0000920112-20-000132.txt : 20200421 0000920112-20-000132.hdr.sgml : 20200421 20200421115403 ACCESSION NUMBER: 0000920112-20-000132 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200421 DATE AS OF CHANGE: 20200421 EFFECTIVENESS DATE: 20200421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUBUQUE BANK & TRUST CO CENTRAL INDEX KEY: 0000933482 IRS NUMBER: 420223620 STATE OF INCORPORATION: IA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10581 FILM NUMBER: 20804493 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE. CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635874197 MAIL ADDRESS: STREET 1: 1398 CENTRAL CITY: DUBUQUE STATE: IA ZIP: 52001 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000933482 XXXXXXXX 03-31-2020 03-31-2020 DUBUQUE BANK & TRUST CO

1398 CENTRAL DUBUQUE IA 52001

13F HOLDINGS REPORT 028-10581 N Randy Martinez 563-589-2000 Randy Martinez Dubuque IA 04-20-2020 0 297 529508 false INFORMATION TABLE 2 q1202013fhrinformationtabl.xml INFORMATION TABLE 3M Co COM 88579Y101 19 139 SH DFND 124 0 15 3M Co COM 88579Y101 5007 36680 SH SOLE 34489 0 2191 ACCENTURE SHS CLASS A G1151C101 359 2200 SH DFND 2200 0 0 ACCENTURE SHS CLASS A G1151C101 118 720 SH SOLE 720 0 0 ADAMS EXPRESS COMPANY COM 006212104 9340 741820 SH SOLE 741820 0 0 ALPHABET INC CAP STK CL A 02079K305 347 299 SH DFND 299 0 0 ALPHABET INC CAP STK CL A 02079K305 6607 5686 SH SOLE 5665 0 21 AMER EXPRESS CO COM 025816109 148 1730 SH DFND 1730 0 0 AMER EXPRESS CO COM 025816109 4160 48595 SH SOLE 48418 0 177 ASML HOLDING NV N Y REGISTRY SHS N07059210 5 19 SH DFND 19 0 0 ASML HOLDING NV N Y REGISTRY SHS N07059210 1745 6669 SH SOLE 6320 0 349 AT&T INC COM 00206R102 46 1570 SH DFND 1570 0 0 AT&T INC COM 00206R102 760 26071 SH SOLE 26071 0 0 AbbVie Inc COM 00287Y109 49 649 SH DFND 534 0 115 AbbVie Inc COM 00287Y109 5801 76143 SH SOLE 73652 0 2491 Abbott Laboratories COM 002824100 13 163 SH DFND 163 0 0 Abbott Laboratories COM 002824100 3022 38298 SH SOLE 35816 0 2482 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 52 269 SH DFND 269 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 1793 9221 SH SOLE 8793 0 428 Alliant Energy Corp COM 018802108 5 100 SH DFND 0 0 100 Alliant Energy Corp COM 018802108 251 5199 SH SOLE 5199 0 0 Alphabet Inc CAP STK CL C 02079K107 226 194 SH DFND 194 0 0 Alphabet Inc CAP STK CL C 02079K107 1251 1076 SH SOLE 1076 0 0 Amazon.com Inc COM 023135106 817 419 SH DFND 419 0 0 Amazon.com Inc COM 023135106 1538 789 SH SOLE 789 0 0 American Electric Power Co Inc COM 025537101 295 3686 SH SOLE 3686 0 0 Ameriprise Financial Inc COM 03076C106 35 346 SH DFND 346 0 0 Ameriprise Financial Inc COM 03076C106 300 2924 SH SOLE 2924 0 0 Amgen Inc COM 031162100 194 957 SH DFND 937 0 20 Amgen Inc COM 031162100 12716 62722 SH SOLE 60709 0 2013 Anheuser-Busch InBev SA/NV 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110859 SH SOLE 107518 0 3341 Merck & Co Inc COM 58933Y105 87 1135 SH DFND 1080 0 55 Merck & Co Inc COM 58933Y105 380 4933 SH SOLE 4833 0 100 MetLife Inc COM 59156R108 271 8855 SH SOLE 8855 0 0 NIKE INC CL B 654106103 253 3059 SH SOLE 3059 0 0 NORTHROP GRUMMAN COM 666807102 6 20 SH DFND 0 0 20 NORTHROP GRUMMAN COM 666807102 477 1575 SH SOLE 1575 0 0 NOVAGOLD RESOURCES COM NEW 66987E206 185 25000 SH DFND 25000 0 0 Nuveen Closed-End Funds/USA COM 6706ER101 2111 208993 SH SOLE 206890 0 2103 Nuveen Closed-End Funds/USA COM 67074Y105 3713 376233 SH SOLE 376233 0 0 ORACLE CORP COM 68389X105 3 70 SH DFND 0 0 70 ORACLE CORP COM 68389X105 4905 101487 SH SOLE 101072 0 415 Okta Inc CL A 679295105 267 2185 SH DFND 2185 0 0 PEPSICO INC COM 713448108 64 530 SH DFND 500 0 30 PEPSICO INC COM 713448108 3805 31682 SH SOLE 31560 0 122 PNC Financial Services Group I COM 693475105 2 20 SH DFND 0 0 20 PNC Financial Services Group I COM 693475105 323 3374 SH SOLE 3374 0 0 PROSHARES TRUST PSHS ULTRA QQQ 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COM 74144T108 3046 31193 SH SOLE 29209 0 1984 TEXAS INSTRUMENTS COM 882508104 25 248 SH DFND 248 0 0 TEXAS INSTRUMENTS COM 882508104 8715 87207 SH SOLE 83716 0 3491 TRAVELERS CO INC COM 89417E109 414 4166 SH SOLE 4166 0 0 Target Corp COM 87612E106 6 65 SH DFND 0 0 65 Target Corp COM 87612E106 273 2941 SH SOLE 2941 0 0 Thermo Fisher Scientific Inc COM 883556102 380 1340 SH DFND 1340 0 0 Thermo Fisher Scientific Inc COM 883556102 624 2202 SH SOLE 2202 0 0 Tiffany & Co COM 886547108 78 600 SH DFND 600 0 0 Tiffany & Co COM 886547108 3263 25199 SH SOLE 25100 0 99 US BANCORP COM NEW 902973304 445 12903 SH DFND 12903 0 0 US BANCORP COM NEW 902973304 3125 90707 SH SOLE 84029 0 6678 UTD TECHNOLOGIES COM 913017109 74 782 SH DFND 782 0 0 UTD TECHNOLOGIES COM 913017109 7586 80419 SH SOLE 77801 0 2618 Union Pacific Corp COM 907818108 253 1792 SH SOLE 1792 0 0 United Parcel Service Inc CL B 911312106 16 171 SH DFND 171 0 0 United Parcel Service Inc CL B 911312106 3872 41449 SH SOLE 38753 0 2696 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