock Advisors LLC S&P MC 400GR ETF 464287606 299 4740 SH SOLE 4740 0 0 BlackRock Advisors LLC RUSSELL 3000 ETF 464287689 2569 12408 SH SOLE 12408 0 0 BlackRock Advisors LLC S&P MC 400VL ETF 464287705 537 5972 SH SOLE 5972 0 0 BlackRock Advisors LLC CORE S&P SCP ETF 464287804 0 5 SH DFND 5 0 0 BlackRock Advisors LLC CORE S&P SCP ETF 464287804 685 7853 SH SOLE 7853 0 0 BlackRock Advisors LLC CORE MSCI EMKT 46434G103 3 62 SH DFND 62 0 0 BlackRock Advisors LLC CORE MSCI EMKT 46434G103 223 5197 SH SOLE 5197 0 0 BlackRock Fund Advisors MSCI EAFE ETF 464287465 381 6808 SH SOLE 6808 0 0 BlackRock Fund Advisors RUS 2000 GRW ETF 464287648 383 1855 SH SOLE 1855 0 0 BlackRock Fund Advisors SHRT NAT MUN ETF 464288158 1246 12141 SH SOLE 12141 0 0 BlackRock Fund Advisors MBS ETF 464288588 40 440 SH DFND 440 0 0 BlackRock Fund Advisors MBS ETF 464288588 6196 67661 SH SOLE 62345 0 5316 BlackRock Fund Advisors PFD AND INCM SEC 464288687 286 9022 SH SOLE 9022 0 0 BlackRock Fund Advisors EAFE GRWTH ETF 464288885 464 6399 SH DFND 6399 0 0 BlackRock Fund Advisors EAFE GRWTH ETF 464288885 25658 353608 SH SOLE 344461 0 9147 BlackRock Fund Advisors MSCI USA MIN VOL 46429B697 1886 28525 SH SOLE 28525 0 0 BlackRock Inc COM 09247X101 46 84 SH DFND 84 0 0 BlackRock Inc COM 09247X101 5539 10066 SH SOLE 9480 0 586 Blade Air Mobility Inc CL A COM 092667104 90 22300 SH SOLE 22300 0 0 Broadcom Inc COM 11135F101 62 140 SH DFND 140 0 0 Broadcom Inc COM 11135F101 7470 16825 SH SOLE 15901 0 924 Bunge Ltd COM G16962105 276 3345 SH SOLE 3345 0 0 CDN NATL RAILWAYS COM 136375102 220 2038 SH SOLE 2038 0 0 CISCO SYSTEMS COM 17275R102 62 1548 SH DFND 1421 0 127 CISCO SYSTEMS COM 17275R102 7303 182578 SH SOLE 172460 0 10118 CITRIX SYSTEMS INC COM 177376100 213 2050 SH SOLE 2050 0 0 COLGATE-PALMOLIVE COM 194162103 295 4200 SH SOLE 4200 0 0 CONOCOPHILLIPS COM 20825C104 72 701 SH DFND 701 0 0 CONOCOPHILLIPS COM 20825C104 972 9495 SH SOLE 9495 0 0 CVS Health Corp COM 126650100 9 90 SH DFND 0 0 90 CVS Health Corp COM 126650100 451 4724 SH SOLE 4724 0 0 Caterpillar Inc COM 149123101 247 1503 SH SOLE 1503 0 0 Chevron Corp COM 166764100 400 2786 SH DFND 2760 0 26 Chevron Corp COM 166764100 7848 54622 SH SOLE 52408 0 2214 Cigna Corp COM 125523100 7 24 SH DFND 11 0 13 Cigna Corp COM 125523100 211 762 SH SOLE 762 0 0 Coca-Cola Co/The COM 191216100 92 1639 SH DFND 1639 0 0 Coca-Cola Co/The COM 191216100 4495 80238 SH SOLE 72178 0 8060 Cohen & Steers Funds/Closed-en COM 19247X100 197 10149 SH SOLE 10149 0 0 Comcast Corp CL A 20030N101 6 205 SH DFND 205 0 0 Comcast Corp CL A 20030N101 518 17677 