PCS Chief Investment Officer

0000920112-21-000024.txt : 20210210 0000920112-21-000024.hdr.sgml : 20210210 20210210155751 ACCESSION NUMBER: 0000920112-21-000024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210210 DATE AS OF CHANGE: 20210210 EFFECTIVENESS DATE: 20210210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUBUQUE BANK & TRUST CO CENTRAL INDEX KEY: 0000933482 IRS NUMBER: 420223620 STATE OF INCORPORATION: IA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10581 FILM NUMBER: 21613654 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE. CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635874197 MAIL ADDRESS: STREET 1: 1398 CENTRAL CITY: DUBUQUE STATE: IA ZIP: 52001 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000933482 XXXXXXXX 12-31-2020 12-31-2020 Dubuque Bank & Trust

1398 Central Dubuque IA 52001

13F HOLDINGS REPORT 028-10581 N Mark Stevens PCS Chief Investment Officer 563-587-4097 Mark Stevens Dubuque IA 02-10-2021 0 382 815941 false INFORMATION TABLE 2 information_table.xml INFORMATION TABLE 3M Co COM 88579Y101 7 40 SH DFND 25 0 15 3M Co COM 88579Y101 5652 32337 SH SOLE 30121 0 2216 ACCENTURE SHS CLASS A G1151C101 366 1400 SH DFND 1400 0 0 ACCENTURE SHS CLASS A G1151C101 285 1091 SH SOLE 1091 0 0 ADAMS EXPRESS COMPANY COM 006212104 10847 627342 SH SOLE 627342 0 0 ALPHABET INC CAP STK CL A 02079K305 622 355 SH DFND 355 0 0 ALPHABET INC CAP STK CL A 02079K305 11562 6597 SH SOLE 6400 0 197 AMER EXPRESS CO COM 025816109 209 1730 SH DFND 1730 0 0 AMER EXPRESS CO COM 025816109 489 4048 SH SOLE 4048 0 0 ANALOG DEVICES INC COM 032654105 225 1523 SH SOLE 1523 0 0 APPLIED MATERIALS COM 038222105 222 2575 SH DFND 2575 0 0 APPLIED MATERIALS COM 038222105 202 2340 SH SOLE 2340 0 0 ASML HOLDING NV N Y REGISTRY SHS N07059210 1666 3416 SH SOLE 3176 0 240 AT&T INC COM 00206R102 101 3500 SH 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FINANCIALS ETF 92204A405 27 371 SH DFND 371 0 0 VANGUARD FINANCIALS ETF 92204A405 684 9394 SH SOLE 9394 0 0 VANGUARD S&P 500 ETF SHS 922908363 371 1080 SH SOLE 1080 0 0 VANGUARD REAL ESTATE ETF 922908553 4 42 SH DFND 42 0 0 VANGUARD REAL ESTATE ETF 922908553 429 5057 SH SOLE 5057 0 0 VANGUARD ETF/USA DIV APP ETF 921908844 599 4242 SH SOLE 4242 0 0 VANGUARD ETF/USA COMM SRVC ETF 92204A884 28 231 SH DFND 231 0 0 VANGUARD ETF/USA COMM SRVC ETF 92204A884 5727 47645 SH SOLE 44902 0 2743 VANGUARD ETF/USA SHRT TRM CORP BD 92206C409 8194 98425 SH SOLE 98425 0 0 VANGUARD ETF/USA SM CP VAL ETF 922908611 83 586 SH DFND 586 0 0 VANGUARD ETF/USA SM CP VAL ETF 922908611 5752 40445 SH SOLE 40445 0 0 VANGUARD GROUP INC/THE INTL BD IDX ETF 92203J407 996 17010 SH SOLE 17010 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 23 135 SH DFND 135 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 617 3627 SH SOLE 3627 0 0 VERIZON COMMUN COM 92343V104 108 1838 SH DFND 1710 0 128 VERIZON COMMUN COM 92343V104 4015 68333 SH SOLE 63911 0 4422 VISA INC COM CL A 92826C839 946 4323 SH DFND 4323 0 0 VISA INC COM CL A 92826C839 6353 29044 SH SOLE 28923 0 121 Van Eck Associates Corp INTRMDT MUNI ETF 