SH SOLE 17677 0 0 Costco Wholesale Corp COM 22160K105 71 151 SH DFND 151 0 0 Costco Wholesale Corp COM 22160K105 5034 10660 SH SOLE 10621 0 39 DEERE & CO COM 244199105 522 1562 SH SOLE 1562 0 0 DIAGEO SPON ADR NEW 25243Q205 297 1747 SH SOLE 1747 0 0 DUKE ENERGY CORP COM NEW 26441C204 42 451 SH DFND 451 0 0 DUKE ENERGY CORP COM NEW 26441C204 293 3148 SH SOLE 3148 0 0 Danaher Corp COM 235851102 651 2519 SH SOLE 2519 0 0 Denison Mines Corp COM 248356107 318 267000 SH SOLE 267000 0 0 Dollar General Corp COM 256677105 203 847 SH SOLE 847 0 0 Doubleline Capital LP COM 258622109 3 295 SH DFND 295 0 0 Doubleline Capital LP COM 258622109 923 85478 SH SOLE 85478 0 0 Duff & Phelps Closed-End Funds COM 23325P104 158 15265 SH SOLE 15265 0 0 ETF Managers Group LLC PRIME JUNIR SLVR 26924G102 628 68834 SH SOLE 68834 0 0 Easterly Government Properties COM 27616P103 30 1909 SH DFND 1909 0 0 Easterly Government Properties COM 27616P103 5793 367356 SH SOLE 349855 0 17501 Eli Lilly & Co COM 532457108 430 1329 SH SOLE 1329 0 0 Endeavour Silver Corp COM 29258Y103 148 49000 SH SOLE 49000 0 0 Energy Fuels Inc/Canada COM NEW 292671708 80 13000 SH SOLE 13000 0 0 Energy Transfer LP COM UT LTD PTN 29273V100 194 17551 SH SOLE 17551 0 0 Exxon Mobil Corp COM 30231G102 969 11094 SH DFND 11042 0 52 Exxon Mobil Corp COM 30231G102 1710 19590 SH SOLE 19525 0 65 FACEBOOK INC CL A 30303M102 34 247 SH DFND 247 0 0 FACEBOOK INC CL A 30303M102 2499 18418 SH SOLE 18333 0 85 FLEXSHARES TR MORNSTAR USMKT 33939L100 419 3031 SH SOLE 3031 0 0 First Horizon Corp COM 320517105 39 1703 SH DFND 1703 0 0 First Horizon Corp COM 320517105 5208 227435 SH SOLE 212136 0 15299 First Majestic Silver Corp COM 32076V103 236 31000 SH SOLE 31000 0 0 First Trust ETFs/USA TCW OPPORTUNIS 33740F805 378 8673 SH SOLE 8673 0 0 Fortuna Silver Mines Inc COM 349915108 73 29000 SH SOLE 29000 0 0 Franklin LibertyShares ETFs/US LIBERTY US ETF 35473P504 257 6181 SH DFND 6181 0 0 Franklin LibertyShares ETFs/US LIBERTY US ETF 35473P504 8619 207478 SH SOLE 205268 0 2210 GOLDMAN SACHS GRP COM 38141G104 30 101 SH DFND 101 0 0 GOLDMAN SACHS GRP COM 38141G104 3151 10753 SH SOLE 10713 0 40 General Mills Inc COM 370334104 387 5054 SH SOLE 5054 0 0 HUMANA INC COM 444859102 419 863 SH SOLE 843 0 20 Heartland Financial USA Inc COM 42234Q102 5645 130197 SH DFND 0 0 130197 Heartland Financial USA Inc COM 42234Q102 65488 1510337 SH SOLE 82509 0 1427829 Home Depot Inc/The COM 437076102 178 646 SH DFND 646 0 0 Home Depot Inc/The COM 437076102 5042 18272 SH SOLE 16340 0 1932 Honeywell International Inc COM 438516106 943 5648 SH SOLE 5648 0 0 Hubbell Inc COM 443510607 669 3000 SH SOLE 3000 0 0 IBM COM 459200101 1384 11647 SH SOLE 11547 0 100 INDEXIQ ETF TRUST/USA HEDGE MLTI ETF 45409B107 335 12069 SH DFND 12069 0 0 INDEXIQ ETF TRUST/USA HEDGE MLTI ETF 45409B107 12358 445508 SH SOLE 442851 0 2657 ING Groep NV SPONSORED ADR 456837103 2620 308199 SH DFND 308199 0 0 INTERCONTINENTAL EXCHANGE COM 45866F104 262 2902 SH SOLE 2902 0 0 ISHARES CORE S&P500 ETF 464287200 307 857 SH DFND 857 0 0 ISHARES CORE S&P500 ETF 464287200 4783 13337 SH SOLE 13337 0 0 ISHARES S&P 500 GRWT ETF 464287309 466 8049 SH SOLE 8049 0 0 ISHARES RUSSELL 2000 ETF 464287655 7 45 SH DFND 0 0 45 ISHARES RUSSELL 2000 ETF 464287655 611 3706 SH SOLE 3706 0 0 ISHARES EAFE VALUE ETF 464288877 478 12409 SH DFND 12409 0 0 ISHARES EAFE VALUE ETF 464288877 25415 659610 SH SOLE 637606 0 22004 ISHARES TRUST 1 3 YR TREAS BD 464287457 195 2406 SH DFND 2406 0 0 ISHARES TRUST 1 3 YR TREAS BD 464287457 12044 148303 SH SOLE 131773 0 16530 ISHARES/USA RUS 1000 GRW ETF 464287614 200 951 SH SOLE 951 0 0 ISHARES/USA NATIONAL MUN ETF 464288414 2380 23200 SH SOLE 23200 0 0 Industrial Logistics Propertie COM SHS BEN INT 456237106 1367 248563 SH SOLE 248563 0 0 Intel Corp COM 458140100 8 295 SH DFND 240 0 55 Intel Corp COM 458140100 2087 80982 SH SOLE 69875 0 11107 Invesco Capital Management LLC DIVID ACHIEVEV 46137V506 517 16000 SH SOLE 16000 0 0 Invesco Capital Management LLC INTL DIVI ACHI 46137V548 223 14600 SH SOLE 14600 0 0 Invesco Capital Management LLC S&P INTL LOW 46138E230 79 3202 SH DFND 3202 0 0 Invesco Capital Management LLC S&P INTL LOW 46138E230 4360 176864 SH SOLE 175827 0 1037 Invesco Capital Management LLC TREAS COLATERL 46138G888 7 64 SH DFND 64 0 0 Invesco Capital Management LLC TREAS COLATERL 46138G888 1458 13832 SH SOLE 13600 0 232 Itau Unibanco Holding SA SPON ADR REP PFD 465562106 61 11883 SH SOLE 11883 0 0 JP Morgan ETFs/USA EQUITY PREMIUM 46641Q332 442 8629 SH DFND 8629 0 0 JP Morgan ETFs/USA EQUITY PREMIUM 46641Q332 12492 243846 SH SOLE 237619 0 6227 JP Morgan ETFs/USA ULTRA SHT MUNCPL 46641Q654 2029 40330 SH SOLE 40330 0 0 JP Morgan ETFs/USA INTL BD OPP ETF 46641Q852 959 21569 SH SOLE 21569 0 0 JPMorgan Chase & Co COM 46625H100 103 987 SH DFND 941 0 46 JPMorgan Chase & Co COM 46625H100 6374 60994 SH SOLE 57355 0 3639 Johnson & Johnson COM 478160104 181 1111 SH DFND 1076 0 35 Johnson & Johnson COM 478160104 11299 69164 SH SOLE 66114 0 3050 KIMBERLY-CLARK CP COM 494368103 60 535 SH DFND 500 0 35 KIMBERLY-CLARK CP COM 494368103 256 2274 SH SOLE 2274 0 0 Kraft Foods Inc CL A 609207105 9 173 SH DFND 