92189H201 785 15083 SH DFND 15083 0 0 Van Eck Associates Corp INTRMDT MUNI ETF 92189H201 27781 533900 SH SOLE 533900 0 0 Van Eck Associates Corp HIGH YLD MUN ETF 92189H409 75 1216 SH DFND 1216 0 0 Van Eck Associates Corp HIGH YLD MUN ETF 92189H409 2657 43172 SH SOLE 43172 0 0 Vanguard ETF/USA 500 GRTH IDX F 921932505 1383 6010 SH SOLE 6010 0 0 Vanguard ETF/USA INTERMED TERM 921937819 366 3945 SH SOLE 3945 0 0 Vanguard ETF/USA TOTAL BND MRKT 921937835 13661 154901 SH SOLE 152988 0 1913 Vanguard ETF/USA FTSE DEV MKT ETF 921943858 272 5755 SH SOLE 5755 0 0 Vanguard ETF/USA FTSE EMR MKT ETF 922042858 77 1545 SH DFND 1545 0 0 Vanguard ETF/USA FTSE EMR MKT ETF 922042858 6285 125418 SH SOLE 125418 0 0 Vanguard ETF/USA CONSUM DIS ETF 92204A108 25 90 SH DFND 90 0 0 Vanguard ETF/USA CONSUM DIS ETF 92204A108 756 2748 SH SOLE 2748 0 0 Vanguard ETF/USA CONSUM STP ETF 92204A207 26 149 SH DFND 149 0 0 Vanguard ETF/USA CONSUM STP ETF 92204A207 642 3690 SH SOLE 3690 0 0 Vanguard ETF/USA HEALTH CAR ETF 92204A504 37 166 SH DFND 166 0 0 Vanguard ETF/USA HEALTH CAR ETF 92204A504 1122 5017 SH SOLE 5017 0 0 Vanguard ETF/USA INF TECH ETF 92204A702 67 189 SH DFND 189 0 0 Vanguard ETF/USA INF TECH ETF 92204A702 1866 5274 SH SOLE 5274 0 0 Vanguard ETF/USA SML CP GRW ETF 922908595 87 325 SH DFND 325 0 0 Vanguard ETF/USA SML CP GRW ETF 922908595 5906 22064 SH SOLE 22064 0 0 Vanguard ETF/USA GROWTH ETF 922908736 427 1686 SH DFND 1686 0 0 Vanguard ETF/USA GROWTH ETF 922908736 30199 119205 SH SOLE 119205 0 0 Vanguard ETF/USA VALUE ETF 922908744 407 3421 SH DFND 3421 0 0 Vanguard ETF/USA VALUE ETF 922908744 28496 239544 SH SOLE 239544 0 0 Vanguard ETF/USA TOTAL STK MKT 922908769 908 4664 SH DFND 4664 0 0 Vanguard ETF/USA TOTAL STK MKT 922908769 8240 42332 SH SOLE 42332 0 0 Vanguard Group Inc/The FTSE SMCAP ETF 922042718 230 1889 SH SOLE 1889 0 0 Veeva Systems Inc CL A COM 922475108 1126 4135 SH DFND 4135 0 0 Voya Financial Inc COM 929089100 320 5435 SH DFND 5435 0 0 WASTE MANAGEMENT COM 94106L109 405 3438 SH SOLE 3438 0 0 WEC Energy Group Inc COM 92939U106 184 2000 SH DFND 2000 0 0 WEC Energy Group Inc COM 92939U106 159 1727 SH SOLE 1727 0 0 Walmart Inc COM 931142103 425 2946 SH DFND 2801 0 145 Walmart Inc COM 931142103 13570 94137 SH SOLE 90404 0 3733 Walt Disney Co/The COM DISNEY 254687106 335 1851 SH DFND 1731 0 120 Walt Disney Co/The COM DISNEY 254687106 7602 41961 SH SOLE 41783 0 178 Wells Fargo & Co COM 949746101 6 194 SH DFND 99 0 95 Wells Fargo & Co COM 949746101 837 27732 SH SOLE 27732 0 0 Woodward Inc COM 980745103 267 2200 SH SOLE 2200 0 0 YAMANA GOLD INC COM 98462Y100 114 20000 SH DFND 20000 0 0 YAMANA GOLD INC COM 98462Y100 34 6020 SH SOLE 6020 0 0 Yum China Holdings Inc COM 98850P109 924 16187 SH SOLE 14996 0 1191 iShares ETFs/USA CORE US AGGBD ET 464287226 842 7122 SH SOLE 7122 0 0 iShares ETFs/USA MSCI ACWI EX US 464288240 112 2115 SH DFND 2115 0 0 iShares ETFs/USA MSCI ACWI EX US 464288240 1726 32539 SH SOLE 32539 0 0 iShares ETFs/USA JPMORGAN USD EMG 464288281 1862 16063 SH SOLE 16063 0 0 iShares ETFs/USA ULTR SH TRM BD 46434V878 932 18450 SH SOLE 16708 0 1742