173 0 0 Kraft Foods Inc CL A 609207105 524 9551 SH SOLE 9551 0 0 LOWE'S COS INC COM 548661107 72 383 SH DFND 368 0 15 LOWE'S COS INC COM 548661107 6173 32868 SH SOLE 32721 0 147 Linde PLC SHS G5494J103 251 931 SH SOLE 931 0 0 MAG Silver Corp COM 55903Q104 324 26000 SH SOLE 26000 0 0 MASTERCARD INC CL A 57636Q104 364 1280 SH SOLE 1280 0 0 MCDONALD'S CORP COM 580135101 11 49 SH DFND 49 0 0 MCDONALD'S CORP COM 580135101 4761 20632 SH SOLE 18755 0 1877 MCKESSON CORP COM 58155Q103 236 695 SH SOLE 695 0 0 MICROSOFT CORP COM 594918104 95 408 SH DFND 380 0 28 MICROSOFT CORP COM 594918104 16262 69824 SH SOLE 66992 0 2832 MOODYS CORP COM 615369105 301 1240 SH SOLE 1240 0 0 MORGAN STANLEY COM NEW 617446448 7 92 SH DFND 92 0 0 MORGAN STANLEY COM NEW 617446448 2851 36083 SH SOLE 32367 0 3716 Medtronic PLC SHS G5960L103 59 731 SH DFND 731 0 0 Medtronic PLC SHS G5960L103 5947 73649 SH SOLE 68734 0 4915 Merck & Co Inc COM 58933Y105 184 2138 SH DFND 2100 0 38 Merck & Co Inc COM 58933Y105 632 7344 SH SOLE 7244 0 100 MetLife Inc COM 59156R108 427 7028 SH SOLE 7028 0 0 Metalla Royalty & Streaming Lt COM NEW 59124U605 47 12000 SH SOLE 12000 0 0 NEXTERA ENERGY COM 65339F101 235 3000 SH DFND 3000 0 0 NEXTERA ENERGY COM 65339F101 195 2484 SH SOLE 2484 0 0 NIKE INC CL B 654106103 288 3470 SH SOLE 3470 0 0 NORDIC AMER TANKER COM G65773106 135 50500 SH SOLE 50500 0 0 NORTHROP GRUMMAN COM 666807102 290 616 SH SOLE 616 0 0 NOVAGOLD RESOURCES COM NEW 66987E206 70 15000 SH DFND 15000 0 0 NexGen Energy Ltd COM 65340P106 383 104426 SH SOLE 104426 0 0 Norfolk Southern Corp COM 655844108 273 1300 SH DFND 1300 0 0 Norfolk Southern Corp COM 655844108 297 1419 SH SOLE 1419 0 0 Nucor Corp COM 670346105 278 2600 SH SOLE 2600 0 0 Nuveen Asset Management LLC NUVEEN BLMBRG SH 78468R739 206 4460 SH DFND 4460 0 0 Nuveen Asset Management LLC NUVEEN BLMBRG SH 78468R739 8985 194945 SH SOLE 194945 0 0 Nuveen Closed-End Funds/USA COM 6706ER101 250 21024 SH SOLE 21024 0 0 Nuveen Closed-End Funds/USA COM 67072C105 95 14525 SH SOLE 14525 0 0 Nuveen Closed-End Funds/USA COM 67074Y105 15 1321 SH DFND 1321 0 0 Nuveen Closed-End Funds/USA COM 67074Y105 3175 284751 SH SOLE 284751 0 0 ORACLE CORP COM 68389X105 51 842 SH DFND 807 0 35 ORACLE CORP COM 68389X105 3683 60311 SH SOLE 60029 0 282 PEPSICO INC COM 713448108 83 510 SH DFND 510 0 0 PEPSICO INC COM 713448108 3768 23081 SH SOLE 22965 0 116 PNC Financial Services Group I COM 693475105 152 1014 SH DFND 1000 0 14 PNC Financial Services Group I COM 693475105 445 2980 SH SOLE 2980 0 0 PROSHARES ETFS/USA SHORT QQQ NEW 74347B714 463 31000 SH SOLE 31000 0 0 Palo Alto Networks Inc COM 697435105 233 1422 SH SOLE 1422 0 0 Pfizer Inc COM 717081103 48 1108 SH DFND 1000 0 108 Pfizer Inc COM 717081103 1453 33206 SH SOLE 33106 0 100 Physicians Realty Trust COM 71943U104 4 269 SH DFND 269 0 0 Physicians Realty Trust COM 71943U104 1060 70448 SH SOLE 70448 0 0 Postal Realty Trust Inc CL A 73757R102 9 629 SH DFND 629 0 0 Postal Realty Trust Inc CL A 73757R102 2076 141494 SH SOLE 141494 0 0 Procter & Gamble Co/The COM 742718109 99 787 SH DFND 787 0 0 Procter & Gamble Co/The COM 742718109 3238 25650 SH SOLE 23539 0 2111 Proshare Capital Management LLC ULTRA SILVER NEW 74347W353 409 19683 SH SOLE 19683 0 0 Putnam Investment Management LLC COM 746823103 63 11200 SH SOLE 11200 0 0 Putnam Investment Management LLC SH BEN INT 746853100 44 12170 SH SOLE 12170 0 0 QUALCOMM Inc COM 747525103 27 239 SH DFND 200 0 39 QUALCOMM Inc COM 747525103 194 1721 SH SOLE 1721 0 0 ROPER INDUSTRIES INC COM 776696106 346 963 SH SOLE 963 0 0 Rafferty Asset Management LLC DAILY JR GLD MIN 25460G831 248 9400 SH SOLE 9400 0 0 Raytheon Technologies Corp COM 75513E101 82 1001 SH DFND 1001 0 0 Raytheon Technologies Corp COM 75513E101 10117 123588 SH SOLE 118074 0 5514 SALESFORCE.COM INC COM 79466L302 24 164 SH DFND 164 0 0 SALESFORCE.COM INC COM 79466L302 2140 14876 SH SOLE 14803 0 73 SELECT SECTOR SPDR TECHNOLOGY 81369Y803 12 103 SH DFND 8 0 95 SELECT SECTOR SPDR TECHNOLOGY 81369Y803 220 1849 SH SOLE 1849 0 0 SILVERCORP METALS COM 82835P103 1 410 SH DFND 410 0 0 SILVERCORP METALS COM 82835P103 70 30000 SH SOLE 30000 0 0 SILVERCREST METALS COM 828363101 155 28000 SH SOLE 28000 0 0 SSgA Funds Management Inc TR UNIT 78462F103 194 542 SH DFND 542 0 0 SSgA Funds Management Inc TR UNIT 78462F103 4226 11832 SH SOLE 11832 0 0 STARBUCKS CORP COM 855244109 79 932 SH DFND 932 0 0 STARBUCKS CORP COM 855244109 8503 100915 SH SOLE 95415 0 5500 STATE STREET ETF/USA NUVEEN BLOOMBERG 78464A284 185 3858 SH DFND 3858 0 0 STATE STREET ETF/USA NUVEEN BLOOMBERG 78464A284 2066 43117 SH SOLE 43117 0 0 Seligman Funds/Closed-end/USA COM 895436103 32 1253 SH DFND 1253 0 0 Seligman Funds/Closed-end/USA COM 895436103 7368 288269 SH SOLE 288269 0 0 Sprott Asset Management CEFs TR UNIT 85207K107 854 128985 SH SOLE 128985 0 0 Sprott ETF Trust None 85208P303 475 7308 SH SOLE 7308 0 0 Starwood Property Trust Inc COM 85571B105 4 198 SH DFND 198 0 0 Starwood Property Trust Inc COM 85571B105 803 44099 SH SOLE 44099 0 0 State Street Global Advisors Inc BLOOMBERG HIGH Y 78468R622 5 58 SH DFND 58 0 0 State Street Global Advisors Inc BLOOMBERG HIGH Y 78468R622 2724 31007 SH SOLE 31007 0 0 TEXAS INSTRUMENTS COM 882508104 59 381 SH DFND 381 0 0 TEXAS INSTRUMENTS COM 882508104 7848 50707 SH SOLE 47315 0 3392 TRAVELERS CO INC COM 89417E109 380 2482 SH SOLE 2482 0 0 Target Corp COM 87612E106 47 316 SH DFND 303 0 13 Target Corp COM 87612E106 3574 24082 SH SOLE 23991 0 91 Tesla Inc COM 88160R101 138 519 SH DFND 519 0 0 Tesla Inc COM 88160R101 516 1944 SH SOLE 1944 0 0 Thermo Fisher Scientific Inc COM 883556102 896 1767 SH SOLE 1767 0 0 Tyson Foods Inc CL A 902494103 238 3607 SH SOLE 3607 0 0 UTD PARCEL SERV CL B 911312106 63 392 SH DFND 392 0 0 UTD PARCEL SERV CL B 911312106 8471 52439 SH SOLE 49581 0 2858 Union Pacific Corp COM 907818108 406 2084 SH DFND 2084 0 0 Union Pacific Corp COM 907818108 297 1527 SH SOLE 1527 0 0 United Rentals Inc COM 911363109 375 1390 SH SOLE 1390 0 0 UnitedHealth Group Inc COM 91324P102 3 6 SH DFND 0 0 6 UnitedHealth Group Inc COM 91324P102 816 1616 SH SOLE 1616 0 0 Uranium Energy Corp COM 916896103 238 68071 SH SOLE 68071 0 0 Uranium Royalty Corp COM 91702V101 81 36000 SH SOLE 36000 0 0 VANGUARD S&P 500 ETF SHS 922908363 338 1029 SH SOLE 1029 0 0 VANGUARD ETF/USA DIV APP ETF 921908844 3 20 SH DFND 20 0 0 VANGUARD ETF/USA DIV APP ETF 921908844 568 4200 SH SOLE 4200 0 0 VANGUARD ETF/USA VG TL INTL STK F 921909768 1991 43494 SH SOLE 43494 0 0 VANGUARD ETF/USA COMM SRVC ETF 92204A884 548 6655 SH SOLE 6655 0 0 VANGUARD ETF/USA SHRT TRM CORP BD 92206C409 33 443 SH DFND 443 0 0 VANGUARD ETF/USA SHRT TRM CORP BD 92206C409 10223 137629 SH SOLE 137629 0 0 VANGUARD ETF/USA SM CP VAL ETF 922908611 194 1350 SH DFND 1350 0 0 VANGUARD ETF/USA SM CP VAL ETF 922908611 7230 50415 SH SOLE 49415 0 1000 VANGUARD GROUP INC/THE TOTAL INT BD ETF 92203J407 895 18760 SH SOLE 18760 0 0 VERIZON COMMUN COM 92343V104 69 1823 SH DFND 1823 0 0 VERIZON COMMUN COM 92343V104 2368 62352 SH SOLE 55475 0 6877 VISA INC COM CL A 92826C839 41 228 SH DFND 228 0 0 VISA INC COM CL A 92826C839 3809 21442 SH SOLE 21340 0 102 Van Eck Associates Corp INTRMDT MUNI ETF 92189H201 1355 31122 SH DFND 31122 0 0 Van Eck Associates Corp INTRMDT MUNI ETF 92189H201 26520 609172 SH SOLE 609172 0 0 Vanguard ETF/USA 500 GRTH IDX F 921932505 1253 6010 SH SOLE 6010 0 0 Vanguard ETF/USA INTERMED TERM 921937819 1954 26591 SH SOLE 26591 0 0 Vanguard ETF/USA VAN FTSE DEV MKT 921943858 5 147 SH DFND 147 0 0 Vanguard ETF/USA VAN FTSE DEV MKT 921943858 208 5708 SH SOLE 5708 0 0 Vanguard ETF/USA FTSE EMR MKT ETF 922042858 179 4906 SH DFND 4906 0 0 Vanguard ETF/USA FTSE EMR MKT ETF 922042858 9851 269970 SH SOLE 267043 0 2927 Vanguard ETF/USA INF TECH ETF 92204A702 7 22 SH DFND 0 0 22 Vanguard ETF/USA INF TECH ETF 92204A702 479 1559 SH SOLE 1559 0 0 Vanguard ETF/USA REAL ESTATE ETF 922908553 4 52 SH DFND 52 0 0 Vanguard ETF/USA REAL ESTATE ETF 922908553 250 3114 SH SOLE 3114 0 0 Vanguard ETF/USA SML CP GRW ETF 922908595 193 987 SH DFND 987 0 0 Vanguard ETF/USA SML CP GRW ETF 922908595 6678 34225 SH SOLE 33515 0 710 Vanguard ETF/USA GROWTH ETF 922908736 902 4214 SH DFND 4214 0 0 Vanguard ETF/USA GROWTH ETF 922908736 32142 150233 SH SOLE 150233 0 0 Vanguard ETF/USA VALUE ETF 922908744 1174 9504 SH DFND 9504 0 0 Vanguard ETF/USA VALUE ETF 922908744 41326 334675 SH SOLE 334675 0 0 Vanguard ETF/USA TOTAL STK MKT 922908769 1389 7738 SH DFND 7738 0 0 Vanguard ETF/USA TOTAL STK MKT 922908769 5711 31824 SH SOLE 31824 0 0 Vanguard Group Inc/The TOTAL BND MRKT 921937835 92 1290 SH DFND 1290 0 0 Vanguard Group Inc/The TOTAL BND MRKT 921937835 4293 60185 SH SOLE 58194 0 1991 Vanguard Group Inc/The LARGE CAP ETF 922908637 388 2370 SH SOLE 2370 0 0 Vanguard Group Inc/The EXTEND MKT ETF 922908652 13 99 SH DFND 99 0 0 Vanguard Group Inc/The EXTEND MKT ETF 922908652 562 4424 SH SOLE 4424 0 0 Voya Investments LLC CORE S&P MCP ETF 464287507 47 215 SH DFND 0 0 215 Voya Investments LLC CORE S&P MCP ETF 464287507 573 2612 SH SOLE 2612 0 0 WASTE MANAGEMENT COM 94106L109 604 3767 SH SOLE 3767 0 0 WEC Energy Group Inc COM 92939U106 179 2000 SH DFND 2000 0 0 WEC Energy Group Inc COM 92939U106 82 912 SH SOLE 912 0 0 WELLS FARGO & CO COM 949746101 24 598 SH DFND 478 0 120 WELLS FARGO & CO COM 949746101 1825 45387 SH SOLE 45387 0 0 Walmart Inc COM 931142103 170 1310 SH DFND 1310 0 0 Walmart Inc COM 931142103 9990 77027 SH SOLE 72867 0 4160 Walt Disney Co/The COM 254687106 745 7898 SH SOLE 7898 0 0 Warner Bros Discovery Inc None 934423104 70 6111 SH DFND 5684 0 427 Warner Bros Discovery Inc None 934423104 45 3910 SH SOLE 3910 0 0 YAMANA GOLD INC COM 98462Y100 91 20000 SH DFND 20000 0 0 ZIM Integrated Shipping Servic SHS M9T951109 213 9052 SH SOLE 9052 0 0 iShares ETFs/USA 7-10 YR TRSY BD 464287440 305 3173 SH SOLE 3173 0 0 iShares ETFs/USA RUS 1000 ETF 464287622 318 1612 SH SOLE 1612 0 0 iShares ETFs/USA MSCI ACWI EX US 464288240 85 2115 SH DFND 2115 0 0 iShares ETFs/USA MSCI ACWI EX US 464288240 736 18405 SH SOLE 18405 0 0 iShares ETFs/USA JPMORGAN USD EMG 464288281 6 79 SH DFND 79 0 0 iShares ETFs/USA JPMORGAN USD EMG 464288281 2810 35393 SH SOLE 35393 0 0 iShares ETFs/USA BLACKROCK ULTRA 46434V878 123 2463 SH DFND 2463 0 0 iShares ETFs/USA BLACKROCK ULTRA 46434V878 4241 84809 SH SOLE 80774 0 4035